13F-HR filed by FRANKLIN RESOURCES INC
FRANKLIN RESOURCES INC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 2,723 holding rows worth $210,360,534,371.
- Accession
- 0000038777-23-000110
- Filer
- CIK 38777
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 9,721 entries on the cover page, a total value of $210,360,534,371 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,360,534,371 with VALUE read as dollars as filed, 13F file number 028-00734. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBenefit Street Partners LLC028-18146
- reports for this filerBrandywine Global Investment Management, LLC028-02204
- reports for this filerClearBridge Investments Ltd028-16543
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerLexington Partners L.P.028-17321
- reports for this filerMARTIN CURRIE LTD028-13902
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerROYCE & ASSOCIATES LP028-03780
- reports for this filerWestern Asset Management Company, LLC028-10245
- included managerFIDUCIARY TRUST CO INTERNATIONAL028-03877
- included managerFiduciary Trust Co International of Pennsylvania028-15057
- included managerFIDUCIARY TRUST Co OF CANADA028-17561
- included managerFIDUCIARY TRUST INTERNATIONAL LLC028-13852
- included managerFRANKLIN ADVISERS INC028-03578
- included managerFRANKLIN ADVISORY SERVICES LLC028-05930
- included managerFranklin Managed Options Strategies, LLC
- included managerFRANKLIN MUTUAL ADVISERS LLC028-06154
- included managerFranklin Templeton Asset Management Mexico, S.A. de C.V., Sociedad Operadora de Fondos de Inversion028-21845
- included managerFranklin Templeton Australia Ltd028-21841
- included managerFranklin Templeton Institutional, LLC028-12310
- included managerFranklin Templeton International Services S.a r.l028-19123
- included managerFranklin Templeton Investimentos (Brasil) Ltda028-18545
- included managerFRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD028-11761
- included managerFRANKLIN TEMPLETON INVESTMENTS ASIA LTD028-11855
- included managerFRANKLIN TEMPLETON INVESTMENTS CORP028-06143
- included managerTEMPLETON ASSET MANAGEMENT LTD028-11763
- included managerTEMPLETON GLOBAL ADVISORS LTD028-05454
- included managerTEMPLETON INVESTMENT COUNSEL LLC028-01074
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANGIODYNAMICS INC | 03475V101 | COM | 11,820 | $123,283 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 15,178 | $123,245 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 25,918 | $122,333 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,661 | $121,925 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 39,445 | $121,096 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 21,031 | $120,928 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 28,842 | $119,406 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 43,154 | $119,105 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 67,395 | $117,941 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 790 | $117,576 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,296 | $117,502 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 48,316 | $117,408 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 23,576 | $117,173 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 12,807 | $117,056 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,583 | $116,066 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 4,766 | $114,317 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 47,247 | $113,865 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,777 | $113,635 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 16,842 | $113,178 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 18,531 | $113,039 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 16,711 | $112,298 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,500 | $111,915 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 13,190 | $111,324 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 30,421 | $110,732 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,621 | $110,213 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 14,093 | $109,784 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,306 | $108,543 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,686 | $107,230 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,294 | $106,954 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 12,754 | $106,241 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,304 | $103,473 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 4,218 | $102,329 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 36,500 | $102,200 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 23,520 | $102,077 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 11,554 | $100,520 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,989 | $99,988 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 3,036 | $99,733 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 10,000 | $99,300 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,000 | $98,800 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,990 | $98,102 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,687 | $95,940 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,486 | $95,812 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 82,645 | $95,042 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 335 | $93,885 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 56,423 | $93,663 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 28,356 | $93,575 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 27,347 | $92,980 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,650 | $90,717 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,334 | $89,992 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,215 | $89,154 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,000 | $88,320 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 2,600 | $87,490 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 32,747 | $86,751 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 33,438 | $86,604 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 24,234 | $85,546 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 17,700 | $83,898 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,200 | $83,616 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,542 | $83,443 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,442 | $81,415 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 74,204 | $80,647 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 17,589 | $80,580 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 735 | $80,336 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 24,268 | $79,842 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 83,012 | $79,692 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 230 | $79,559 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,500 | $79,410 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 441 | $78,988 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 67,667 | $77,818 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,203 | $76,147 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,303 | $75,744 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 82,473 | $75,463 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,960 | $75,127 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 984 | $74,862 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 26,301 | $74,432 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 789 | $74,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 3,000 | $73,875 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 800 | $73,456 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 18,272 | $72,723 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 63 | $72,576 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 109 | $71,622 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 453 | $70,829 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 13,103 | $69,577 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 135,881 | $69,299 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 740 | $69,221 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 18,358 | $68,292 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,655 | $67,729 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 35,201 | $66,529 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,440 | $65,405 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 64,617 | $65,263 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,230 | $64,090 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,353 | $63,531 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 2,651 | $63,385 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,090 | $63,110 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 14,668 | $62,339 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 24,923 | $62,058 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 