13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-20, with 3,596 holding rows worth $29,969,518,000.
- Accession
- 0000036104-17-000022
- Filer
- CIK 36104
- Filed
- 2017-07-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 6,627 entries on the cover page, a total value of $29,969,518,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,969,518,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALE S A | 91912E105 | SPONSORED ADS | 6,176 | $54,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 700 | $54,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,522 | $54,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,678 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,300 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,209 | $54,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,753 | $54,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,703 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 533 | $54,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 381 | $54,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,783 | $54,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 2,720 | $54,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 3,424 | $54,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,668 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,000 | $53,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 7,050 | $53,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,880 | $53,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 889 | $53,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,478 | $53,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 2,138 | $53,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 3,355 | $53,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 5,684 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 460 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 653 | $52,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,060 | $52,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,007 | $52,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 345 | $51,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 266 | $51,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,136 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 916 | $51,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 572 | $51,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,323 | $51,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,259 | $51,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 8,000 | $51,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,167 | $51,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 2,000 | $51,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 601 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 3,000 | $51,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,367 | $51,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $50,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,691 | $50,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,000 | $50,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,812 | $50,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 2,302 | $50,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 14,105 | $50,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,463 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,267 | $49,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,054 | $49,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,982 | $49,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,682 | $49,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,939 | $49,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 728 | $49,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,000 | $49,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 5,456 | $49,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,279 | $49,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,098 | $48,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,377 | $48,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 550 | $48,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 775 | $48,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,915 | $48,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 479 | $48,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 8,236 | $48,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,020 | $47,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,555 | $47,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,848 | $47,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,113 | $47,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,719 | $47,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,156 | $47,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,013 | $47,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 3,861 | $47,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 3,000 | $46,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 814 | $46,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,476 | $46,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,787 | $46,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,180 | $46,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,451 | $46,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,283 | $46,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,000 | $46,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 571 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 511 | $46,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,488 | $46,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 3,150 | $46,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 9,460 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 620 | $46,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,500 | $46,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,647 | $46,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,500 | $45,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 652 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 328 | $45,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 929 | $45,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,265 | $45,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,792 | $45,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,360 | $45,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,985 | $45,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,600 | $45,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,857 | $45,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,666 | $45,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,315 | $45,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,055 | $45,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 414 | $44,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 410 | $44,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,037 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,357 | $44,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,000 | $44,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,320 | $44,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,330 | $44,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 254 | $43,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 499 | $43,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,149 | $43,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,202 | $43,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 812 | $43,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,700 | $43,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,368 | $43,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,025 | $43,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,183 | $43,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 3,380 | $43,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 633 | $42,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,285 | $42,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 663 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 363 | $42,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,000 | $42,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,284 | $42,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $42,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 813 | $42,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,367 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $42,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,400 | $42,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,435 | $42,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 5,200 | $42,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 403 | $41,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 789 | $41,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,501 | $41,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 795 | $41,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,165 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 446 | $41,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,783 | $41,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,380 | $41,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,879 | $41,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 910 | $41,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 5,349 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 725 | $41,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 745 | $40,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,179 | $40,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,138 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,289 | $40,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 453 | $40,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 599 | $40,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,580 | $40,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 4,330 | $40,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,044 | $40,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,881 | $40,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 2,150 | $40,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 996 | $40,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,488 | $40,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 2,000 | $40,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 384 | $39,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,378 | $39,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,190 | $39,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,424 | $39,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 658 | $39,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,661 | $39,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 275 | $38,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,608 | $38,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,400 | $38,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,163 | $38,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 2,376 | $38,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,520 | $38,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 875 | $38,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,713 | $38,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,238 | $38,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 450 | $38,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,700 | $37,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,033 | $37,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,287 | $37,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 63 | $37,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,514 | $37,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,699 | $37,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,981 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 982 | $37,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $37,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,115 | $37,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 265 | $37,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 3,931 | $37,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,798 | $36,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 883 | $36,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 826 | $36,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,323 | $36,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 4,311 | $36,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 828 | $36,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,680 | $36,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 4,542 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 390 | $35,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 708 | $35,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 377 | $35,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 804 | $35,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,473 | $35,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 523 | $35,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 825 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,800 | $35,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 285 | $35,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,500 | $35,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 669 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,000 | $34,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $34,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $34,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 976 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,601 | $34,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,889 | $34,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,190 | $34,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,000 | $34,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 24,755 | $34,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $33,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,692 | $33,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,000 | $33,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,200 | $33,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,783 | $33,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 821 | $33,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,751 | $33,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 969 | $33,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,032 | $33,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,500 | $33,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,337 | $33,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,300 | $33,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,940 | $33,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,725 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 1,011 | $33,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,071 | $33,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 374 | $32,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,118 | $32,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 818 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $32,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 888 | $32,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,660 | $32,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,020 | $32,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,950 | $32,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,669 | $32,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,136 | $32,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,202 | $32,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 35,000 | $32,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 130 | $31,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 525 | $31,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,244 | $31,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,669 | $31,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 830 | $31,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 6,041 | $31,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $31,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,520 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 624 | $31,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,036 | $31,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,934 | $31,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,042 | $30,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 635 | $30,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,137 | $30,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 300 | $30,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,709 | $30,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 2,115 | $30,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 571 | $29,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 639 | $29,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 580 | $29,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $29,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,610 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 508 | $29,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,913 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 279 | $29,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,220 | $29,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,500 | $29,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 412 | $28,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,500 | $28,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 606 | $28,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 7 | $28,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,439 | $28,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,003 | $28,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,757 | $28,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,071 | $28,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,351 | $28,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,069 | $27,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 241 | $27,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 650 | $27,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,700 | $27,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,112 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $27,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,000 | $27,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,704 | $27,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,357 | $27,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $27,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,757 | $27,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,000 | $27,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,113 | $27,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 500 | $26,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,955 | $26,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 845 | $26,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 364 | $26,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,921 | $26,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 722 | $26,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,263 | $26,000 | thousands by filing date | |
| RH | 74967X103 | COM | 409 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 178 | $26,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,015 | $26,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,022 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $26,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,695 | $26,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 705 | $26,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 925 | $26,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,370 | $26,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 250 | $26,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,372 | $26,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 851 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 1,100 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 300 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 499 | $25,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 2,629 | $25,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,000 | $25,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 777 | $25,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,623 | $25,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,503 | $25,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,383 | $25,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,967 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 529 | $25,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,147 | $25,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,045 | $25,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,024 | $25,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $25,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 800 | $25,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,348 | $25,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 260 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 502 | $24,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $24,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,243 | $24,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $24,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,600 | $24,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,640 | $23,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,051 | $23,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $23,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 529 | $23,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 163 | $23,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 571 | $23,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,715 | $23,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 650 | $23,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,018 | $23,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,181 | $23,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,000 | $23,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 670 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 620 | $22,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,500 | $22,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,225 | $22,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 463 | $22,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,905 | $22,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 155 | $22,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $22,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 532 | $22,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $22,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,027 | $22,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 960 | $22,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,900 | $22,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $22,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 406 | $21,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 835 | $21,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,407 | $21,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 890 | $21,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 490 | $21,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 741 | $21,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,558 | $21,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 487 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $21,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,488 | $21,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 757 | $21,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,000 | $21,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 787 | $21,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 643 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $21,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,200 | $20,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 399 | $20,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 928 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 645 | $20,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,709 | $20,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,211 | $20,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,487 | $20,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,500 | $20,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,000 | $20,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 867 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 793 | $20,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,424 | $20,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 637 | $20,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,258 | $20,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,800 | $20,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 576 | $19,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 954 | $19,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 273 | $19,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 293 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $19,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,300 | $19,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,263 | $19,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 74 | $19,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 860 | $19,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,185 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 291 | $19,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,707 | $19,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 3,442 | $19,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 4,000 | $19,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 4,000 | $19,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,474 | $18,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 325 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 87 | $18,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,700 | $18,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $18,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 833 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 526 | $18,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 615 | $18,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 330 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490 | $18,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 500 | $18,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 462 | $18,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 526 | $18,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 435 | $18,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,947 | $18,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 3,149 | $18,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,899 | $18,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 882 | $18,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 200 | $17,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 375 | $17,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 445 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 365 | $17,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,217 | $17,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,660 | $17,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 356 | $17,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 265 | $17,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 301 | $17,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 311 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 568 | $17,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 4,900 | $17,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 730 | $17,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 464 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 725 | $17,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 151 | $17,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,532 | $17,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,273 | $17,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 2,000 | $17,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 394 | $16,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 495 | $16,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 716 | $16,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 518 | $16,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 800 | $16,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,072 | $16,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,185 | $16,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 428 | $16,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,813 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 560 | $16,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,257 | $16,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,016 | $16,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 894 | $16,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 466 | $16,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 290 | $16,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 1,102 | $16,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 400 | $16,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 109 | $15,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 116 | $15,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,339 | $15,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 262 | $15,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,698 | $15,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 386 | $15,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,635 | $15,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 294 | $15,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,141 | $15,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 190 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 250 | $15,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,705 | $15,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 500 | $15,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $15,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,056 | $15,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 600 | $15,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 365 | $15,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 714 | $15,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,703 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 167 | $15,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 4,500 | $15,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,008 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 850 | $15,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 2,214 | $15,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,117 | $15,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 235 | $14,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 537 | $14,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 253 | $14,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,285 | $14,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 252 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 582 | $14,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 950 | $14,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 711 | $14,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 168 | $14,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,303 | $14,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 141 | $14,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,500 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-17-000022 | this filing | 2017-07-20 | acceptance time not in the bulk data set |