13F-HR filed by FRANKLIN RESOURCES INC
FRANKLIN RESOURCES INC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 2,310 holding rows worth $199,287,708,575.
- Accession
- 0000038777-23-000074
- Filer
- CIK 38777
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 8,575 entries on the cover page, a total value of $199,287,708,575 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,287,708,575 with VALUE read as dollars as filed, 13F file number 028-00734. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBenefit Street Partners LLC028-18146
- reports for this filerBrandywine Global Investment Management, LLC028-02204
- reports for this filerClearBridge Investments Ltd028-16543
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerLexington Partners L.P.028-17321
- reports for this filerMARTIN CURRIE LTD028-13902
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerROYCE & ASSOCIATES LP028-03780
- reports for this filerWestern Asset Management Company, LLC028-10245
- included managerFIDUCIARY TRUST CO INTERNATIONAL028-03877
- included managerFiduciary Trust Co International of Pennsylvania028-15057
- included managerFIDUCIARY TRUST Co OF CANADA028-17561
- included managerFIDUCIARY TRUST INTERNATIONAL LLC028-13852
- included managerFRANKLIN ADVISERS INC028-03578
- included managerFRANKLIN ADVISORY SERVICES LLC028-05930
- included managerFRANKLIN MUTUAL ADVISERS LLC028-06154
- included managerFranklin Templeton Asset Management Mexico, S.A. de C.V., Sociedad Operadora de Fondos de Inversion028-21845
- included managerFranklin Templeton Australia Ltd028-21841
- included managerFranklin Templeton Institutional, LLC028-12310
- included managerFranklin Templeton International Services S.a r.l028-19123
- included managerFranklin Templeton Investimentos (Brasil) Ltda028-18545
- included managerFRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD028-11761
- included managerFRANKLIN TEMPLETON INVESTMENTS ASIA LTD028-11855
- included managerFRANKLIN TEMPLETON INVESTMENTS CORP028-06143
- included managerTEMPLETON ASSET MANAGEMENT LTD028-11763
- included managerTEMPLETON GLOBAL ADVISORS LTD028-05454
- included managerTEMPLETON INVESTMENT COUNSEL LLC028-01074
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,145 | $201,845 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 6,228 | $201,663 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 8,456 | $200,830 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 12,702 | $200,740 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,200 | $199,082 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,947 | $196,797 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,962 | $195,254 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,623 | $194,719 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,887 | $194,333 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 6,970 | $193,173 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 26,801 | $192,699 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 12,371 | $189,524 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,861 | $185,891 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 23,064 | $185,435 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,242 | $184,719 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,161 | $184,321 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,208 | $183,890 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,597 | $183,660 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,000 | $181,920 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,964 | $180,655 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,419 | $179,164 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 10,645 | $179,155 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 77,179 | $177,512 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 11,937 | $176,190 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,073 | $175,833 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 38,208 | $175,215 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 33,295 | $175,132 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 13,489 | $174,143 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,523 | $173,537 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 14,769 | $173,093 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 11,838 | $172,835 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 288,800 | $171,316 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,952 | $169,208 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 19,102 | $168,671 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,742 | $168,551 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 22,067 | $167,488 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 17,822 | $166,101 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 10,011 | $165,782 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 13,412 | $165,370 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,313 | $164,605 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 20,123 | $164,204 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,096 | $163,896 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,750 | $163,818 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 10,882 | $162,904 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 3,646 | $162,247 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,462 | $161,156 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 610 | $160,546 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 18,030 | $160,286 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 4,500 | $157,410 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 27,238 | $156,619 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,682 | $156,124 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 2,948 | $155,360 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 36,272 | $155,244 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 14,757 | $154,949 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,865 | $153,154 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 120,671 | $152,045 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,260 | $151,578 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 21,998 | $151,127 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 10,784 | $150,545 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 3,336 | $150,387 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 14,557 | $150,374 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,133 | $149,429 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 540 | $149,029 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 28,916 | $145,447 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,187 | $145,184 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 5,100 | $144,083 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,416 | $143,804 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 5,645 | $141,069 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,500 | $138,850 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,809 | $137,307 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,689 | $136,235 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 20,428 | $134,825 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 13,026 | $132,995 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 17,636 | $129,977 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 12,641 | $128,938 | dollars as filed | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 3,236 | $128,508 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 15,627 | $127,828 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 19,943 | $126,837 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 716 | $125,498 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 11,412 | $123,820 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 11,558 | $121,474 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 53,429 | $121,284 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 12,740 | $121,030 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 11,345 | $118,555 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 2,500 | $118,300 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 6,664 | $116,153 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 10,893 | $115,466 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 11,789 | $115,179 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 14,304 | $115,004 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 14,371 | $114,537 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 26,542 | $114,131 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,802 | $113,992 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 850 | $111,818 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 4,657 | $110,841 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 790 | $110,758 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 24,557 | $110,261 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 12,948 | $109,670 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 8,130 | $109,186 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,654 | $107,791 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,621 | $107,409 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,500 | $106,710 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,686 | $104,296 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,623 | $104,212 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,306 | $104,001 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,583 | $103,655 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 55,374 | $103,549 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,828 | $101,603 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,352 | $101,264 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 18,090 | $98,048 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,374 | $96,924 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 2,982 | $96,110 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,386 | $95,992 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 31,436 | $95,251 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,977 | $95,193 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,486 | $94,393 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,634 | $93,827 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 4,481 | $92,801 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,707 | $92,507 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 335 | $91,475 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 17,812 | $91,460 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,048 | $90,815 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 15,567 | $90,289 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 32,996 | $90,084 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,650 | $90,041 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,655 | $89,337 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,687 | $89,225 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 24,126 | $89,025 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,000 | $88,891 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,150 | $88,483 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 11,382 | $86,276 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 135,881 | $85,605 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 29,382 | $85,208 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 37,904 | $83,768 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,057 | $83,070 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,200 | $82,336 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 10,640 | $81,928 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,215 | $81,069 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 20,363 | $80,637 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 