13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-08, with 3,622 holding rows worth $34,649,064,000.
- Accession
- 0000036104-19-000010
- Filer
- CIK 36104
- Filed
- 2019-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 7,017 entries on the cover page, a total value of $34,649,064,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,649,064,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIGI INTL INC | 253798102 | COM | 3,898 | $49,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,025 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 496 | $49,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,637 | $49,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 7,500 | $49,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,650 | $49,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 3,140 | $49,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 3,687 | $49,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,197 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,013 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,475 | $48,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 31,500 | $48,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,007 | $48,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 3,655 | $47,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 834 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,325 | $47,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,416 | $47,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,000 | $47,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,191 | $47,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,253 | $47,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,316 | $47,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 3,621 | $47,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 3,152 | $46,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,273 | $46,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,740 | $46,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 395 | $46,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 801 | $46,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 12,566 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,344 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,049 | $45,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,300 | $45,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,862 | $45,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 663 | $45,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 4,013 | $45,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,556 | $45,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,396 | $45,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 3,043 | $45,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 645 | $44,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,694 | $44,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,159 | $44,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,245 | $44,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,000 | $44,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,400 | $44,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,101 | $44,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,200 | $44,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,835 | $44,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 625 | $43,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,500 | $43,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 527 | $43,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,027 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,481 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 287 | $43,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4,000 | $43,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 4,193 | $43,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 2,242 | $43,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 4,698 | $43,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 2,373 | $43,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,127 | $42,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 478 | $42,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 10,000 | $42,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,000 | $42,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $42,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,148 | $42,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,850 | $42,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 2,034 | $42,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,431 | $42,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,510 | $42,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,892 | $42,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,246 | $42,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 621 | $41,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,371 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 542 | $41,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,221 | $41,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,010 | $41,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 462 | $41,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 4,151 | $41,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,793 | $41,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,653 | $41,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 658 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 901 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $41,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,361 | $41,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 808 | $41,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 958 | $41,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 1,078 | $41,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 30,342 | $41,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,489 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 821 | $40,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,035 | $40,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,158 | $40,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,503 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $40,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,820 | $40,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 785 | $40,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,000 | $40,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,488 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $40,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 846 | $39,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,904 | $39,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,839 | $39,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,808 | $39,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,200 | $39,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 999 | $39,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,050 | $39,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,137 | $39,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 571 | $39,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 5,296 | $39,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,000 | $39,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 14,105 | $39,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 658 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 320 | $38,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 394 | $38,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 1,845 | $38,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 723 | $38,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,195 | $38,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,000 | $38,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,000 | $38,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 731 | $38,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 824 | $38,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,547 | $38,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,662 | $38,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 4,207 | $37,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 469 | $37,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 667 | $37,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 2,005 | $37,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 553 | $37,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,360 | $37,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,647 | $37,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 749 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,078 | $37,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 10,040 | $37,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 308 | $36,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 707 | $36,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 682 | $36,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 648 | $36,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,891 | $36,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 728 | $36,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 950 | $36,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 5,317 | $36,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,149 | $36,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 25,076 | $36,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 369 | $35,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 4,218 | $35,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,375 | $35,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,723 | $35,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,430 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $35,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $35,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 341 | $35,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 74,625 | $35,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 290 | $34,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,985 | $34,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $34,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,000 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 926 | $34,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,935 | $34,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,852 | $34,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 471 | $34,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,973 | $34,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,184 | $34,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,000 | $34,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,280 | $34,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 400 | $33,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,975 | $33,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 115 | $33,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 426 | $33,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 379 | $33,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 551 | $33,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,076 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,800 | $33,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,149 | $33,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 360 | $33,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,851 | $33,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 5,160 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 1,500 | $33,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,535 | $32,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 681 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,200 | $32,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,060 | $32,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,109 | $32,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,829 | $32,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 426 | $32,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 383 | $32,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,617 | $32,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 986 | $32,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 1,500 | $32,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 27,442 | $32,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 397 | $31,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 693 | $31,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 686 | $31,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,458 | $31,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 2,481 | $31,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $31,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 972 | $31,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,700 | $31,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,234 | $31,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 507 | $31,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,382 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 18,000 | $30,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,822 | $30,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,118 | $30,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,043 | $30,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 49 | $30,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,525 | $30,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 855 | $30,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 235 | $30,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,932 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 400 | $30,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 715 | $30,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,865 | $30,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,141 | $30,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,263 | $30,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,449 | $30,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 1,000 | $29,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,314 | $29,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 2,717 | $29,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,045 | $29,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 457 | $29,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,750 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,186 | $29,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,534 | $29,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,701 | $29,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 224 | $28,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,125 | $28,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 824 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2,840 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1,297 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 142 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 635 | $28,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $28,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,072 | $28,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,104 | $28,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 264 | $28,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,000 | $28,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 528 | $27,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 634 | $27,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 760 | $27,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 219 | $27,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 353 | $27,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 761 | $27,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 657 | $27,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,143 | $27,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $27,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 878 | $27,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 515 | $27,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 655 | $27,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,749 | $27,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,878 | $27,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 570 | $27,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 4,774 | $27,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 3,510 | $27,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 367 | $26,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 634 | $26,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,758 | $26,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,364 | $26,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,610 | $26,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,507 | $26,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,571 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 3,009 | $26,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,671 | $26,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,152 | $26,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 688 | $26,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,370 | $26,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,915 | $26,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 157 | $25,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 768 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,000 | $25,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 1,752 | $25,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,292 | $25,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 284 | $25,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,666 | $25,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $25,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,136 | $25,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,840 | $25,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,064 | $25,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,395 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,611 | $25,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,000 | $25,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 4,000 | $25,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 2,600 | $25,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,781 | $24,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 162 | $24,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,015 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 325 | $24,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 706 | $24,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,096 | $24,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 252 | $24,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,728 | $24,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 4,035 | $24,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,227 | $24,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 550 | $24,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,189 | $24,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 340 | $24,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,500 | $24,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 484 | $24,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 1,561 | $24,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 533 | $24,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $24,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 75 | $23,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 800 | $23,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 181 | $23,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 992 | $23,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 339 | $23,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,116 | $23,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,125 | $23,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 369 | $23,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 707 | $23,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,480 | $23,000 | thousands by filing date | |
| RH | 74967X103 | COM | 225 | $23,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,125 | $23,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 843 | $23,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 4,330 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 684 | $23,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,506 | $23,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 19,981 | $23,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 51 | $22,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 378 | $22,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $22,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 769 | $22,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,974 | $22,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 168 | $22,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,047 | $22,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 403 | $22,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $22,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $22,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 686 | $22,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,454 | $22,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 369 | $21,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 300 | $21,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,479 | $21,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 51 | $21,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,703 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 417 | $21,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,000 | $21,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,057 | $21,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,027 | $21,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $21,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $21,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 257 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 800 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 150 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490 | $21,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,759 | $21,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,000 | $21,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 8,630 | $21,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 235 | $20,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 795 | $20,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,388 | $20,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,212 | $20,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,038 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 697 | $20,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 301 | $20,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 6,035 | $20,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,100 | $20,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 632 | $20,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $20,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 793 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 173 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 500 | $20,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,167 | $20,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 724 | $20,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 841 | $20,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,089 | $20,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 297 | $20,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,282 | $20,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 203 | $19,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 874 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 383 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $19,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,370 | $19,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 506 | $19,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,000 | $19,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 4,610 | $19,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 827 | $19,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,550 | $19,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $19,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 426 | $19,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,341 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $19,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 6,798 | $19,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,219 | $19,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 2,380 | $19,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 603 | $18,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,053 | $18,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9,345 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 785 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 800 | $18,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 952 | $18,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 650 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 560 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,991 | $18,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $18,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 800 | $18,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,800 | $18,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,000 | $18,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,500 | $18,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,154 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 350 | $18,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 330 | $18,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,500 | $18,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 3,285 | $18,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 6,364 | $18,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $18,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 4,000 | $18,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,027 | $18,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 15 | $18,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 655 | $17,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 847 | $17,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 460 | $17,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,500 | $17,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 750 | $17,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 277 | $17,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 603 | $17,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,500 | $17,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,176 | $17,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 588 | $17,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,277 | $17,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 710 | $17,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 709 | $17,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 900 | $17,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,517 | $17,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 565 | $17,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 109 | $16,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 262 | $16,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 250 | $16,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $16,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 449 | $16,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,750 | $16,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 599 | $16,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 881 | $16,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 532 | $16,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,000 | $16,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,083 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 497 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 520 | $16,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 331 | $16,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 853 | $15,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 800 | $15,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 719 | $15,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,130 | $15,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 398 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 261 | $15,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 500 | $15,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 729 | $15,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 131 | $15,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 370 | $15,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 587 | $15,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 503 | $15,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,143 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 566 | $15,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 6,000 | $15,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,500 | $15,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 653 | $15,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 894 | $15,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 15,000 | $15,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,625 | $14,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,000 | $14,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 115 | $14,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 86 | $14,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 755 | $14,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 590 | $14,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 244 | $14,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 753 | $14,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 645 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 298 | $14,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 588 | $14,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 500 | $14,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 490 | $14,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 348 | $14,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,500 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $13,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 523 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 370 | $13,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 352 | $13,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 725 | $13,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 910 | $13,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 720 | $13,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,036 | $13,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 742 | $13,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $13,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 4,650 | $13,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,443 | $13,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 600 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 475 | $13,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 8,615 | $13,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 959 | $13,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,080 | $13,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 881 | $13,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 2,607 | $13,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,625 | $13,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 689 | $13,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 435 | $12,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 264 | $12,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 179 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-19-000010 | this filing | 2019-05-08 | acceptance time not in the bulk data set |