13F-HR filed by WINTRUST INVESTMENTS LLC
WINTRUST INVESTMENTS LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 199 holding rows worth $216,123,000.
- Accession
- 0000049096-16-000010
- Filer
- CIK 49096
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 204 entries on the cover page, a total value of $216,123,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,123,000 with VALUE read as thousands by filing date, 13F file number 028-17513. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 509,354 | $19,167,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 492,924 | $18,440,000 | thousands by filing date | |
| IJH | 464287507 | COM | 116,753 | $18,063,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 70,915 | $15,428,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 122,076 | $15,163,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32,699 | $7,073,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 27,224 | $3,744,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 77,228 | $3,508,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 40,779 | $3,423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 66,407 | $3,104,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 293,833 | $2,571,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 36,773 | $2,487,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 78,683 | $2,331,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 19,010 | $2,323,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 24,548 | $2,129,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 46,309 | $2,104,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 60,355 | $1,782,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,555 | $1,749,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,603 | $1,689,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,375 | $1,660,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,670 | $1,658,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 38,198 | $1,533,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 15,676 | $1,489,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 40,253 | $1,479,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11,705 | $1,303,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 15,376 | $1,285,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,860 | $1,283,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 52,235 | $1,269,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,833 | $1,145,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 18,224 | $1,081,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 56,740 | $1,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 17,605 | $1,071,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,272 | $1,051,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 6,739 | $1,041,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,608 | $1,011,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,256 | $976,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,042 | $971,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 35,555 | $960,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,487 | $945,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 33,073 | $900,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 18,402 | $892,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,502 | $830,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,154 | $825,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,516 | $810,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,457 | $795,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,852 | $789,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,926 | $788,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,589 | $783,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 37,591 | $774,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,676 | $766,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 16,303 | $743,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,150 | $737,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 7,875 | $719,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,421 | $713,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 15,337 | $711,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,579 | $710,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 45,493 | $702,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 13,220 | $700,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 17,425 | $688,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,105 | $683,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,055 | $676,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,661 | $674,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,927 | $674,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 29,384 | $673,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,839 | $661,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,711 | $661,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 15,717 | $644,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,965 | $643,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,500 | $638,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,270 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 15,199 | $627,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 6,125 | $626,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,457 | $597,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 27,840 | $585,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,152 | $577,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 7,098 | $574,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,998 | $571,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 8,630 | $570,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 10,282 | $567,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 16,086 | $567,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 34,337 | $564,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,684 | $552,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,999 | $550,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,500 | $502,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 17,012 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 19,665 | $498,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,479 | $495,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,280 | $488,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 59,765 | $488,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,722 | $471,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,265 | $469,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,785 | $467,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 10,547 | $467,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,322 | $460,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 9,587 | $458,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,199 | $452,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,031 | $451,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,934 | $443,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,775 | $434,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,430 | $430,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,050 | $425,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 441 | $410,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,182 | $407,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 11,853 | $405,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,393 | $397,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,643 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 33,157 | $392,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 11,548 | $392,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,728 | $384,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,367 | $381,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 19,403 | $379,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 18,050 | $374,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,387 | $374,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,794 | $373,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,104 | $365,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,042 | $364,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,238 | $358,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 21,200 | $358,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 11,726 | $345,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,005 | $338,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,746 | $335,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,990 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,900 | $332,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,549 | $332,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,620 | $329,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,537 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,741 | $321,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,489 | $321,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,603 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,818 | $315,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,890 | $314,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,945 | $312,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 4,500 | $308,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,814 | $306,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,492 | $305,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 19,298 | $304,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,854 | $302,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,310 | $296,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 600 | $296,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,968 | $295,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 13,283 | $294,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,266 | $293,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 19,636 | $293,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,950 | $291,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,657 | $289,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,922 | $288,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,325 | $280,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 330 | $276,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,048 | $276,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,108 | $275,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,400 | $275,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,307 | $274,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 6,000 | $274,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,690 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,611 | $273,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,104 | $271,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,735 | $270,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,189 | $268,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 732 | $265,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 13,250 | $265,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,220 | $259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,350 | $256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,775 | $255,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,883 | $254,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 1,800 | $250,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 15,100 | $241,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,800 | $239,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 29,140 | $237,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 30,748 | $235,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,682 | $233,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 6,896 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,020 | $228,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 7,920 | $227,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 152 | $224,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,181 | $224,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,173 | $223,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,530 | $222,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,830 | $221,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,695 | $217,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,681 | $217,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 11,300 | $215,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,062 | $213,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,990 | $210,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 3,000 | $210,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,311 | $208,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,609 | $205,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,665 | $204,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,930 | $204,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,444 | $201,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 7,212 | $201,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 16,177 | $190,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,313 | $177,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,324 | $149,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,981 | $147,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,700 | $146,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,400 | $146,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,159 | $128,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,657 | $86,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 13,550 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000049096-16-000010 | this filing | 2016-11-15 | acceptance time not in the bulk data set |