14,842 | $78,811 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 24,235 | $77,067 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 735 | $76,815 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 27,567 | $76,636 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 930 | $76,306 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 18,272 | $76,012 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 56,948 | $75,171 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 2,600 | $75,088 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 24,234 | $74,883 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,500 | $74,610 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 63 | $74,104 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,692 | $73,993 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 3,000 | $73,800 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 14,977 | $73,537 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,401 | $72,149 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 67,667 | $71,727 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 25,333 | $71,439 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,553 | $70,799 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,732 | $70,595 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 230 | $70,081 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 82,645 | $69,455 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 750 | $68,865 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 740 | $67,828 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 34,685 | $65,555 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,440 | $65,016 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 453 | $63,823 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 2,633 | $63,350 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 41,060 | $63,232 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 16,597 | $63,068 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 83,012 | $62,259 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 41,845 | $61,931 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 6,449 | $61,200 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 34,200 | $60,192 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 500 | $58,455 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,846 | $58,401 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,300 | $57,474 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 24,923 | $57,323 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,125 | $56,239 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 497 | $54,919 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,000 | $54,723 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 3,750 | $54,450 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 71,807 | $54,114 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 51,845 | $53,400 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 34,084 | $51,467 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 62,400 | $51,168 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,516 | $51,104 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,717 | $51,086 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 86,800 | $50,552 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 522 | $50,462 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 258 | $50,282 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,400 | $50,106 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 77,998 | $49,295 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 726 | $49,238 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 619 | $48,053 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,000 | $47,550 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,088 | $47,471 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 82,473 | $46,218 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 109,558 | $45,488 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 41,504 | $45,141 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 412 | $45,007 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 24,226 | $44,818 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,973 | $44,274 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 435 | $44,013 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 37,500 | $43,500 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 29,000 | $43,500 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,971 | $43,450 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 785 | $41,731 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 23,700 | $41,712 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 518 | $41,554 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 847 | $40,384 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,370 | $40,339 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 57,360 | $40,083 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,564 | $38,959 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,460 | $38,880 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 446 | $37,866 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 19,232 | $36,996 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 24,660 | $36,497 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,212 | $35,928 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 28,256 | $35,602 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,294 | $35,586 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 30 | $35,033 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 28,222 | $34,713 | dollars as filed | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 78,919 | $34,243 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 540 | $33,664 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 20,180 | $33,499 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 18,371 | $33,435 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 11,909 | $32,512 | dollars as filed | |
| NUVATION BIO INC | 67080N119 | WARR | 266,666 | $32,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 726 | $31,385 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,043 | $29,216 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 271 | $27,376 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 325 | $27,206 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 767 | $27,136 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 575 | $27,114 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 90 | $26,251 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 623 | $25,967 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 36,297 | $25,514 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 2,235 | $25,300 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 360 | $24,843 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,972 | $24,698 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 562 | $24,627 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 805 | $24,174 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 826 | $23,904 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,000 | $23,680 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 254 | $23,518 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 10,954 | $23,332 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 500 | $22,795 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10,997 | $22,434 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 10,000 | $21,700 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 420 | $20,097 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 124,968 | $19,995 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 369 | $19,133 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 265 | $19,101 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 2,056 | $19,059 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 449 | $18,827 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 10,000 | $18,600 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 309 | $17,913 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 210 | $17,409 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 10,567 | $17,224 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 200 | $16,672 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 332 | $16,198 | dollars as filed | |
| RH | 74967X103 | COM | 65 | $15,831 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 300 | $15,810 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 417 | $15,458 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 146 | $14,952 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 11,672 | $14,123 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 12,422 | $13,913 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 1,402 | $13,726 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 190 | $13,602 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 299 | $13,539 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 601 | $13,432 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 450 | $13,289 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 12,888 | $12,731 | dollars as filed | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $12,685 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 332 | $12,636 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 230 | $12,528 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 543 | $12,478 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 162 | $12,328 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 270 | $12,123 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 311 | $11,774 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 280 | $11,360 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 160 | $10,744 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 205 | $10,338 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 170 | $10,181 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 200 | $9,434 | dollars as filed | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 31,364 | $9,096 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 77 | $8,820 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 3,496 | $8,251 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 281 | $7,584 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 200 | $6,960 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 140 | $6,495 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 180 | $6,224 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 10,000 | $5,600 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 115 | $5,515 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 141 | $5,163 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 184 | $4,836 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 28 | $4,140 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 60 | $4,050 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 63 | $3,810 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 264 | $3,796 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 52 | $3,183 | dollars as filed | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 791 | $2,713 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 38 | $2,692 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 62 | $2,318 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 47 | $1,951 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 45 | $1,600 | dollars as filed | |
| LIBERTY | 531229888 | COMMON STOCK | 41 | $1,381 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 31 | $1,253 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 44 | $1,135 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 4 | $402 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,435,625 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 118,044 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000038777-23-000074 | this filing | 2023-05-12 | acceptance time not in the bulk data set |