13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 3,623 holding rows worth $36,694,789,000.
- Accession
- 0000036104-19-000020
- Filer
- CIK 36104
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 6,951 entries on the cover page, a total value of $36,694,789,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,694,789,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 122 | $12,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 528 | $12,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,217 | $12,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 181 | $12,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 814 | $12,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 742 | $12,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 395 | $12,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 271 | $12,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 100 | $12,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,000 | $12,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $12,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,604 | $12,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,297 | $12,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 498 | $12,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,143 | $12,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,781 | $11,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 207 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 235 | $11,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 288 | $11,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 341 | $11,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 300 | $11,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 207 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 800 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 563 | $11,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,000 | $11,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 655 | $11,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 900 | $11,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,003 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 213 | $11,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 587 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 151 | $11,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,140 | $11,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 904 | $11,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,001 | $11,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,500 | $11,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 378 | $10,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,985 | $10,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 200 | $10,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 285 | $10,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 656 | $10,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 736 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 295 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,640 | $10,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 35 | $10,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 789 | $10,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 285 | $10,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 456 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $10,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,222 | $10,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 214 | $10,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,308 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,063 | $10,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 211 | $10,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 182 | $10,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 657 | $10,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,254 | $10,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 400 | $10,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,644 | $10,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 551 | $10,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $10,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 743 | $10,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 824 | $10,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 997 | $10,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,220 | $10,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,048 | $10,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,915 | $10,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 14,105 | $10,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 100 | $9,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,160 | $9,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 388 | $9,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 63 | $9,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 135 | $9,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 299 | $9,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 306 | $9,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,000 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 461 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 166 | $9,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 223 | $9,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 252 | $9,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 466 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 555 | $9,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $9,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 484 | $9,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 629 | $9,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,800 | $9,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 291 | $9,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,435 | $9,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 209 | $9,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 211 | $9,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 258 | $9,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 103 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,548 | $9,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 820 | $9,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,712 | $9,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 457 | $9,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,925 | $9,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 410 | $9,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 256 | $9,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 500 | $9,000 | thousands by filing date | |
| PROSHARES ULTRASHORT TECHNOLOGY | 74347G101 | ETF | 550 | $9,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 1,000 | $9,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $9,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,880 | $9,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,347 | $9,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 18,315 | $9,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 489 | $9,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 514 | $9,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 2,710 | $9,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 396 | $8,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 408 | $8,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 114 | $8,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,385 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 320 | $8,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,856 | $8,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 612 | $8,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 328 | $8,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 555 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 918 | $8,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 331 | $8,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 385 | $8,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 652 | $8,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 452 | $8,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,000 | $8,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 721 | $8,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 264 | $8,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 374 | $8,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 664 | $8,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 425 | $8,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,259 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 557 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 550 | $8,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 493 | $8,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,706 | $8,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,498 | $8,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 446 | $8,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 180 | $8,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 682 | $8,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 204 | $7,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 500 | $7,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 170 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 75 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 567 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 110 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 115 | $7,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,000 | $7,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 422 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 240 | $7,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 371 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 53 | $7,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 500 | $7,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 400 | $7,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 116 | $7,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,945 | $7,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 748 | $7,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 576 | $7,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,297 | $7,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 100 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 335 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 120 | $7,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 209 | $7,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 284 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,416 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,020 | $7,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,478 | $7,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 258 | $7,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 341 | $7,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 500 | $7,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,200 | $7,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 159 | $7,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 6,100 | $7,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 220 | $7,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 529 | $7,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 102 | $6,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 767 | $6,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 184 | $6,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 47 | $6,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 201 | $6,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 631 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 114 | $6,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 287 | $6,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 625 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 800 | $6,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 271 | $6,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 398 | $6,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 257 | $6,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 275 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 400 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $6,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 103 | $6,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 230 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 593 | $6,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 261 | $6,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 500 | $6,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 139 | $6,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 265 | $6,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 365 | $6,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 40 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 304 | $6,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 125 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 100 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 100 | $6,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 538 | $6,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 273 | $6,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 450 | $6,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,000 | $6,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 400 | $6,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 152 | $6,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 5,305 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 233 | $6,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 2,000 | $6,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 2,859 | $6,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 575 | $6,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 317 | $5,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,360 | $5,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 277 | $5,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 500 | $5,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 508 | $5,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 558 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 200 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 52 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 165 | $5,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 209 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 120 | $5,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 121 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 40 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 248 | $5,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 