13F-HR filed by FRANKLIN RESOURCES INC
FRANKLIN RESOURCES INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 1,859 holding rows worth $206,513,892,000.
- Accession
- 0000038777-20-000181
- Filer
- CIK 38777
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 6,345 entries on the cover page, a total value of $206,513,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $206,513,892,000 with VALUE read as thousands by filing date, 13F file number 028-00734. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBenefit Street Partners LLC028-18146
- reports for this filerBrandywine Global Investment Management, LLC028-02204
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerMARTIN CURRIE LTD028-13902
- reports for this filerQS Investors, LLC028-14009
- reports for this filerRare Infrastructure Ltd028-16543
- reports for this filerROYCE & ASSOCIATES LP028-03780
- reports for this filerWestern Asset Management Company, LLC028-10245
- included managerEdinburgh Partners Ltd028-13078
- included managerFIDUCIARY TRUST CO INTERNATIONAL028-03877
- included managerFiduciary Trust Co International of Pennsylvania028-15057
- included managerFIDUCIARY TRUST Co OF CANADA028-17561
- included managerFIDUCIARY TRUST INTERNATIONAL LLC028-13852
- included managerFRANKLIN ADVISERS INC028-03578
- included managerFRANKLIN ADVISORY SERVICES LLC028-05930
- included managerFRANKLIN MUTUAL ADVISERS LLC028-06154
- included managerFranklin Templeton Institutional, LLC028-12310
- included managerFranklin Templeton International Services S.a r.l028-19123
- included managerFranklin Templeton Investimentos (Brasil) Ltda028-18545
- included managerFRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD028-11761
- included managerFranklin Templeton Investments Australia LTD028-11753
- included managerFRANKLIN TEMPLETON INVESTMENTS CORP028-06143
- included managerK2/D&S MANAGEMENT CO LLC028-17200
- included managerTEMPLETON ASSET MANAGEMENT LTD028-11763
- included managerTEMPLETON GLOBAL ADVISORS LTD028-05454
- included managerTEMPLETON INVESTMENT COUNSEL LLC028-01074
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMER STATES WTR CO COM | 029899101 | Stock | 6,326 | $475,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 24,623 | $474,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,074 | $472,000 | thousands by filing date | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 26,000 | $467,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,691 | $466,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 12,207 | $463,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 884 | $459,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,660 | $447,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 13,502 | $443,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 241,200 | $437,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 20,000 | $436,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,951 | $435,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 15,485 | $433,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,821 | $433,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,234 | $432,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,124 | $427,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,395 | $420,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 6,574 | $420,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 11,327 | $416,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 93,640 | $416,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,749 | $414,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 37,914 | $414,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 17,125 | $414,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,934 | $410,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 34,382 | $409,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 29,393 | $409,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 39,143 | $408,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,735 | $402,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,472 | $394,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 10,424 | $394,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 14,833 | $393,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 9,427 | $392,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,213 | $387,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,601 | $380,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,500 | $375,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 9,596 | $373,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,062 | $371,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 80,620 | $370,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,656 | $369,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 15,231 | $368,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 36,383 | $366,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,083 | $364,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 9,469 | $363,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 20,197 | $363,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 8,345 | $363,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,554 | $362,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,400 | $355,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,296 | $352,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,025 | $352,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 10,000 | $351,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 18,501 | $348,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 21,949 | $345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,403 | $343,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 4,652 | $343,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 29,214 | $341,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,097 | $339,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,089 | $338,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,378 | $338,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 74,525 | $338,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,841 | $337,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 26,968 | $337,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,021 | $331,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,103 | $329,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,935 | $329,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 977 | $329,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 23,084 | $328,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,134 | $325,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,249 | $323,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,136 | $320,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 7,155 | $318,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 24,529 | $318,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 57,707 | $317,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 4,369 | $310,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,535 | $309,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,256 | $308,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,406 | $308,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,745 | $307,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,004 | $306,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 7,039 | $304,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,133 | $301,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 15,799 | $296,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,603 | $295,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,560 | $289,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 10,931 | $289,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 26,391 | $287,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 2,107 | $287,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,296 | $285,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 12,518 | $283,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 10,687 | $283,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,230 | $283,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 10,000 | $282,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,597 | $280,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,143 | $279,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,172 | $278,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,570 | $278,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 12,288 | $273,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 11,800 | $273,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 3,233 | $269,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 20,007 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,500 | $268,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,056 | $267,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,534 | $265,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,945 | $261,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,416 | $261,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 17,888 | $259,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,199 | $258,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 22,790 | $258,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 140,239 | $257,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 35,881 | $256,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,565 | $256,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 820 | $255,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 41,451 | $255,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,479 | $254,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 3,144 | $253,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,395 | $251,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,980 | $247,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,950 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,960 | $247,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 8,440 | $245,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,943 | $243,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 3,960 | $243,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,107 | $241,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 7,409 | $237,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 15,963 | $236,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,105 | $234,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,449 | $233,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 8,221 | $231,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,928 | $231,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,679 | $230,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 9,527 | $229,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 10,728 | $228,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,214 | $228,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,393 | $228,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,907 | $226,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 30,901 | $226,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,327 | $224,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,365 | $223,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,726 | $222,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 30,700 | $221,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 11,278 | $220,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,922 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,302 | $217,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 3,218 | $217,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,323 | $216,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,856 | $213,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 469 | $212,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,573 | $211,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 4,289 | $210,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 12,700 | $209,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,735 | $209,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,547 | $208,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 81,563 | $208,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 17,330 | $208,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,497 | $206,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,421 | $205,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,774 | $205,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,000 | $204,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 11,995 | $201,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 