13F-HR filed by WINTRUST INVESTMENTS LLC
WINTRUST INVESTMENTS LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 190 holding rows worth $50,795,000 by the sum of the rows.
- Accession
- 0000049096-16-000008
- Filer
- CIK 49096
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 190 entries on the cover page, a total value of $203,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,795,000 with VALUE read as thousands by filing date, 13F file number 028-17513. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $203,555,000, 301% more than the sum of the rows, $50,795,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 190,262 | $9,204,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 505,046 | $7,807,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 483,587 | $7,122,000 | thousands by filing date | |
| IJH | 464287507 | COM | 110,333 | $6,483,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 65,967 | $3,886,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,259 | $972,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,065 | $829,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 42,559 | $824,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,075 | $788,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,070 | $727,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 85,885 | $704,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 68,468 | $643,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 16,741 | $555,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 35,461 | $428,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 40,943 | $408,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 48,993 | $339,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 263,449 | $295,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 28,547 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 26,357 | $223,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,614 | $217,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 19,085 | $211,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,461 | $188,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 49,926 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 34,955 | $153,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 15,251 | $111,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,787 | $100,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,103 | $99,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 18,476 | $98,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 10,344 | $98,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,186 | $97,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,592 | $96,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E112 | PFD SECS INC ETF | 15,583 | $96,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 11,300 | $96,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,287 | $95,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,871 | $91,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,274 | $91,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,224 | $91,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 9,967 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,381 | $88,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 23,520 | $86,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,695 | $86,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,303 | $85,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,046 | $85,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 24,200 | $83,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 611 | $82,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,619 | $81,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,875 | $81,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,529 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,869 | $81,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,182 | $79,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,442 | $78,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 22,100 | $78,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,026 | $77,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,483 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,710 | $72,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 16,918 | $72,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 218 | $72,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,594 | $71,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,681 | $71,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,352 | $70,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,173 | $70,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,700 | $69,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 3,600 | $69,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,748 | $68,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,185 | $68,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,780 | $68,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,322 | $66,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,537 | $64,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 15,600 | $64,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 19,367 | $63,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 7,900 | $63,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,527 | $61,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,265 | $60,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 60,490 | $60,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,553 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E108 | CAP STRENGTH ETF | 26,637 | $59,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,600 | $58,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 7,500 | $58,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,247 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 21,581 | $57,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,075 | $56,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,000 | $56,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,135 | $56,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,281 | $55,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 17,145 | $55,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,040 | $55,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,850 | $54,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,290 | $54,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,522 | $53,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,744 | $52,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,500 | $52,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,303 | $51,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,345 | $51,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,029 | $50,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,704 | $49,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,001 | $49,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,231 | $49,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,700 | $49,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,400 | $48,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,412 | $47,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 31,088 | $47,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,413 | $46,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 3,500 | $45,000 | thousands by filing date | |
| Dun & Bradstreet Corp. | 26483E104 | COM | 2,010 | $45,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,182 | $44,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,163 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,195 | $43,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432900 | COM | 3,300 | $43,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,879 | $42,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,204 | $41,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,989 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,595 | $41,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,518 | $41,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,181 | $40,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,317 | $40,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 27,651 | $40,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,210 | $39,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 25,028 | $39,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,800 | $38,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,939 | $37,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,589 | $37,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 688 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287906 | CALL | 1,200 | $36,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,631 | $35,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,324 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 66,619 | $34,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,629 | $33,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,301 | $33,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,775 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 29,853 | $33,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 7,348 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 15,811 | $33,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 5,900 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,020 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 41,958 | $30,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E112 | COM | 2,283 | $28,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,383 | $27,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,498 | $26,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,354 | $26,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,453 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 6,867 | $25,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,612 | $24,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 312 | $23,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,139 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,905 | $20,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,724 | $18,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,894 | $18,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,475 | $18,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 7,040 | $18,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,581 | $16,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,810 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21,342 | $16,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,873 | $15,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,542 | $15,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,719 | $13,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,310 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 41,082 | $12,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 29,026 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 13,098 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 9,041 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 7,068 | $10,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 2,800 | $10,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,208 | $9,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,402 | $9,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 6,855 | $9,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 838 | $8,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,626 | $8,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 10,750 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,580 | $7,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,016 | $7,000 | thousands by filing date | |
| VISA INC | 92826C909 | CALL | 5,400 | $7,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 10,609 | $6,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,760 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,550 | $6,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,015 | $5,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,615 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 5,265 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 13,646 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,818 | $4,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 3,900 | $4,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 8,000 | $4,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,261 | $3,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,977 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,224 | $2,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,409 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 1,892 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 12,530 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,828 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,377 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000049096-16-000008 | this filing | 2016-08-15 | acceptance time not in the bulk data set |