13F-HR filed by FRANKLIN RESOURCES INC
FRANKLIN RESOURCES INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-09, with 1,436 holding rows worth $175,168,343,000.
- Accession
- 0000038777-13-000201
- Filer
- CIK 38777
- Filed
- 2013-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 3,353 entries on the cover page, a total value of $175,168,343,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,168,373,000 with VALUE read as thousands by filing date, 13F file number 028-00734. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFRANKLIN ADVISORY SERVICES LLC028-05930
- included managerFRANKLIN ADVISERS INC028-03578
- included managerFIDUCIARY TRUST CO INTERNATIONAL028-03877
- included managerFIDUCIARY INTERNATIONAL INC028-12948
- included managerFRANKLIN MUTUAL ADVISERS LLC028-06154
- included managerFRANKLIN TEMPLETON INVESTMENTS ASIA LTD028-11855
- included managerFranklin Templeton Investments Australia LTD028-11753
- included managerFRANKLIN TEMPLETON INVESTMENTS CORP028-06143
- included managerFranklin Templeton Institutional, LLC028-12310
- included managerFRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD028-11761
- included managerFRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.028-06174
- included managerTEMPLETON ASSET MANAGEMENT LTD028-11763
- included managerTEMPLETON GLOBAL ADVISORS LTD028-05454
- included managerTEMPLETON INVESTMENT COUNSEL LLC028-01074
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 491,869 | $7,639,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 421,253 | $7,637,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 299,068 | $7,623,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 113,296 | $7,590,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50,000 | $7,583,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,874,272 | $7,554,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 227,000 | $7,511,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 896,010 | $7,446,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 555,200 | $7,356,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 410,243 | $7,343,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 147,287 | $7,289,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 141,500 | $7,284,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 74,758 | $7,262,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 139,000 | $7,250,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 967,600 | $7,083,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 231,520 | $6,992,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 129,089 | $6,984,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 232,500 | $6,968,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 617,000 | $6,947,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 292,172 | $6,863,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,054,693 | $6,863,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 7,400 | $6,823,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 63,480 | $6,820,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 262,237 | $6,799,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 1,654,000 | $6,798,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 325,524 | $6,751,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 138,425 | $6,718,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 275,001 | $6,677,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,062,788 | $6,589,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 250,000 | $6,533,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 621,506 | $6,470,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 107,403 | $6,438,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 410,000 | $6,351,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 241,414 | $6,303,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 263,200 | $6,275,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 242,330 | $6,240,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 220,000 | $6,237,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 583,470 | $6,119,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 366,923 | $6,104,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 109,280 | $6,071,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 72,270 | $6,050,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 236,450 | $6,025,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 520,404 | $6,005,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 5,175,000 | $6,000,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 2,763,174 | $5,996,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 699,035 | $5,951,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 232,645 | $5,913,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 53,291 | $5,898,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 245,000 | $5,882,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 576,650 | $5,859,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 308,460 | $5,843,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 136,400 | $5,804,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 568,969 | $5,786,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 101,100 | $5,777,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 86,968 | $5,716,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 205,710 | $5,715,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 5,750,900 | $5,694,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 6,037,200 | $5,693,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 350,250 | $5,691,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 156,768 | $5,637,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 130,000 | $5,628,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,058,950 | $5,549,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 501,100 | $5,537,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 250,204 | $5,530,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 1,916,202 | $5,504,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 355,000 | $5,460,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 227,040 | $5,451,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 86,335 | $5,423,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 203,527 | $5,409,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 376,574 | $5,404,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 100,000 | $5,372,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,019,700 | $5,364,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 547,560 | $5,355,000 | thousands by filing date | |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 333,364 | $5,324,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 72,961 | $5,314,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 239,680 | $5,266,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 36,168 | $5,239,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 216,420 | $5,231,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 36,000 | $5,211,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,175,300 | $5,195,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 243,000 | $5,166,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 164,690 | $5,110,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 832,000 | $5,092,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 786,000 | $5,062,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 229,713 | $5,054,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 219,233 | $5,005,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 456,300 | $4,923,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 242,650 | $4,889,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 137,716 | $4,803,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 2,550,000 | $4,794,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 170,000 | $4,743,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 210,000 | $4,736,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 323,000 | $4,716,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 10,987,000 | $4,716,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 290,100 | $4,714,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 91,580 | $4,626,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 3,600,000 | $4,565,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 225,000 | $4,536,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 402,850 | $4,520,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 105,712 | $4,481,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 66,401 | $4,439,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 561,100 | $4,388,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 96,801 | $4,386,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 124,000 | $4,386,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 1,022,847 | $4,368,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 145,000 | $4,275,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 410,896 | $4,264,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 965,500 | $4,234,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 437,000 | $4,226,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 72,936 | $4,223,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20,000 | $4,222,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 103,313 | $4,209,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 8,000,000 | $4,176,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 125,000 | $4,164,000 | thousands by filing date | call |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 220,000 | $4,105,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 122,000 | $3,974,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 785,583 | $3,912,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 122,560 | $3,899,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 67,152 | $3,834,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 40,110 | $3,826,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 115,213 | $3,816,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 43,650 | $3,789,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 154,800 | $3,774,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 121,500 | $3,741,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 130,300 | $3,716,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 62,627 | $3,714,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 2,714,125 | $3,692,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 112,624 | $3,663,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 45,043 | $3,643,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 121,769 | $3,576,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 430,000 | $3,569,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 60,311 | $3,565,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 126,601 | $3,564,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 786,716 | $3,509,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 225,000 | $3,494,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 114,800 | $3,490,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 65,919 | $3,453,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 61,315 | $3,423,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 103,800 | $3,413,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,235,000 | $3,335,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 66,975 | $3,326,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 45,473 | $3,319,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 133,330 | $3,315,000 | thousands by filing date | |
