13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 3,648 holding rows worth $30,966,888,000.
- Accession
- 0000036104-19-000003
- Filer
- CIK 36104
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 6,974 entries on the cover page, a total value of $30,966,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,966,888,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 795 | $45,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 9,015 | $45,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,555 | $45,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,601 | $45,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 706 | $44,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,532 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,703 | $44,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,000 | $44,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 631 | $44,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,500 | $44,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 2,357 | $44,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 31,727 | $44,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 30,684 | $44,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,210 | $43,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 380 | $43,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,777 | $43,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,540 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 496 | $43,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 6,531 | $43,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,996 | $43,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,245 | $43,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,412 | $43,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,650 | $43,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 2,993 | $43,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 432 | $43,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,316 | $43,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 2,373 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 2,000 | $43,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 700 | $42,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 324 | $42,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,280 | $42,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,449 | $42,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,556 | $42,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,216 | $42,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,899 | $42,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 749 | $41,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4,000 | $41,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,603 | $41,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,719 | $41,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,798 | $41,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 808 | $41,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,046 | $41,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,403 | $40,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 660 | $40,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 755 | $40,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,610 | $40,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 2,762 | $40,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,918 | $40,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 17,675 | $40,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 3,565 | $40,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,444 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 944 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,010 | $39,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,921 | $39,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 445 | $39,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,793 | $39,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,000 | $39,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,740 | $39,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,220 | $39,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,000 | $39,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 3,118 | $39,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,616 | $39,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 625 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 287 | $38,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,221 | $38,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 801 | $38,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 4,008 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 901 | $38,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,659 | $38,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,511 | $38,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,980 | $37,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,911 | $37,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,000 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 935 | $37,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 7,500 | $37,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,850 | $37,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,412 | $37,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,032 | $37,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 977 | $37,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,273 | $37,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 571 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $37,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,374 | $37,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 5,160 | $37,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 719 | $36,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,500 | $36,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,375 | $36,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,060 | $36,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,676 | $36,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $36,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,163 | $36,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,517 | $36,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 581 | $36,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 658 | $36,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 21,570 | $36,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,074 | $36,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 5,479 | $36,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,327 | $36,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 925 | $36,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 394 | $35,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,353 | $35,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,582 | $35,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 834 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,000 | $35,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 667 | $35,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,413 | $35,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,159 | $35,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,106 | $35,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,114 | $35,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,840 | $35,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,149 | $35,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 28,976 | $35,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 527 | $34,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,904 | $34,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 410 | $34,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,975 | $34,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 6,115 | $34,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,599 | $34,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,935 | $34,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,820 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $34,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,680 | $34,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,050 | $34,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,758 | $34,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 4,523 | $34,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,827 | $34,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 731 | $34,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,037 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,144 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 723 | $33,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,040 | $33,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 527 | $33,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,200 | $33,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,171 | $33,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,433 | $33,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,215 | $33,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 615 | $32,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 730 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 970 | $32,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,818 | $32,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 950 | $32,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,929 | $32,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,967 | $32,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,000 | $32,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,500 | $32,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 825 | $32,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,250 | $32,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 8,072 | $32,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 441 | $32,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 290 | $31,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 707 | $31,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,655 | $31,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 719 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,200 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 212 | $31,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 379 | $31,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 49 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $31,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 2,184 | $31,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $31,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 730 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 320 | $30,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 232 | $30,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 1,990 | $30,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 797 | $30,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 732 | $30,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 4,218 | $30,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,725 | $30,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 656 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,800 | $30,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,020 | $30,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,101 | $30,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,151 | $30,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 1,269 | $30,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 3,510 | $30,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 10,040 | $30,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,525 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 641 | $29,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 235 | $29,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,200 | $29,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 1,500 | $29,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 687 | $28,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 426 | $28,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $28,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 613 | $28,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 703 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 400 | $28,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,243 | $28,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,386 | $28,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $27,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 501 | $27,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,108 | $27,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2,840 | $27,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,272 | $27,000 | thousands by filing date | |
| RH | 74967X103 | COM | 225 | $27,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,065 | $27,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,641 | $27,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 393 | $27,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 784 | $27,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 979 | $27,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,700 | $27,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,280 | $27,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,209 | $27,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $27,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,346 | $26,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 383 | $26,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 648 | $26,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 962 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1,297 | $26,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 431 | $26,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,604 | $26,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 728 | $26,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,087 | $26,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,608 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $26,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,779 | $26,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,006 | $26,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,152 | $26,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,915 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 1,500 | $26,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,373 | $25,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 681 | $25,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,391 | $25,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,913 | $25,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,808 | $25,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,246 | $25,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,022 | $25,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $25,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 475 | $25,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 468 | $25,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,496 | $25,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,000 | $25,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,926 | $25,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 550 | $25,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,915 | $25,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 204 | $24,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 224 | $24,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 959 | $24,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,125 | $24,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 775 | $24,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 791 | $24,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,829 | $24,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,364 | $24,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 878 | $24,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 