13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-02, with 3,665 holding rows worth $32,704,882,000.
- Accession
- 0000036104-18-000003
- Filer
- CIK 36104
- Filed
- 2018-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 7,013 entries on the cover page, a total value of $32,704,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,704,882,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION
- included managerU.S. BANCORP INVESTMENTS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CULP INC | 230215105 | CMN | 1,824 | $61,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,872 | $61,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 8,828 | $61,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 23,202 | $61,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,616 | $61,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,311 | $60,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,260 | $60,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,000 | $60,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,807 | $59,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,228 | $59,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,742 | $59,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,924 | $59,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,614 | $59,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 4,110 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 3,900 | $59,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 2,015 | $59,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 9,385 | $59,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,316 | $59,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 6,626 | $59,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,453 | $59,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 60,000 | $59,000 | thousands by filing date | principal |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 2,181 | $59,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 5,647 | $58,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,476 | $58,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,145 | $58,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 775 | $58,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,532 | $58,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 5,000 | $58,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,094 | $58,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 498 | $58,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,284 | $58,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,378 | $57,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,060 | $57,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,144 | $57,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,367 | $57,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 877 | $57,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,263 | $57,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 1,725 | $57,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 851 | $57,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 3,975 | $57,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,686 | $57,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,500 | $57,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 601 | $57,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,197 | $56,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 4,545 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 888 | $56,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 9,400 | $56,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,000 | $56,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,495 | $56,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,817 | $56,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,000 | $56,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 345 | $55,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,727 | $55,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 550 | $55,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,666 | $55,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,393 | $55,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,825 | $55,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 3,907 | $55,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 5,925 | $55,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,197 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 592 | $55,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,959 | $55,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,709 | $55,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,966 | $55,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 700 | $55,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,000 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,120 | $54,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,230 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,209 | $54,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,722 | $54,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 4,693 | $54,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 775 | $54,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,064 | $54,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,888 | $54,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 2,000 | $54,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,825 | $53,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 7,149 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,650 | $53,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,659 | $53,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,760 | $53,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,311 | $52,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 3,000 | $52,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 814 | $52,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,331 | $52,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,463 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,375 | $52,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 8,190 | $52,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,013 | $52,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,367 | $52,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 335 | $51,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 948 | $51,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 8,033 | $51,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,597 | $51,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 2,494 | $51,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,500 | $50,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 11,649 | $50,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $50,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,836 | $50,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,793 | $50,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,865 | $50,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,282 | $50,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 731 | $50,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,316 | $50,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,291 | $50,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,812 | $50,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,819 | $50,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,566 | $50,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,573 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 800 | $50,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 966 | $49,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,169 | $49,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,224 | $49,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 708 | $49,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 83 | $49,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 2,882 | $49,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 3,000 | $49,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 404 | $48,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,945 | $48,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,976 | $48,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 521 | $48,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 861 | $48,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,029 | $48,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 487 | $48,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,191 | $48,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 928 | $47,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,856 | $47,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,272 | $47,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,076 | $47,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 483 | $46,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,846 | $46,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 4,107 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 446 | $46,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,792 | $46,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,190 | $46,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,719 | $46,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 2,434 | $46,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 764 | $46,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,000 | $46,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,506 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 363 | $45,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,000 | $45,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,449 | $45,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 358 | $45,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 7,401 | $45,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,200 | $45,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 648 | $45,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 8,000 | $45,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,509 | $45,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,909 | $45,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 6,000 | $45,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 2,633 | $45,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 442 | $44,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,413 | $44,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 4,746 | $44,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,273 | $44,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,730 | $44,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 3,218 | $44,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,827 | $44,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,470 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,515 | $44,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,009 | $44,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 877 | $44,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,000 | $44,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,379 | $44,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,324 | $44,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,160 | $44,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,485 | $44,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,112 | $44,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 563 | $43,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,650 | $43,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 948 | $43,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,054 | $43,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 847 | $42,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,099 | $42,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 227 | $42,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $42,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,379 | $42,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 4,132 | $42,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 23,000 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 812 | $41,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 473 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,013 | $41,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 623 | $41,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 878 | $41,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,823 | $41,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,723 | $41,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 335 | $41,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 608 | $41,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,635 | $41,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,754 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 265 | $41,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 808 | $41,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,375 | $40,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 830 | $40,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,212 | $40,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,666 | $40,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 658 | $40,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 972 | $40,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 818 | $40,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 4,167 | $40,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 1,181 | $40,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,046 | $39,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,132 | $39,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,400 | $39,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 875 | $39,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,700 | $39,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 28,585 | $39,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 545 | $38,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,448 | $38,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 355 | $38,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,163 | $38,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,213 | $38,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 1,201 | $38,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 4,330 | $38,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,661 | $38,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $38,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,258 | $38,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,709 | $38,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 404 | $37,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,692 | $37,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 826 | $37,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,300 | $37,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,666 | $37,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 790 | $37,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 695 | $37,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $37,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,783 | $37,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,202 | $37,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,478 | $37,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 6,769 | $37,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 3,018 | $37,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 25,000 | $37,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 234 | $36,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 722 | $36,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 6,041 | $36,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $36,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 4,914 | $36,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,207 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 336 | $36,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 4,775 | $36,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,021 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 