112 | $5,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 380 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 340 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 434 | $5,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 315 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 150 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 376 | $5,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 135 | $5,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 258 | $5,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 339 | $5,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 793 | $5,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 279 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 500 | $5,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 87 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 100 | $5,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,176 | $5,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 324 | $5,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 342 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 281 | $5,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 253 | $5,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,243 | $5,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 190 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,617 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,065 | $5,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,000 | $5,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 500 | $5,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,000 | $4,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 557 | $4,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 55 | $4,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 138 | $4,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 108 | $4,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 250 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,200 | $4,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 300 | $4,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 83 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 125 | $4,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 380 | $4,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 143 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,500 | $4,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 280 | $4,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 103 | $4,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 39 | $4,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 52 | $4,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 79 | $4,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $4,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 71 | $4,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,385 | $4,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 248 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 200 | $4,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 230 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $4,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 185 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 71 | $4,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 484 | $4,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 165 | $4,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 110 | $4,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 163 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 76 | $4,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 148 | $4,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 740 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 300 | $4,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 442 | $4,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 550 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 177 | $4,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 374 | $4,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,118 | $4,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 207 | $4,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,868 | $4,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,183 | $4,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 500 | $4,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 300 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 798 | $4,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 360 | $4,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,490 | $4,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 79 | $4,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 329 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,000 | $4,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 500 | $4,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 60 | $4,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 25 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 375 | $3,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 110 | $3,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 200 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 67 | $3,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 349 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 166 | $3,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 143 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 179 | $3,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 215 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 200 | $3,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 77 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 35 | $3,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 197 | $3,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 750 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 294 | $3,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 95 | $3,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 421 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 85 | $3,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 25 | $3,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 136 | $3,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 843 | $3,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 208 | $3,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 759 | $3,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,000 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 533 | $3,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 308 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 312 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 49 | $3,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 100 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 1,226 | $3,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 400 | $3,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 500 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 72 | $3,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 225 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 350 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 134 | $3,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 242 | $3,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,000 | $3,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 260 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 567 | $3,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 25 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,000 | $3,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 4,000 | $3,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 66 | $3,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 223 | $3,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,686 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,895 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,000 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,000 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 900 | $3,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 170 | $3,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 400 | $3,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 32 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 116 | $3,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 84 | $3,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 401 | $3,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,055 | $3,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 415 | $3,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 500 | $3,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 166 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 30 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 190 | $2,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 400 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 110 | $2,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 54 | $2,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 911 | $2,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 137 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 133 | $2,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 319 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 102 | $2,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 105 | $2,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 634 | $2,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 42 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 56 | $2,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 192 | $2,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 137 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 700 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 77 | $2,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 69 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 271 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 211 | $2,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 175 | $2,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 139 | $2,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 29 | $2,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 100 | $2,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 109 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 330 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 24 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 144 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 234 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 419 | $2,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 149 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 56 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 153 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 256 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 17 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 50 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 30 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 183 | $2,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 195 | $2,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 102 | $2,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 133 | $2,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 208 | $2,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 145 | $2,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 889 | $2,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 202 | $2,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 25 | $2,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 289 | $2,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 524 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 244 | $2,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 301 | $2,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 210 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 1,215 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 186 | $2,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 500 | $2,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 300 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 200 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 377 | $2,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 89 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 58 | $2,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 400 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,000 | $2,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 54 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 733 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 281 | $2,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 76 | $1,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 8 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $1,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 20 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 352 | $1,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2 | $1,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 55 | $1,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 21 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 508 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 75 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 14 | $1,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 74 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,500 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 20 | $1,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 66 | $1,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 50 | $1,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 43 | $1,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,128 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 20 | $1,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 99 | $1,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 39 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 68 | $1,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 12 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 75 | $1,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 11 | $1,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 19 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 186 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 118 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 35 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 74 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 113 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-19-000020 | this filing | 2019-11-08 | acceptance time not in the bulk data set |