400 | $24,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,428 | $24,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,259 | $24,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,338 | $24,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 4,880 | $24,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,329 | $24,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 623 | $23,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 353 | $23,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 229 | $23,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,694 | $23,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 565 | $23,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,610 | $23,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,572 | $23,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $23,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,534 | $23,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 857 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 821 | $23,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,868 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 500 | $23,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $23,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,227 | $23,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,207 | $23,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,001 | $23,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 4,774 | $23,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 332 | $23,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 1,561 | $23,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $23,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 558 | $22,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 1,647 | $22,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 657 | $22,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 769 | $22,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,100 | $22,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 280 | $22,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 334 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 690 | $22,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,517 | $22,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 336 | $22,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,500 | $22,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 589 | $22,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 800 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 638 | $21,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,400 | $21,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 150 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,000 | $21,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,437 | $21,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,292 | $21,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $21,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 950 | $21,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 706 | $21,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,096 | $21,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 920 | $21,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,666 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,724 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 502 | $21,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $21,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $21,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $21,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,793 | $21,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 2,506 | $21,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 19,981 | $21,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 211 | $20,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 625 | $20,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 378 | $20,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 115 | $20,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 2,523 | $20,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $20,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 284 | $20,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,043 | $20,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 168 | $20,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,047 | $20,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 855 | $20,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,064 | $20,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 297 | $20,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,230 | $20,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,454 | $20,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,274 | $20,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 75 | $19,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 46 | $19,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 51 | $19,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 1,013 | $19,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 333 | $19,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 478 | $19,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 466 | $19,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $19,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $19,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $19,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 4,330 | $19,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 203 | $19,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 9,436 | $19,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 3,285 | $19,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,811 | $19,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 40,650 | $19,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,200 | $18,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 18,000 | $18,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 521 | $18,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,574 | $18,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 992 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,000 | $18,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 333 | $18,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,500 | $18,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 440 | $18,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,027 | $18,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,273 | $18,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,800 | $18,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,511 | $18,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,000 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 800 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 382 | $18,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 150 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $18,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,225 | $18,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 724 | $18,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 649 | $18,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,219 | $18,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 543 | $18,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 3,000 | $18,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 369 | $17,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 3,017 | $17,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 203 | $17,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 794 | $17,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,043 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $17,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,370 | $17,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 113 | $17,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,550 | $17,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 833 | $17,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $17,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 426 | $17,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,182 | $17,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 600 | $17,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,468 | $17,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,017 | $17,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 203 | $17,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,082 | $17,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 6,414 | $17,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 8,000 | $17,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,000 | $17,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 600 | $17,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 2,000 | $17,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 655 | $16,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 222 | $16,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 848 | $16,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,500 | $16,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 645 | $16,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 946 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 92 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 603 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 560 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,991 | $16,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $16,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,271 | $16,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 222 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,500 | $16,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 5,094 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 520 | $16,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,505 | $16,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 2,275 | $16,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,235 | $16,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,370 | $16,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,000 | $16,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,166 | $16,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,027 | $16,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 15 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 1,100 | $16,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 910 | $15,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 118 | $15,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 874 | $15,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,015 | $15,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,194 | $15,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 729 | $15,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 277 | $15,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,710 | $15,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 541 | $15,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 709 | $15,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 4,504 | $15,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 900 | $15,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 31,500 | $15,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 894 | $15,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 2,295 | $15,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 18,315 | $15,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 905 | $15,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 184 | $14,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,249 | $14,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 776 | $14,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 319 | $14,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 449 | $14,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,027 | $14,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 801 | $14,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 267 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 339 | $14,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 228 | $14,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,556 | $14,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 642 | $14,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 216 | $14,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 626 | $14,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 565 | $14,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 15,000 | $14,000 | thousands by filing date | principal |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 216 | $13,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 417 | $13,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 477 | $13,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,003 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 261 | $13,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 650 | $13,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 595 | $13,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 787 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 427 | $13,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,138 | $13,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 976 | $13,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,292 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 566 | $13,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 42 | $13,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 760 | $13,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 653 | $13,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 348 | $13,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 158 | $12,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,078 | $12,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 724 | $12,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 264 | $12,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 190 | $12,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,998 | $12,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 398 | $12,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 352 | $12,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 397 | $12,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,000 | $12,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 738 | $12,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,036 | $12,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 755 | $12,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,050 | $12,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,595 | $12,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 255 | $12,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,500 | $12,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 742 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 475 | $12,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 959 | $12,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,000 | $12,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 332 | $12,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,500 | $12,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 370 | $12,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,657 | $12,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 6,100 | $12,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 264 | $11,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 97 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $11,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 456 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 370 | $11,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 115 | $11,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 148 | $11,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,789 | $11,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 259 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-19-000003 | this filing | 2019-02-13 | acceptance time not in the bulk data set |