10,000 | $201,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,000 | $201,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,795 | $201,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,762 | $198,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,944 | $197,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9,337 | $196,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 27,298 | $196,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,075 | $194,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,105 | $194,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,513 | $193,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,253 | $192,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10,090 | $191,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,365 | $183,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,041 | $181,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 15,542 | $181,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 17,199 | $180,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,150 | $180,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 16,950 | $178,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 36,350 | $174,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 10,000 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,750 | $170,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 42,248 | $169,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,316 | $169,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,409 | $167,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 955 | $166,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 20,232 | $166,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 35,018 | $165,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,658 | $165,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 22,487 | $163,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 62,435 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 521 | $159,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 51,019 | $153,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 20,057 | $153,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 43,437 | $150,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 750 | $150,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,409 | $148,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 18,319 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,890 | $143,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 4,500 | $143,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,486 | $142,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 30,691 | $141,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,913 | $141,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 2,359 | $138,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,241 | $137,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 18,653 | $134,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 31,588 | $133,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 25,926 | $130,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,623 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,250 | $128,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,868 | $125,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 766 | $125,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,825 | $125,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 32,539 | $124,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,396 | $124,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,617 | $124,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 141,252 | $120,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 13,000 | $120,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,000 | $119,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,242 | $118,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,337 | $117,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,852 | $117,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,997 | $116,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 23,041 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,937 | $113,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,851 | $113,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,229 | $113,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,170 | $112,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 21,655 | $110,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 528 | $109,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 10,087 | $109,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,315 | $106,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,844 | $106,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,483 | $105,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 931 | $103,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,000 | $102,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 10,977 | $100,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,583 | $98,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,968 | $98,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 2,500 | $97,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 825 | $92,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 4,000 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 2,000 | $89,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,363 | $87,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,714 | $87,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 750 | $85,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,215 | $85,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 3,360 | $82,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 15,583 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 843 | $82,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 11,746 | $81,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 804 | $81,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,679 | $81,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 21,526 | $80,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 14,133 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 414 | $78,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,306 | $78,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 11,703 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,775 | $75,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 690 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 850 | $73,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,475 | $72,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 22,089 | $72,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 2,768 | $72,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,078 | $71,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 15,198 | $71,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,022 | $70,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 581 | $70,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 3,750 | $70,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,419 | $70,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,687 | $68,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 810 | $64,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 15,700 | $64,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 4,289 | $62,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,472 | $60,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,000 | $59,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 12,367 | $57,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,440 | $55,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 2,200 | $53,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 22,460 | $52,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 480 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,000 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,500 | $51,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,525 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,000 | $50,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 18,234 | $49,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 500 | $44,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 145 | $43,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,166 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 982 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,000 | $41,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 375 | $40,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 11,833 | $40,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 345 | $40,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 1,187 | $39,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 11,454 | $37,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,823 | $37,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 500 | $36,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 700 | $36,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 150 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 778 | $33,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,701 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $32,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 625 | $32,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,522 | $31,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,625 | $30,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 332 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 517 | $28,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,444 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,000 | $27,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 280 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 835 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 548 | $23,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 550 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 600 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 90 | $21,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,181 | $21,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 879 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 562 | $21,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 555 | $20,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 300 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 251 | $20,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 15 | $20,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 889 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 493 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,100 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 500 | $19,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 22,860 | $19,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 645 | $19,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 784 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 300 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 500 | $17,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,973 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 300 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 146 | $14,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 199 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 175 | $13,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $13,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 450 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 347 | $11,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 58 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 252 | $10,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 110 | $10,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,000 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 294 | $7,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,800 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 166 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 70 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 140 | $5,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 41 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 255 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 33 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 1,339 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 180 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 25 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 63 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 300 | $2,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALPAGE INC | 75606N109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000038777-20-000181 | this filing | 2020-11-12 | acceptance time not in the bulk data set |