| SPROTT RESOURCE LENDING | 85207J100 | CORP COM | 2,665,625 | $3,296,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 64,945 | $3,278,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 459,167 | $3,274,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 192,990 | $3,244,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 136,726 | $3,172,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 85,899 | $3,133,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 137,970 | $3,082,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 124,600 | $3,020,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 82,602 | $3,014,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 43,423 | $3,011,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 47,292 | $3,007,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 695,518 | $2,998,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 194,000 | $2,978,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 53,400 | $2,959,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 105,250 | $2,899,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 163,823 | $2,870,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 27,595 | $2,846,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 29,513 | $2,841,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,533,887 | $2,838,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 213,877 | $2,818,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 81,758 | $2,793,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30,775 | $2,779,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 133,873 | $2,771,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 117,129 | $2,716,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 30,130 | $2,684,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 28,491 | $2,662,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 830,300 | $2,649,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 169,050 | $2,637,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 2,392,500 | $2,632,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 58,196 | $2,609,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 108,584 | $2,557,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 46,350 | $2,549,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 90,000 | $2,530,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 264,663 | $2,514,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 22,463 | $2,510,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 30,063 | $2,499,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 559,700 | $2,463,000 | thousands by filing date | |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 317,450 | $2,460,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 2,312,200 | $2,382,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 66,425 | $2,288,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 56,326 | $2,252,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 203,000 | $2,239,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 319,620 | $2,237,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517QAA8 | CNV | 9,839,000 | $2,214,000 | thousands by filing date | principal |
| OWENS CORNING NEW | 690742101 | COM | 56,500 | $2,208,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000,000 | $2,181,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 156,400 | $2,171,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 162,800 | $2,165,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 45,234 | $2,155,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 23,959 | $2,139,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 746,780 | $2,136,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 50,777 | $2,119,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 51,808 | $2,117,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 99,050 | $2,102,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 24,500 | $2,101,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 32,415 | $2,075,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 3,667,700 | $2,054,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 33,865 | $2,044,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 75,600 | $2,037,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 996,816 | $2,034,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 49,667 | $2,009,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 101,600 | $1,997,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 35,913 | $1,978,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 303,030 | $1,976,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 170,900 | $1,969,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 129,700 | $1,961,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 37,947 | $1,958,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 37,482 | $1,957,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 35,857 | $1,936,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 30,545 | $1,928,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 52,285 | $1,862,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 57,191 | $1,861,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 178,900 | $1,860,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 68,000 | $1,856,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 28,100 | $1,830,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 70,000 | $1,797,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 158,500 | $1,783,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 36,525 | $1,772,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 71,300 | $1,745,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 56,974 | $1,713,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55,244 | $1,702,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 151,800 | $1,700,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 292,772 | $1,657,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 257,700 | $1,618,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 33,375 | $1,614,000 | thousands by filing date | |
| ANTHERA PHARMACEUTICALS INC | 03674U102 | COM | 3,483,300 | $1,613,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 30,280 | $1,611,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 26,123 | $1,589,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 40,982 | $1,588,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 24,560 | $1,580,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 61,900 | $1,580,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 75,490 | $1,566,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 27,502 | $1,535,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 976,021 | $1,523,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 144,000 | $1,512,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 22,410 | $1,483,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 33,700 | $1,472,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 7,883 | $1,466,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 19,925 | $1,449,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 80,291 | $1,447,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 32,080 | $1,389,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 36,820 | $1,372,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 88,491 | $1,372,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 455,000 | $1,365,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 20,686 | $1,357,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 104,720 | $1,350,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 860,200 | $1,325,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 624,075 | $1,323,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 35,400 | $1,302,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 94,145 | $1,242,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 19,976 | $1,220,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 13,911 | $1,216,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 60,020 | $1,196,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 69,862 | $1,188,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 35,839 | $1,178,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 127,000 | $1,163,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 25,925 | $1,162,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 22,115 | $1,146,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 12,376 | $1,116,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 39,600 | $1,115,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 120,000 | $1,097,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 71,800 | $1,086,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 78,700 | $1,085,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,150 | $1,083,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 43,205 | $1,082,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 28,905 | $1,055,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,050 | $1,038,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 9,353 | $1,016,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 73,998 | $1,015,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 25,195 | $1,002,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 17,990 | $1,000,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 143,700 | $1,000,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 19,300 | $974,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,693 | $973,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 46,200 | $971,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 32,900 | $967,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 26,300 | $960,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 9,400 | $958,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 76,083 | $957,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 23,500 | $956,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 34,510 | $954,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 83,300 | $950,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 16,130 | $887,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 293,700 | $887,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 22,900 | $875,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 51,200 | $863,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 16,537 | $862,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 31,000 | $857,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,140 | $855,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 15,700 | $849,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 20,820 | $830,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 11,702 | $830,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 40,550 | $826,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 41,200 | $818,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 22,180 | $817,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 13,942 | $815,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,869 | $803,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12,600 | $802,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,225 | $799,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 15,860 | $785,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 19,509 | $779,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 29,875 | $756,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 42,200 | $740,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,850 | $740,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 10,532 | $739,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 10,000 | $736,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 15,600 | $733,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 26,100 | $728,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5,664 | $726,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 37,870 | $718,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 73,000 | $709,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,331 | $692,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 7,174 | $692,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 10,825 | $684,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,471 | $680,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 13,900 | $679,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 17,348 | $676,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 12,300 | $657,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 17,435 | $653,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,932 | $648,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 8,390 | $621,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 5,955 | $599,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 14,080 | $587,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 52,700 | $583,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 13,850 | $575,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 17,526 | $569,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 11,960 | $565,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 12,591 | $559,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 186,278 | $548,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 26,600 | $540,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 20,173 | $534,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 73,058 | $532,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 65,200 | $527,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 26,100 | $523,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 4,100 | $519,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 38,600 | $513,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 9,332 | $511,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,038 | $507,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 19,996 | $500,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 41,470 | $497,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 11,041 | $488,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 36,750 | $487,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,736 | $485,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 14,500 | $481,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 17,800 | $480,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,012 | $463,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 7,964 | $462,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 9,175 | $450,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 7,500 | $449,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 10,524 | $447,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,886 | $438,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 115,676 | $418,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5,596 | $405,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 21,400 | $403,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 6,000 | $401,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 19,512 | $397,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,954 | $395,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 102,000 | $395,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,420 | $384,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 43,380 | $377,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 30,960 | $363,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,000 | $360,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 23,432 | $349,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,400 | $347,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 78,450 | $345,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,000 | $344,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,507 | $339,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,000 | $332,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 10,033 | $331,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,550 | $330,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,860 | $327,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,567 | $325,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,750 | $325,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,001 | $323,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,561 | $319,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,075 | $317,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,075 | $314,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,798 | $314,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,775 | $311,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,094 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,070 | $309,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,950 | $308,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,000 | $306,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 7,450 | $305,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 6,800 | $303,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,640 | $301,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 5,000 | $285,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 17,864 | $283,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 5,500 | $282,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,700 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,432 | $272,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 8,300 | $271,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,844 | $261,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 18,180 | $259,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,435 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,585 | $252,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 13,021 | $247,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 5,200 | $242,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,999 | $240,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 52,100 | $240,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,815 | $238,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 185,000 | $236,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 5,575 | $232,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,000 | $222,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,485 | $221,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,375 | $221,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,010 | $207,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,000 | $205,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,175 | $204,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,900 | $202,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,656 | $201,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,240 | $201,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 23,700 | $183,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,000 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 13,000 | $167,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 22,450 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,733 | $159,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 14,453 | $156,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 11,143 | $153,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,581 | $118,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 18,337 | $116,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 10,300 | $108,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,000 | $105,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 11,034 | $103,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,137 | $77,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 14,414 | $74,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,000 | $49,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 11,451 | $49,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,000 | $39,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 12,000 | $36,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 22,600 | $11,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 17,700 | $8,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 155 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000038777-13-000201 | this filing | 2013-08-09 | acceptance time not in the bulk data set |