13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 3,640 holding rows worth $26,292,936,000.
- Accession
- 0000036104-16-000051
- Filer
- CIK 36104
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 6,316 entries on the cover page, a total value of $26,292,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,292,936,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,422 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 531 | $41,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,839 | $41,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,222 | $41,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 11,522 | $41,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 4,262 | $41,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 2,001 | $41,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,538 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 528 | $40,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,112 | $40,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,700 | $40,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 4,417 | $40,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 10,246 | $40,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,531 | $40,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 329 | $40,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,615 | $40,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 2,412 | $40,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 4,045 | $40,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 4,906 | $39,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 927 | $39,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,069 | $39,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 890 | $39,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $39,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,007 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 573 | $39,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,842 | $39,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 2,095 | $39,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,655 | $39,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 2,895 | $39,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 873 | $39,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 2,346 | $39,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,698 | $39,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,231 | $38,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 103 | $38,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,025 | $38,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,155 | $38,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,145 | $38,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,609 | $38,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,330 | $38,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,616 | $38,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,500 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 688 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 749 | $37,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 866 | $37,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 554 | $37,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 737 | $37,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,260 | $37,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 854 | $37,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,451 | $37,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,600 | $37,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,058 | $37,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 3,600 | $37,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,521 | $37,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,928 | $37,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 3,715 | $37,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,063 | $37,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,768 | $37,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $37,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,685 | $37,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 886 | $36,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,074 | $36,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 650 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,500 | $36,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,828 | $36,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,159 | $36,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,249 | $36,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,719 | $36,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,135 | $36,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 969 | $36,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 776 | $36,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,065 | $36,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,302 | $36,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,710 | $36,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,177 | $36,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,319 | $35,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 715 | $35,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 6,376 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 646 | $35,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,084 | $35,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,848 | $35,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,257 | $35,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 382 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $35,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,408 | $35,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 13,554 | $35,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,773 | $34,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,226 | $34,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 624 | $34,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 331 | $34,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 693 | $34,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,680 | $34,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 910 | $34,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,195 | $34,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,642 | $34,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 467 | $34,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,000 | $34,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 9,827 | $34,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,265 | $34,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 500 | $33,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,997 | $33,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,737 | $33,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,000 | $33,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 888 | $33,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 863 | $33,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,059 | $33,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,036 | $33,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,849 | $33,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,635 | $33,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,350 | $33,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,524 | $33,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 2,214 | $33,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 839 | $33,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 391 | $32,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 702 | $32,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,731 | $32,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,074 | $32,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,360 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,601 | $32,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 814 | $32,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,700 | $32,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,521 | $32,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 2,319 | $32,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,226 | $31,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 904 | $31,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,823 | $31,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,994 | $31,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,973 | $31,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,361 | $30,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 443 | $30,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 625 | $30,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,772 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 300 | $30,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,830 | $30,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,600 | $30,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $30,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $30,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,202 | $30,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,305 | $30,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 1,129 | $30,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,197 | $30,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,250 | $30,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,450 | $30,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,166 | $30,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 800 | $30,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 731 | $30,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 4,235 | $30,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,886 | $30,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 539 | $30,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 1,000 | $30,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 300 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 836 | $29,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 4,330 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 405 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,525 | $29,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,864 | $29,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,340 | $29,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,000 | $29,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,904 | $29,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,413 | $29,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 4,415 | $29,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,738 | $29,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 459 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 400 | $28,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 886 | $28,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,326 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $28,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,700 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 894 | $28,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,660 | $28,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,500 | $28,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 8,576 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 270 | $28,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 288 | $27,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 420 | $27,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 730 | $27,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,662 | $27,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 157 | $27,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,700 | $27,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 630 | $27,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 416 | $27,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 650 | $27,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,245 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 330 | $27,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 888 | $27,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $27,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 6,900 | $27,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,759 | $27,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,100 | $27,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,300 | $27,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,037 | $27,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,042 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 390 | $26,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 464 | $26,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 500 | $26,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 944 | $26,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 800 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 680 | $26,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,293 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,200 | $26,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,203 | $26,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,439 | $26,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 4,805 | $26,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $26,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,506 | $26,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,459 | $26,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 3,150 | $26,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 6,655 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 170 | $26,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,166 | $26,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 260 | $25,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,453 | $25,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,223 | $25,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,700 | $25,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,566 | $25,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,158 | $25,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,813 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 733 | $25,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 908 | $25,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $25,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 16,840 | $25,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,818 | $25,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 502 | $25,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 448 | $24,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 578 | $24,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,413 | $24,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 818 | $24,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 528 | $24,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 531 | $24,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,132 | $24,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 990 | $24,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,814 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $24,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 483 | $24,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 570 | $24,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,165 | $24,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,842 | $24,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 25,000 | $24,000 | thousands by filing date | principal |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 480 | $23,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 549 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 526 | $23,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,792 | $23,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,425 | $23,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $23,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 844 | $23,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 