13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 3,758 holding rows worth $32,059,958,000.
- Accession
- 0000036104-20-000015
- Filer
- CIK 36104
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 7,182 entries on the cover page, a total value of $32,059,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,059,958,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 123 | $11,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,622 | $11,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,596 | $11,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,330 | $11,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 1,083 | $11,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 697 | $11,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 6,182 | $11,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,835 | $11,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,618 | $11,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 8,997 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 1,500 | $11,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 14,105 | $11,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 1,259 | $10,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,292 | $10,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 265 | $10,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 8,560 | $10,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9,345 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $10,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 489 | $10,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 500 | $10,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 709 | $10,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 451 | $10,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 410 | $10,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,449 | $10,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 972 | $10,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 691 | $10,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 380 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 245 | $10,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,300 | $10,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,764 | $10,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 1,570 | $10,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $10,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 183 | $10,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 581 | $10,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 900 | $10,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,015 | $10,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,122 | $10,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 123 | $10,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 410 | $10,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,742 | $10,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 960 | $10,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,672 | $10,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,448 | $10,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 3,000 | $10,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,707 | $10,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 6,100 | $10,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 892 | $9,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 568 | $9,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,000 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 500 | $9,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 148 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 178 | $9,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,300 | $9,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 2,153 | $9,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 559 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 563 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 570 | $9,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 6,000 | $9,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $9,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 400 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 213 | $9,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 630 | $9,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 251 | $9,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 7,462 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 375 | $9,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 413 | $9,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 622 | $9,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 1,000 | $9,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 605 | $9,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,095 | $9,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,299 | $9,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 650 | $9,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 600 | $9,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 498 | $9,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,915 | $9,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,911 | $9,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 641 | $8,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 157 | $8,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,762 | $8,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 858 | $8,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 388 | $8,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 863 | $8,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 750 | $8,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 2,036 | $8,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,484 | $8,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 295 | $8,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 2,322 | $8,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 625 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 300 | $8,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,000 | $8,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,785 | $8,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 504 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 94 | $8,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 2,199 | $8,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,028 | $8,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 655 | $8,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 725 | $8,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,500 | $8,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 589 | $8,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,269 | $8,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,887 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 241 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 382 | $8,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 639 | $8,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 288 | $8,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 638 | $8,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 425 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 330 | $8,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,986 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 226 | $8,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,736 | $8,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 441 | $8,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 332 | $8,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 1,000 | $8,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 328 | $8,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,136 | $8,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 25,000 | $8,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 7,250 | $8,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 440 | $8,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 516 | $8,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 237 | $8,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 247 | $7,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 315 | $7,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 534 | $7,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,385 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 450 | $7,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,721 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 311 | $7,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,721 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 250 | $7,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 471 | $7,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,000 | $7,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 513 | $7,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 231 | $7,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $7,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 186 | $7,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 250 | $7,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 699 | $7,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,211 | $7,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 400 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 555 | $7,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 395 | $7,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 2,158 | $7,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 590 | $7,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 305 | $7,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,000 | $7,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 661 | $7,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 917 | $7,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 245 | $7,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 268 | $7,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 500 | $7,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 284 | $7,000 | thousands by filing date | |
| PROSHARES ULTRASHORT TECHNOLOGY | 74347G101 | ETF | 550 | $7,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 419 | $7,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 479 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 550 | $7,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,862 | $7,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 600 | $7,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 417 | $7,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,000 | $7,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,000 | $7,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 600 | $7,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 4,750 | $7,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,314 | $7,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2 | $6,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 26 | $6,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 467 | $6,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 540 | $6,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 34 | $6,000 | thousands by filing date | put |
| STRATEGIC ED INC COM | 86272C103 | Stock | 44 | $6,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,134 | $6,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 374 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 75 | $6,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 272 | $6,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 145 | $6,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,254 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 196 | $6,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,697 | $6,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 285 | $6,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 612 | $6,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 328 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 769 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $6,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 101 | $6,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,500 | $6,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,550 | $6,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500 | $6,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 877 | $6,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 438 | $6,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,980 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 410 | $6,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 3,901 | $6,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,813 | $6,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 570 | $6,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 582 | $6,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 181 | $6,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 186 | $6,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 200 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 242 | $6,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,330 | $6,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 660 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 225 | $6,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 489 | $6,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 551 | $6,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $6,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 2,570 | $6,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,367 | $6,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,014 | $6,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 856 | $6,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 493 | $6,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 750 | $6,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,772 | $6,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,096 | $6,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,028 | $6,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 536 | $6,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,498 | $6,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,800 | $6,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 159 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $6,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $6,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,321 | $6,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 300 | $6,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,000 | $6,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 350 | $6,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 94 | $6,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 13 | $5,000 | thousands by filing date | put |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 220 | $5,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 200 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 173 | $5,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 15 | $5,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 4,000 | $5,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 115 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 81 | $5,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 790 | $5,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 200 | $5,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6 | $5,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 567 | $5,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 