13F-HR filed by WINTRUST INVESTMENTS LLC
WINTRUST INVESTMENTS LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 189 holding rows worth $351,852,000.
- Accession
- 0000049096-21-000001
- Filer
- CIK 49096
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 189 entries on the cover page, a total value of $351,852,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $351,852,000 with VALUE read as thousands by filing date, 13F file number 028-17513. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 17,036 | $29,845,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 118,350 | $26,323,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 50,324 | $15,789,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 104,791 | $13,045,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 229,843 | $11,830,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 30,500 | $10,941,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 81,139 | $10,310,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 28,508 | $9,798,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 68,418 | $9,659,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 59,065 | $6,864,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 115,902 | $6,752,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 9,400 | $6,452,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 36,169 | $5,692,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 25,154 | $5,502,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,235 | $5,116,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 65,620 | $5,063,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R904 | CALL | 23,200 | $4,401,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 98,000 | $4,217,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 189,670 | $4,023,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 14,400 | $4,011,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 127,739 | $3,674,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 55,519 | $3,333,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 140,414 | $3,244,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 12,700 | $3,135,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 81,836 | $3,121,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,949 | $2,991,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,086 | $2,948,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,901 | $2,775,000 | thousands by filing date | |
| ISHARES TR | 464287905 | CALL | 44,100 | $2,534,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 28,846 | $2,507,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 179,821 | $2,458,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 111,550 | $2,426,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 12,235 | $2,313,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 69,544 | $2,301,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 11,094 | $2,262,000 | thousands by filing date | |
| RTX CORPORATION | 75513E901 | CALL | 37,800 | $2,231,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 67,499 | $2,186,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 86,038 | $2,175,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q903 | CALL | 14,800 | $2,169,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,654 | $2,073,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8,983 | $2,040,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15,392 | $2,031,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,984 | $1,996,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 28,554 | $1,950,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,372 | $1,907,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 46,779 | $1,866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 87,978 | $1,845,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,762 | $1,840,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 30,000 | $1,836,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 1,300 | $1,819,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 27,775 | $1,800,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,111 | $1,796,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 31,419 | $1,720,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 29,987 | $1,701,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 928 | $1,626,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,486 | $1,624,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,233 | $1,614,000 | thousands by filing date | |
| VISA INC | 92826C909 | CALL | 9,300 | $1,614,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 23,700 | $1,531,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 8,100 | $1,494,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 61,425 | $1,434,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903902 | CALL | 14,700 | $1,393,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 44,152 | $1,329,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 14,106 | $1,314,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,401 | $1,308,000 | thousands by filing date | |
| ISHARES TR | 464287904 | CALL | 30,000 | $1,286,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,555 | $1,276,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 26,100 | $1,272,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 56,500 | $1,237,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 23,000 | $1,221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 24,966 | $1,188,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,727 | $1,110,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,093 | $1,064,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 11,670 | $1,048,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 28,445 | $1,047,000 | thousands by filing date | |
| BUNGE LIMITED | G16962905 | COM | 16,800 | $988,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,804 | $962,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 6,000 | $961,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,426 | $945,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,176 | $941,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,327 | $926,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,253 | $896,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,808 | $847,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,437 | $839,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,470 | $789,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,870 | $761,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 14,793 | $742,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 48,800 | $742,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 32,781 | $734,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 67,170 | $725,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 19,180 | $715,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 14,140 | $711,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,657 | $694,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,942 | $671,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,808 | $666,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 4,565 | $663,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,188 | $659,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 7,450 | $650,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 12,652 | $626,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 11,400 | $617,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 274 | $610,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 15,159 | $605,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,818 | $597,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 42,350 | $588,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 24,401 | $577,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 4,900 | $573,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 3,400 | $561,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 14,673 | $555,000 | thousands by filing date | |
| RIO TINTO PLC | 767204900 | Option | 10,600 | $530,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 19,772 | $518,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,027 | $514,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 11,900 | $502,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 19,500 | $495,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,080 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 6,631 | $487,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887909 | COM | 2,000 | $483,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,740 | $468,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,149 | $467,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,398 | $458,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 23,000 | $457,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,071 | $439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 8,917 | $437,000 | thousands by filing date | |
| HUMANA INC | 444859902 | COM | 1,100 | $431,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,612 | $418,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,007 | $412,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,096 | $394,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,678 | $393,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,631 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,425 | $381,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,933 | $377,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 527 | $372,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,830 | $352,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,550 | $352,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,198 | $349,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,418 | $337,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,297 | $325,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 2,133 | $323,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,090 | $322,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 2,200 | $322,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 13,267 | $321,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 6,300 | $315,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,151 | $298,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 19,923 | $296,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 667 | $291,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,870 | $291,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,381 | $287,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,555 | $286,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 1,300 | $286,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 3,200 | $284,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,509 | $280,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,556 | $277,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,907 | $274,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,600 | $273,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,396 | $267,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 24,246 | $266,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 2,700 | $266,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 492 | $262,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,771 | $258,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,382 | $256,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,093 | $253,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,544 | $253,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,341 | $251,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,031 | $248,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,618 | $247,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,727 | $246,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,445 | $238,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 578 | $236,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,722 | $228,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,625 | $226,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 32,619 | $224,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 9,000 | $224,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,400 | $223,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 826 | $221,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,052 | $218,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y902 | ST STR SVC ETF | 7,500 | $218,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 5,709 | $217,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,117 | $214,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,667 | $214,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,579 | $213,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 24,906 | $211,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,380 | $210,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 511 | $210,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 100 | $210,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,583 | $205,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 830 | $203,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,550 | $200,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,805 | $142,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,458 | $110,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,295 | $104,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000049096-21-000001 | this filing | 2021-02-08 | acceptance time not in the bulk data set |