13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 3,638 holding rows worth $31,220,244,000.
- Accession
- 0000036104-17-000026
- Filer
- CIK 36104
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 6,860 entries on the cover page, a total value of $31,220,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,220,244,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 141 | $15,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 2,000 | $15,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 189 | $14,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,829 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 356 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 950 | $14,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,858 | $14,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 62 | $14,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,360 | $14,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 385 | $14,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,135 | $14,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 466 | $14,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 607 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 261 | $13,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,250 | $13,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 442 | $13,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,079 | $13,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,516 | $13,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,000 | $13,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 533 | $13,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 428 | $13,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 551 | $13,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,072 | $13,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 250 | $13,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $13,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 611 | $13,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 403 | $13,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,403 | $13,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 2,313 | $13,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,107 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 850 | $13,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,117 | $13,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,000 | $12,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,023 | $12,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 288 | $12,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,500 | $12,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 813 | $12,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 185 | $12,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 112 | $12,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 743 | $12,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 500 | $12,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,146 | $12,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 650 | $12,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 850 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 950 | $12,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 693 | $12,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,192 | $12,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 110 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $11,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 755 | $11,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 875 | $11,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 411 | $11,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,700 | $11,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 374 | $11,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 182 | $11,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,000 | $11,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 126 | $11,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 578 | $11,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,155 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 547 | $11,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,130 | $11,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,447 | $11,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 964 | $11,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 1,498 | $11,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,155 | $11,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 104 | $10,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 260 | $10,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 304 | $10,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 163 | $10,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 210 | $10,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 653 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 625 | $10,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 195 | $10,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,000 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $10,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 555 | $10,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 675 | $10,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 205 | $10,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,139 | $10,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 588 | $10,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $10,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 959 | $10,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 534 | $10,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 412 | $10,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 510 | $10,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 2,278 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 211 | $10,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 565 | $10,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 220 | $10,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 750 | $10,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 300 | $10,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 702 | $10,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 523 | $10,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 2,000 | $10,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,000 | $9,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 75 | $9,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,700 | $9,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 138 | $9,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 554 | $9,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 159 | $9,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 650 | $9,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 455 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 351 | $9,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 423 | $9,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 500 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 130 | $9,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 658 | $9,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 207 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 376 | $9,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 502 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 193 | $9,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 420 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 136 | $9,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,047 | $9,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 235 | $9,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 577 | $9,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,028 | $9,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 1,000 | $9,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,000 | $9,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 388 | $9,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 462 | $9,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 394 | $9,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 900 | $9,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 376 | $9,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 900 | $9,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 967 | $8,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 569 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 205 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 652 | $8,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 94 | $8,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 579 | $8,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 59 | $8,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 800 | $8,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 351 | $8,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 543 | $8,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 191 | $8,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 284 | $8,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 181 | $8,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 98 | $8,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $8,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 341 | $8,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 365 | $8,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 304 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 152 | $8,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 267 | $8,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,938 | $8,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 336 | $8,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 2,400 | $8,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 156 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 280 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 200 | $8,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $8,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,500 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 280 | $8,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 395 | $7,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 135 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 138 | $7,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 181 | $7,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 276 | $7,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 234 | $7,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 194 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 493 | $7,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 142 | $7,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 603 | $7,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 328 | $7,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 235 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 100 | $7,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 348 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 206 | $7,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 935 | $7,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 660 | $7,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 350 | $7,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 500 | $7,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 540 | $7,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 590 | $7,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 358 | $7,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 645 | $7,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 387 | $7,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,040 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 367 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 236 | $7,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 165 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 138 | $7,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 262 | $7,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 548 | $7,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 2,906 | $7,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 112 | $6,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 100 | $6,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 184 | $6,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 104 | $6,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 457 | $6,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 217 | $6,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 220 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 87 | $6,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 355 | $6,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,167 | $6,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 221 | $6,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 112 | $6,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,440 | $6,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $6,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 221 | $6,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 609 | $6,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 112 | $6,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 500 | $6,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 250 | $6,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 670 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 171 | $6,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 68 | $6,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 66 | $6,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 86 | $6,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,138 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 277 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 198 | $6,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,925 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 100 | $6,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 700 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 200 | $6,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,500 | $6,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 131 | $6,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 223 | $6,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 115 | $6,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 487 | $6,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 416 | $6,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 999 | $6,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 430 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 353 | $6,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 800 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 156 | $6,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 277 | $6,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 