313 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,452 | $23,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 378 | $23,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 840 | $23,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,000 | $23,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 700 | $23,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 980 | $23,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 8,380 | $23,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 1,303 | $23,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 1,381 | $23,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,465 | $22,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 692 | $22,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,155 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,856 | $22,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 650 | $22,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,658 | $22,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 538 | $22,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 5,555 | $22,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,046 | $22,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 790 | $22,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 871 | $22,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 1,503 | $22,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,228 | $22,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 495 | $21,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,200 | $21,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 639 | $21,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 2,000 | $21,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,160 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 400 | $21,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,008 | $21,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $21,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $21,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,503 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,500 | $21,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,797 | $21,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,076 | $21,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,135 | $21,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,669 | $21,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,209 | $21,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 731 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,536 | $21,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,000 | $21,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,117 | $21,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 160 | $20,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,140 | $20,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,003 | $20,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,500 | $20,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 785 | $20,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,690 | $20,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 241 | $20,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 827 | $20,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $20,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 347 | $20,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,500 | $20,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,000 | $20,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 6,460 | $20,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 780 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 786 | $20,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,540 | $20,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,000 | $20,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 5,000 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 900 | $20,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $20,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $20,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 4,000 | $20,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 12,164 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $20,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 190 | $19,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 428 | $19,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 262 | $19,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,378 | $19,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 581 | $19,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,089 | $19,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $19,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,578 | $19,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,106 | $19,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,349 | $19,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,727 | $19,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 344 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,073 | $19,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 960 | $19,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 500 | $19,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,259 | $19,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 1,067 | $19,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 250 | $19,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 326 | $19,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,400 | $19,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $19,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,750 | $18,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 863 | $18,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,051 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 177 | $18,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 544 | $18,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,400 | $18,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,288 | $18,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,600 | $18,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 435 | $18,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 600 | $18,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 674 | $18,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,411 | $18,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,771 | $18,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,500 | $18,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 800 | $18,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $18,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 358 | $17,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,500 | $17,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,763 | $17,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,442 | $17,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,830 | $17,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,000 | $17,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 435 | $17,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 969 | $17,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 2,008 | $17,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 578 | $17,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,454 | $17,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 706 | $17,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 542 | $17,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 940 | $17,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 835 | $16,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 500 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 331 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 300 | $16,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 928 | $16,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,011 | $16,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 835 | $16,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 623 | $16,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,500 | $16,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,400 | $16,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 675 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,500 | $16,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 648 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 624 | $16,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,010 | $16,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 500 | $16,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 12,525 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 192 | $16,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 3,727 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 167 | $15,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,500 | $15,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 235 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 95 | $15,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 658 | $15,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,500 | $15,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,000 | $15,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 294 | $15,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 470 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 850 | $15,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 2,453 | $15,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 816 | $15,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 246 | $15,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 786 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 323 | $15,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 627 | $15,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 848 | $15,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,044 | $15,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 6,601 | $15,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 8 | $14,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 209 | $14,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,025 | $14,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 821 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 160 | $14,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 614 | $14,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,487 | $14,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 722 | $14,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 448 | $14,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 741 | $14,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,000 | $14,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 800 | $14,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,000 | $14,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 633 | $14,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 518 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 119 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 188 | $14,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 965 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 730 | $14,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 384 | $14,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $14,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 394 | $14,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 585 | $14,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 708 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 283 | $14,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,700 | $14,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 123 | $13,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 100 | $13,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 424 | $13,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 912 | $13,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 788 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 325 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 921 | $13,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 785 | $13,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 625 | $13,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 726 | $13,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 350 | $13,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 330 | $13,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 673 | $13,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 611 | $13,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,788 | $13,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,100 | $13,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,000 | $13,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,208 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 100 | $13,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 2,217 | $13,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 496 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 486 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 456 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 410 | $12,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 151 | $12,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 432 | $12,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 930 | $12,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 400 | $12,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,000 | $12,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,072 | $12,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 582 | $12,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 385 | $12,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 322 | $12,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 749 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 761 | $12,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 764 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 244 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 202 | $12,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 650 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 754 | $12,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 437 | $12,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,200 | $12,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 541 | $12,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 400 | $12,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 672 | $12,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 997 | $12,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 708 | $12,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 475 | $12,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 150 | $12,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,891 | $12,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 304 | $11,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 767 | $11,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 500 | $11,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,355 | $11,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 723 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,243 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 585 | $11,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 403 | $11,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,265 | $11,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,793 | $11,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 856 | $11,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,500 | $11,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 897 | $11,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 221 | $10,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 260 | $10,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 755 | $10,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 570 | $10,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 232 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 360 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-16-000051 | this filing | 2016-08-10 | acceptance time not in the bulk data set |