13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-03, with 3,604 holding rows worth $29,191,830,000.
- Accession
- 0000036104-17-000013
- Filer
- CIK 36104
- Filed
- 2017-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 6,569 entries on the cover page, a total value of $29,191,830,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,191,830,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION
- included managerU.S. BANCORP INVESTMENTS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,061 | $50,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 2,914 | $50,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,500 | $49,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,598 | $49,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,691 | $49,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,245 | $49,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,000 | $49,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,812 | $49,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 723 | $49,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,250 | $49,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,424 | $49,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 403 | $48,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 647 | $48,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,463 | $48,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,000 | $48,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,048 | $48,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,752 | $48,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,259 | $48,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,400 | $48,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,000 | $48,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,486 | $48,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 509 | $48,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,000 | $48,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,655 | $48,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 3,828 | $48,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 14,869 | $48,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 790 | $47,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,143 | $47,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,849 | $47,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,180 | $47,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,849 | $47,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,939 | $47,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,288 | $47,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,569 | $47,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,624 | $47,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,647 | $47,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 3,358 | $47,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,319 | $46,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,633 | $46,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 8,721 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,231 | $46,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,060 | $46,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,848 | $46,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 2,669 | $46,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,719 | $46,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 5,200 | $46,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 8,910 | $45,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,000 | $45,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,084 | $45,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 3,175 | $45,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,535 | $45,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 888 | $45,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 971 | $45,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 479 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 620 | $45,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,013 | $45,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,500 | $45,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 450 | $45,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 4,024 | $44,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,094 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,267 | $44,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,676 | $44,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,332 | $44,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,284 | $44,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,985 | $44,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 875 | $44,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,625 | $44,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,020 | $44,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,167 | $44,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 3,355 | $44,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,330 | $44,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 825 | $44,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 968 | $44,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 417 | $43,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 687 | $43,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,166 | $43,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,500 | $43,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,494 | $43,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,796 | $43,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,187 | $43,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,100 | $43,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,600 | $43,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,367 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,217 | $43,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,661 | $43,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 25,324 | $43,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,851 | $43,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 745 | $42,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,280 | $42,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $42,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,642 | $42,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 4,708 | $42,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,842 | $42,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 830 | $41,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,097 | $41,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,400 | $41,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 752 | $41,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,792 | $41,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 599 | $41,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 214 | $41,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 2,150 | $41,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,924 | $41,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,935 | $41,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,435 | $41,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 633 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 320 | $40,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 1,439 | $40,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 813 | $40,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,424 | $40,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,792 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $40,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 2,376 | $40,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,075 | $40,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,680 | $40,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 2,523 | $40,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,648 | $40,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,710 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 725 | $40,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,360 | $39,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,378 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 608 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 446 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,692 | $39,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,326 | $39,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,413 | $39,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,000 | $39,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,994 | $39,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 7,691 | $39,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 2,000 | $39,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 6,376 | $38,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,555 | $38,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,163 | $38,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,287 | $38,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 775 | $38,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,695 | $38,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 40,000 | $38,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,465 | $37,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,650 | $37,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 3,365 | $37,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,043 | $37,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,549 | $37,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,866 | $37,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,500 | $37,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 703 | $36,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,285 | $36,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 500 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 443 | $36,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,921 | $36,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,945 | $36,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,913 | $36,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 658 | $36,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $36,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,136 | $36,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,115 | $36,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 265 | $36,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,454 | $35,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,116 | $35,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 435 | $35,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,456 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,601 | $35,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 910 | $35,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,738 | $35,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,843 | $34,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 407 | $34,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,064 | $34,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 648 | $34,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,200 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $34,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,709 | $34,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 5,700 | $34,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 483 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 390 | $33,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,793 | $33,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,018 | $33,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 4,230 | $33,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 372 | $33,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $33,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $33,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,004 | $33,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $33,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,950 | $33,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,300 | $33,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,325 | $32,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,557 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,280 | $32,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,600 | $32,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,089 | $32,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,305 | $32,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,667 | $32,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,149 | $32,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,355 | $32,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,647 | $32,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 709 | $32,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 18,318 | $32,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,934 | $32,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,817 | $31,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,244 | $31,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,700 | $31,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 820 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $31,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 888 | $31,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,659 | $31,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,244 | $31,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,800 | $31,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 14,307 | $31,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 30,000 | $31,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 130 | $30,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 232 | $30,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,832 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 893 | $30,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,333 | $30,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 6,041 | $30,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,700 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $30,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,036 | $30,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 800 | $30,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,042 | $29,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 12,684 | $29,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,283 | $29,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 500 | $29,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,439 | $29,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 650 | $29,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 816 | $29,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,610 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 508 | $29,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 635 | $29,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 778 | $29,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 300 | $29,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,725 | $29,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,500 | $29,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 30,000 | $29,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,500 | $28,000 | thousands by filing date | |