320 | $35,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 8 | $35,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 722 | $35,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,000 | $35,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,176 | $35,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,203 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $35,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,902 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,601 | $35,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 4,409 | $35,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 712 | $35,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 5,167 | $35,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 5,228 | $35,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 4,534 | $35,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 535 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 215 | $34,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 1,204 | $34,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,783 | $34,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 877 | $34,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,669 | $34,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,551 | $33,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,200 | $33,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $33,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 4,980 | $33,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,115 | $33,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,265 | $33,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,070 | $32,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 620 | $32,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,003 | $32,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,244 | $32,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 770 | $32,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,669 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,400 | $32,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 2,211 | $32,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,287 | $32,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,265 | $32,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,036 | $32,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,165 | $32,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 730 | $32,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,748 | $32,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,252 | $31,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,043 | $31,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 398 | $31,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,830 | $31,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,660 | $31,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,000 | $31,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 24,000 | $31,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,880 | $31,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 949 | $31,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 241 | $30,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,685 | $30,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 620 | $30,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 6,323 | $30,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 381 | $30,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,000 | $30,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 2,601 | $30,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 184 | $29,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 572 | $29,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 571 | $29,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,569 | $29,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 604 | $29,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 363 | $29,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,845 | $29,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,465 | $29,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,610 | $29,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,450 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 274 | $29,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 4,396 | $29,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,408 | $29,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,430 | $29,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 2,720 | $29,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $29,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,596 | $29,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 2,364 | $29,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,388 | $28,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 399 | $28,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 603 | $28,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 744 | $28,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 668 | $28,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $28,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $28,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,150 | $28,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,630 | $28,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,531 | $28,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,025 | $28,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 415 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 275 | $27,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 262 | $27,000 | thousands by filing date | |
| RH | 74967X103 | COM | 309 | $27,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 922 | $27,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,357 | $27,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,028 | $27,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,876 | $27,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 12,475 | $27,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,000 | $27,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,125 | $27,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,300 | $27,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 400 | $27,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,253 | $26,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 500 | $26,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 703 | $26,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 796 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 731 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $26,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 811 | $26,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 14,342 | $26,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,024 | $26,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,243 | $26,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,457 | $26,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 214 | $25,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 640 | $25,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 814 | $25,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 800 | $25,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,015 | $25,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,799 | $25,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 960 | $25,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $25,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 457 | $24,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 389 | $24,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 700 | $24,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 895 | $24,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 386 | $24,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,200 | $24,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 853 | $24,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 74 | $24,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 450 | $24,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,396 | $24,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 248 | $24,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $24,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 596 | $24,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,650 | $24,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,351 | $24,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,384 | $24,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 486 | $23,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,034 | $23,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9,845 | $23,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,249 | $23,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $23,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 659 | $23,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 741 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $23,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 501 | $23,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 900 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 150 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 529 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,000 | $23,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 705 | $23,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,000 | $23,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 723 | $22,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,400 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 163 | $22,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,921 | $22,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,162 | $22,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $22,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $22,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,090 | $22,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,179 | $22,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,982 | $22,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,707 | $22,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,934 | $22,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,500 | $21,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 833 | $21,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $21,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,853 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $21,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,057 | $21,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 2,407 | $21,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,900 | $21,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,265 | $21,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,166 | $20,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 75 | $20,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,200 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 640 | $20,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 872 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 528 | $20,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 794 | $20,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,500 | $20,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,072 | $20,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 339 | $20,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 940 | $20,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,000 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 793 | $20,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $20,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 526 | $20,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,488 | $20,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 403 | $20,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $20,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,516 | $20,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 882 | $20,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,545 | $20,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 2,214 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $20,000 | thousands by filing date | principal |
| iShares Global 100 ETF | 464287572 | SHS | 200 | $19,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 521 | $19,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 548 | $19,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 928 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $19,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 500 | $19,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,000 | $19,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 247 | $19,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,463 | $19,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 429 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 212 | $19,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 966 | $19,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 500 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 725 | $19,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,800 | $19,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 475 | $19,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 375 | $18,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 336 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 505 | $18,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 403 | $18,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,300 | $18,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $18,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,000 | $18,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 543 | $18,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,558 | $18,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 500 | $18,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,066 | $18,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,458 | $18,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 464 | $18,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,370 | $18,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,500 | $18,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 565 | $18,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 500 | $18,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 2,000 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 1,100 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 575 | $18,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 972 | $17,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,940 | $17,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,478 | $17,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,721 | $17,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 687 | $17,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 401 | $17,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,500 | $17,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 350 | $17,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 311 | $17,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,285 | $17,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 475 | $17,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 772 | $17,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 293 | $17,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 722 | $17,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 424 | $17,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 168 | $17,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 787 | $17,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 500 | $17,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 894 | $17,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 398 | $17,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 24,755 | $17,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,000 | $16,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,450 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-18-000003 | this filing | 2018-02-02 | acceptance time not in the bulk data set |