300 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 165 | $5,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 366 | $5,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 388 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $5,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 389 | $5,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 400 | $5,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $5,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 159 | $5,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 426 | $5,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $5,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 1,498 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 53 | $5,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 112 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 604 | $5,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,000 | $5,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 843 | $5,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 156 | $5,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 555 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 413 | $5,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 252 | $5,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,187 | $5,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 400 | $5,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 784 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 150 | $5,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 568 | $5,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 652 | $5,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 285 | $5,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 500 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 713 | $5,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,703 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 40 | $5,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 818 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 815 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 213 | $5,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 750 | $5,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,025 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 682 | $5,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 700 | $5,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,973 | $5,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 311 | $5,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 500 | $5,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 500 | $5,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,000 | $5,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 1,000 | $5,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 421 | $5,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 394 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 80 | $5,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 109 | $5,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 164 | $4,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6 | $4,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 557 | $4,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 759 | $4,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 112 | $4,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,648 | $4,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,376 | $4,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 200 | $4,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 378 | $4,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 221 | $4,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 575 | $4,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 306 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 52 | $4,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 370 | $4,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,374 | $4,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 800 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 172 | $4,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 720 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 40 | $4,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 500 | $4,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 306 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 120 | $4,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 548 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 122 | $4,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 430 | $4,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 534 | $4,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 428 | $4,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 526 | $4,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 386 | $4,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 4,902 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 5,000 | $4,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 471 | $4,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 385 | $4,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 878 | $4,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,074 | $4,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 258 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 308 | $4,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,271 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 175 | $4,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 500 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 76 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 900 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 300 | $4,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 304 | $4,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 538 | $4,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 195 | $4,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,000 | $4,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 341 | $4,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,352 | $4,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,000 | $4,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 173 | $4,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 352 | $4,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 764 | $4,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 750 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 2,858 | $4,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 95 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 774 | $3,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 138 | $3,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 493 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 300 | $3,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 900 | $3,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 38 | $3,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 220 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 162 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,200 | $3,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,009 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 83 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 269 | $3,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,968 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 139 | $3,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 200 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,729 | $3,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 137 | $3,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 143 | $3,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 328 | $3,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 300 | $3,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 467 | $3,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 392 | $3,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 300 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 200 | $3,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 237 | $3,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 46 | $3,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 71 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 334 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 35 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 593 | $3,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,954 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $3,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 61 | $3,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 52 | $3,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 308 | $3,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 118 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 220 | $3,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 340 | $3,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 718 | $3,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 150 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 514 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 25 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 557 | $3,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 279 | $3,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 871 | $3,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 149 | $3,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 143 | $3,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 400 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 129 | $3,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 136 | $3,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 125 | $3,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 250 | $3,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 100 | $3,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 77 | $3,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 542 | $3,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,171 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 823 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $3,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 198 | $3,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,133 | $3,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 353 | $3,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 900 | $3,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 378 | $3,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 258 | $3,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,293 | $3,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 45 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 360 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,490 | $3,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 360 | $3,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 669 | $3,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,455 | $3,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 400 | $3,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 607 | $3,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 53 | $2,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 37 | $2,000 | thousands by filing date | put |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 88 | $2,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 100 | $2,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $2,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 22 | $2,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 82 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 190 | $2,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 600 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 438 | $2,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 438 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 34 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2 | $2,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 54 | $2,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $2,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 46 | $2,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 411 | $2,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 151 | $2,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 51 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 38 | $2,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 349 | $2,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 319 | $2,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 250 | $2,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 200 | $2,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 632 | $2,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 179 | $2,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 143 | $2,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 39 | $2,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 47 | $2,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 115 | $2,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 176 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 121 | $2,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 116 | $2,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 212 | $2,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 42 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 49 | $2,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 203 | $2,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,000 | $2,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 139 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,302 | $2,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 100 | $2,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 2,500 | $2,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 200 | $2,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 397 | $2,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 202 | $2,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 554 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 100 | $2,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 177 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 75 | $2,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 361 | $2,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 2,380 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 267 | $2,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 120 | $2,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 309 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 205 | $2,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 676 | $2,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 41 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 204 | $2,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 325 | $2,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 94 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,000 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 533 | $2,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 3,902 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 153 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 168 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 70 | $2,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 442 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 123 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 50 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-20-000015 | this filing | 2020-05-13 | acceptance time not in the bulk data set |