| RH | 74967X103 | COM | 602 | $28,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 383 | $28,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,503 | $28,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,170 | $28,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 4,311 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 624 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $28,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,913 | $28,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,023 | $28,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,357 | $28,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,108 | $28,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 6,597 | $28,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 851 | $28,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,380 | $27,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 789 | $27,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,357 | $27,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 632 | $27,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,700 | $27,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,444 | $27,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,580 | $27,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,202 | $27,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,071 | $27,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,000 | $27,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,038 | $26,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 357 | $26,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 639 | $26,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 919 | $26,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $26,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,000 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 319 | $26,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $26,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 499 | $25,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $25,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 571 | $25,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 500 | $25,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 285 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 300 | $25,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 529 | $25,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,613 | $25,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,669 | $25,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,703 | $25,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,650 | $25,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 567 | $24,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 912 | $24,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 777 | $24,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 529 | $24,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,240 | $24,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $24,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,900 | $24,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,243 | $24,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 250 | $24,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $24,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,640 | $23,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 260 | $23,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 347 | $23,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 928 | $23,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 241 | $23,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $23,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 236 | $23,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $23,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,258 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 900 | $23,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 295 | $22,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,500 | $22,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,241 | $22,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,051 | $22,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 326 | $22,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $22,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,552 | $22,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,744 | $22,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,209 | $22,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 960 | $22,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5,060 | $22,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,024 | $22,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 2,256 | $22,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 264 | $21,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $21,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 853 | $21,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 835 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,217 | $21,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 794 | $21,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,500 | $21,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 564 | $21,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,558 | $21,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,005 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,813 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 146 | $21,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 304 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 361 | $21,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 787 | $21,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 3,420 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $21,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,200 | $20,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 499 | $20,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 461 | $20,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 591 | $20,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,487 | $20,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,000 | $20,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 793 | $20,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 4,900 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $20,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 462 | $20,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 4,758 | $20,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 637 | $20,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 682 | $20,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,059 | $20,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,446 | $20,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,573 | $20,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,117 | $20,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 576 | $19,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 440 | $19,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 386 | $19,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 537 | $19,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 325 | $19,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,300 | $19,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,205 | $19,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 741 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 526 | $19,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 513 | $19,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,514 | $19,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,402 | $19,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 437 | $19,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 4,000 | $19,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 787 | $19,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,137 | $19,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 2,214 | $19,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 443 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $18,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,263 | $18,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $18,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,660 | $18,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $18,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 723 | $18,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,830 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490 | $18,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,497 | $18,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 600 | $18,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,488 | $18,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 650 | $18,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 4,000 | $18,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 800 | $18,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,785 | $18,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 2,000 | $18,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 375 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 365 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 317 | $17,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,083 | $17,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 482 | $17,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 330 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 568 | $17,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 500 | $17,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 992 | $17,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 3,643 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 725 | $17,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 794 | $17,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,000 | $17,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 402 | $17,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 882 | $17,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,682 | $17,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 12,864 | $17,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 200 | $16,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 394 | $16,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,966 | $16,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 354 | $16,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 800 | $16,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 436 | $16,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,185 | $16,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 428 | $16,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,000 | $16,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 301 | $16,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,000 | $16,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,360 | $16,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 894 | $16,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 2,539 | $16,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 1,102 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 855 | $16,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,181 | $16,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 109 | $15,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 516 | $15,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,285 | $15,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 294 | $15,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 280 | $15,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 327 | $15,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 755 | $15,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 265 | $15,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 361 | $15,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 577 | $15,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,462 | $15,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 461 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 929 | $15,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,649 | $15,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 616 | $15,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 283 | $15,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 290 | $15,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 450 | $15,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 858 | $15,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,000 | $15,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 235 | $14,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 209 | $14,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,125 | $14,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,700 | $14,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,500 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 601 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 421 | $14,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 625 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 950 | $14,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 645 | $14,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 357 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 711 | $14,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,705 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $14,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 526 | $14,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 365 | $14,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 3,375 | $14,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $14,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 450 | $14,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 3,756 | $14,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $14,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 533 | $13,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 221 | $13,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,200 | $13,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 518 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 252 | $13,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 304 | $13,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,635 | $13,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 381 | $13,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 484 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 305 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 921 | $13,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 366 | $13,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 570 | $13,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,000 | $13,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 767 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 320 | $13,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 663 | $13,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,000 | $13,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $13,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,436 | $13,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 168 | $13,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 42 | $13,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,187 | $13,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,000 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 141 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 469 | $13,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 400 | $13,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 400 | $12,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 292 | $12,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 384 | $12,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 414 | $12,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 72 | $12,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 533 | $12,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 586 | $12,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 701 | $12,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 494 | $12,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 320 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 552 | $12,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 695 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 316 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 635 | $12,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 964 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-17-000013 | this filing | 2017-05-03 | acceptance time not in the bulk data set |