51,900 | $61,761 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 887 | $61,105 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,201 | $61,045 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 2,203 | $59,591 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 34,084 | $58,624 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 86,900 | $55,928 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 125,000 | $55,813 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 522 | $55,494 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,051 | $55,036 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 497 | $54,894 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 26,369 | $54,848 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 2,309 | $54,677 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 3,750 | $53,813 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,000 | $53,581 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 258 | $53,089 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 484 | $51,943 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,516 | $51,195 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 730 | $50,896 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 57,360 | $49,880 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,400 | $47,390 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 23,995 | $47,268 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 29,100 | $46,851 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 4,803 | $46,061 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 51,845 | $45,883 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 24,660 | $44,388 | dollars as filed | |
| NUVATION BIO INC | 67080N119 | WARR | 266,666 | $44,104 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,419 | $43,964 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,973 | $43,722 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,058 | $42,786 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 518 | $40,938 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,195 | $40,825 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 568 | $39,732 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 12,516 | $39,551 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,564 | $39,241 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,016 | $38,862 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E114 | *W EXP 12/01/202 | 967,500 | $38,336 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 71,807 | $37,770 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 540 | $35,996 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $35,710 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 10,169 | $35,592 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 30 | $35,155 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 27,000 | $35,100 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 525 | $34,167 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 28,197 | $34,118 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,000 | $34,110 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,250 | $33,988 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 77,998 | $33,539 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 12,290 | $32,323 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 475 | $32,119 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 857 | $31,426 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,923 | $30,909 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 356 | $30,809 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 634 | $28,365 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 271 | $28,119 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 90 | $26,822 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 575 | $26,818 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 325 | $26,569 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 124,968 | $26,306 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 630 | $26,114 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 625 | $25,981 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 360 | $25,754 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 924 | $24,892 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 578 | $24,611 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 1,114 | $24,491 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 562 | $23,761 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,000 | $23,600 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 826 | $23,368 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 500 | $23,330 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 682 | $22,117 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 420 | $21,714 | dollars as filed | |
| RH | 74967X103 | COM | 62 | $20,435 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 35,051 | $20,161 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 265 | $20,039 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 885 | $19,762 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 449 | $19,666 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 10,000 | $18,500 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 210 | $18,488 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 37,500 | $18,375 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 360 | $18,295 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 14,274 | $17,129 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 200 | $16,998 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 300 | $16,680 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10,997 | $16,056 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 332 | $15,956 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 417 | $15,012 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 4,923 | $14,818 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 12,422 | $14,658 | dollars as filed | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 31,364 | $14,129 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 299 | $13,942 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 190 | $13,622 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 162 | $12,960 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 187 | $12,727 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 549 | $12,539 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 270 | $12,415 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 230 | $12,275 | dollars as filed | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $12,046 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 311 | $11,902 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 280 | $11,253 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 205 | $11,160 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 285 | $11,049 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 297 | $10,882 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 249 | $10,134 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 200 | $9,326 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 77 | $8,529 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 130 | $8,453 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,602 | $7,930 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 95 | $7,718 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 140 | $6,842 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 141 | $5,110 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 28 | $4,564 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 184 | $4,558 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 10,000 | $4,426 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 65 | $4,120 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 63 | $3,851 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 144 | $3,601 | dollars as filed | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 791 | $3,140 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 1,470 | $2,646 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 126 | $2,339 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 62 | $2,337 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 47 | $1,954 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 26 | $1,704 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15 | $1,657 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 31 | $1,244 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 22 | $1,134 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 1,000 | $1,097 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 1,000 | $948 | dollars as filed | principal |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 4 | $403 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 200,116 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000038777-23-000110 | this filing | 2023-08-11 | acceptance time not in the bulk data set |