827 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 101 | $5,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,000 | $5,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 79 | $5,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 165 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 113 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 100 | $5,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 57 | $5,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 300 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $5,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 350 | $5,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 381 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 236 | $5,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 912 | $5,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 750 | $5,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 500 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $5,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 530 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 100 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 183 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 198 | $5,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 988 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 442 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 300 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 214 | $5,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 173 | $5,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,000 | $5,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 876 | $5,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,234 | $5,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 212 | $5,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 324 | $5,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 766 | $5,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,148 | $5,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,053 | $5,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 637 | $5,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,540 | $5,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 400 | $5,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 88 | $5,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,402 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 40 | $5,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 530 | $5,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 300 | $5,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 152 | $5,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 435 | $5,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $4,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 87 | $4,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 383 | $4,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 147 | $4,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 35 | $4,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 111 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 40 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 700 | $4,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 147 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 534 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 98 | $4,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 77 | $4,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 135 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 105 | $4,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 256 | $4,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 600 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 74 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 68 | $4,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 211 | $4,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 193 | $4,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 267 | $4,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 30 | $4,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 353 | $4,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 385 | $4,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 128 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 200 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100 | $4,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 295 | $4,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 220 | $4,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 279 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 689 | $4,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 304 | $4,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 134 | $4,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $4,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 12 | $4,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 206 | $4,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 222 | $4,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 100 | $4,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,480 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 183 | $4,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 55 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 166 | $4,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 79 | $4,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 200 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 107 | $4,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 98 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 900 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 276 | $4,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 323 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 208 | $3,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 302 | $3,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 102 | $3,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 900 | $3,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 221 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 75 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 200 | $3,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 57 | $3,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 661 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 99 | $3,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 77 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 63 | $3,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 40 | $3,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 82 | $3,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 92 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 200 | $3,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 76 | $3,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 243 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 241 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 230 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 92 | $3,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 158 | $3,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 135 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 208 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 247 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 301 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 112 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 85 | $3,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 156 | $3,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 148 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $3,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 190 | $3,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 194 | $3,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 96 | $3,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 88 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 186 | $3,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 83 | $3,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 193 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 195 | $3,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 600 | $3,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 131 | $3,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 708 | $3,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 300 | $3,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,000 | $3,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 170 | $3,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 153 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,348 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 569 | $3,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 310 | $3,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,248 | $3,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,077 | $3,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 284 | $3,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 289 | $3,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 600 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 236 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,000 | $3,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 100 | $3,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 131 | $3,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 1,152 | $3,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 16 | $3,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 400 | $3,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 174 | $3,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 164 | $3,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 39 | $3,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 14 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $2,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 41 | $2,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 117 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 44 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 184 | $2,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 127 | $2,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 143 | $2,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 38 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 70 | $2,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 50 | $2,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 17 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 72 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 13 | $2,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 44 | $2,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 58 | $2,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 333 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 50 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 113 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 142 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 107 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 144 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 65 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 115 | $2,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 37 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 134 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 165 | $2,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,100 | $2,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 72 | $2,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 90 | $2,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 157 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 68 | $2,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 97 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 74 | $2,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 76 | $2,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 110 | $2,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 102 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 44 | $2,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 300 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,300 | $2,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 186 | $2,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 27 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 300 | $2,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 214 | $2,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 30 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 400 | $2,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 65 | $2,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 178 | $2,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 56 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 200 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 202 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 152 | $2,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 248 | $2,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 138 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 687 | $2,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 2,000 | $2,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 200 | $2,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 117 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 74 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 27 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 32 | $1,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 26 | $1,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 104 | $1,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 65 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 48 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 53 | $1,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 66 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 50 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 27 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 43 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 190 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 65 | $1,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 15 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 126 | $1,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 13 | $1,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 42 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 74 | $1,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 52 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 28 | $1,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 70 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 100 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 100 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 43 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-17-000026 | this filing | 2017-11-13 | acceptance time not in the bulk data set |