13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-09, with 3,277 holding rows worth $21,917,364,000.
- Accession
- 0000036104-13-000015
- Filer
- CIK 36104
- Filed
- 2013-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 5,314 entries on the cover page, a total value of $21,917,364,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,917,364,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. Bancorp Asset Management028-06687
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYPRIS SOLUTIONS INC | 871655106 | COM | 9,249 | $30,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,000 | $30,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,200 | $30,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 2,116 | $30,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 3,500 | $30,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,498 | $30,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,130 | $30,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,000 | $30,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,408 | $30,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 2,295 | $30,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 2,841 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 2,825 | $30,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 562 | $29,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 739 | $29,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,400 | $29,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,250 | $29,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,899 | $29,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 568 | $29,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 985 | $29,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,000 | $29,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 605 | $29,000 | thousands by filing date | |
| SCBT FINANCIAL CORP | 78401V102 | COM | 571 | $29,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 1,346 | $29,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,000 | $29,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 13,700 | $29,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 25,000 | $29,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,836 | $29,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 612 | $28,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,500 | $28,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 510 | $28,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,842 | $28,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 6,990 | $28,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 4,508 | $28,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,575 | $28,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 903 | $28,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 660 | $28,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,403 | $28,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,588 | $28,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 650 | $27,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 600 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 660 | $27,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,400 | $27,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 675 | $27,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 696 | $27,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 10,468 | $27,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 931 | $27,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $27,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 2,317 | $27,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 785 | $27,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 2,012 | $27,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 1,679 | $27,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,555 | $26,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,560 | $26,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,021 | $26,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,608 | $26,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,805 | $26,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 456 | $26,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,956 | $26,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,166 | $26,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,600 | $26,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,518 | $26,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,324 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,063 | $26,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 8,044 | $26,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,388 | $26,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,290 | $26,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 10,667 | $26,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 10,334 | $26,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,740 | $25,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 820 | $25,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 750 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 300 | $25,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,375 | $25,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,677 | $25,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 8,291 | $25,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 25,000 | $25,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,500 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 530 | $24,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,000 | $24,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 261 | $24,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $24,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 694 | $24,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 989 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $24,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,200 | $24,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 1,644 | $24,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,000 | $24,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 624 | $24,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 1,167 | $24,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 690 | $24,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 500 | $24,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 500 | $24,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,841 | $24,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 433 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,675 | $24,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,457 | $24,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,500 | $24,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 3,500 | $24,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,000 | $23,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,289 | $23,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,755 | $23,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,100 | $23,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,395 | $23,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,135 | $23,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 718 | $23,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 2,224 | $23,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 1,821 | $23,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,500 | $23,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,000 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 375 | $23,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 390 | $22,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 627 | $22,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,650 | $22,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 320 | $22,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 702 | $22,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 296 | $22,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 800 | $22,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 818 | $22,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 440 | $22,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 908 | $22,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $22,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,604 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,500 | $22,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,000 | $22,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 2,856 | $22,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 9,625 | $22,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 5,165 | $22,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 400 | $22,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 483 | $22,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 428 | $22,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 764 | $22,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 638 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 300 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $21,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 825 | $21,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 782 | $21,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,000 | $21,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 533 | $21,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,848 | $21,000 | thousands by filing date | |
| RIMAGE CORP | 766721104 | COM | 2,485 | $21,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 5,000 | $21,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 1,816 | $21,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,000 | $21,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,865 | $21,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,166 | $21,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 2,000 | $21,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 1,100 | $21,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,430 | $20,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 518 | $20,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,685 | $20,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 802 | $20,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 900 | $20,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,679 | $20,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,600 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 4,064 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,850 | $20,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,732 | $20,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 318 | $20,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,667 | $20,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 578 | $20,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,072 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,440 | $20,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 955 | $20,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 23,500 | $20,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 900 | $20,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 909 | $20,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,000 | $20,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 820 | $20,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,151 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 505 | $20,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 2,400 | $20,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 1,905 | $20,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 2,500 | $20,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 1,369 | $20,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 3,272 | $20,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 6,500 | $20,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,000 | $19,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,400 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,000 | $19,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 889 | $19,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 2,200 | $19,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 529 | $19,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,000 | $19,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,891 | $19,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 389 | $19,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 500 | $19,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 2,000 | $19,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 764 | $19,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 200 | $18,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,010 | $18,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,790 | $18,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,800 | $18,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 735 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 702 | $18,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,350 | $18,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 551 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,445 | $18,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 740 | $18,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,200 | $18,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,100 | $18,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 755 | $18,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 646 | $18,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 1,000 | $18,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,500 | $18,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,550 | $18,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,200 | $18,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 2,350 | $18,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 311 | $17,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 600 | $17,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 415 | $17,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 557 | $17,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 692 | $17,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 413 | $17,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 515 | $17,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,321 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 869 | $17,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,000 | $17,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 270 | $17,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 708 | $17,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 179 | $17,000 | thousands by filing date | |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 459 | $17,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 4,750 | $17,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,009 | $17,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 366 | $17,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 10,000 | $17,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 400 | $16,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 500 | $16,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 6,885 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 260 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 363 | $16,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,004 | $16,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,000 | $16,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 185 | $16,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,073 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 154 | $16,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,315 | $16,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,164 | $16,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,000 | $16,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,300 | $16,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 766 | $16,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 836 | $16,000 | thousands by filing date | |
| STRATEGIC DIAGNOSTICS INC | 862700101 | COM | 17,505 | $16,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 650 | $16,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 125 | $16,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,000 | $16,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 289 | $15,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 195 | $15,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 605 | $15,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 366 | $15,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 575 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 160 | $15,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 888 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,521 | $15,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 239 | $15,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,009 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 990 | $15,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,500 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 255 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 473 | $15,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 10,000 | $15,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,369 | $15,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,500 | $15,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $15,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,119 | $15,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 877 | $15,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 983 | $15,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 950 | $15,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 13,557 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 600 | $15,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 1,490 | $15,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 300 | $14,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 166 | $14,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 289 | $14,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 472 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 137 | $14,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 385 | $14,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,250 | $14,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 295 | $14,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,000 | $14,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,218 | $14,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 850 | $14,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,000 | $14,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $14,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,100 | $14,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 554 | $14,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 2,720 | $14,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 10,000 | $14,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 500 | $14,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 445 | $14,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 290 | $13,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 993 | $13,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,180 | $13,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 173 | $13,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 663 | $13,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 185 | $13,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 10,000 | $13,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 6,130 | $13,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 180 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $13,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 343 | $13,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,732 | $13,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 404 | $13,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 786 | $13,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 691 | $13,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,230 | $13,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 447 | $13,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 636 | $13,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,500 | $13,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 3,000 | $13,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $13,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,792 | $13,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 798 | $13,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 931 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 287 | $12,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 252 | $12,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 357 | $12,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 600 | $12,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,777 | $12,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,378 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 200 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 479 | $12,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,112 | $12,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 520 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 654 | $12,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 633 | $12,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 853 | $12,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 400 | $12,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 1,523 | $12,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 890 | $12,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 415 | $11,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 374 | $11,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 747 | $11,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 195 | $11,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 323 | $11,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $11,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 750 | $11,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,925 | $11,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 244 | $11,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,074 | $11,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 1,802 | $11,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 235 | $11,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 600 | $11,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,200 | $11,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 818 | $11,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 259 | $11,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 600 | $11,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 674 | $11,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 878 | $11,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,391 | $10,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 546 | $10,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,000 | $10,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 236 | $10,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 952 | $10,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 200 | $10,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 500 | $10,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 360 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 156 | $10,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 250 | $10,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 6,000 | $10,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 100 | $10,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 355 | $10,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 10,000 | $10,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 511 | $10,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 500 | $10,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,100 | $10,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 200 | $10,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 1,055 | $10,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,025 | $10,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,000 | $10,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,209 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,000 | $10,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 1,428 | $10,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 4,304 | $10,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 409 | $10,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 150 | $10,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 384 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 105 | $10,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,013 | $10,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 898 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,150 | $9,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 162 | $9,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 457 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 100 | $9,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $9,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 300 | $9,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 727 | $9,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,133 | $9,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,000 | $9,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 860 | $9,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 155 | $9,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 252 | $9,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 172 | $9,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 113 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 400 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 5,000 | $8,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 198 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 400 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 700 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 180 | $8,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 377 | $8,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 713 | $8,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 435 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 400 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $8,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 637 | $8,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 255 | $8,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 287 | $8,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 400 | $8,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 189 | $8,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 1,270 | $8,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 461 | $8,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 180 | $8,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 400 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,000 | $8,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 400 | $8,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 946 | $8,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 100 | $7,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,500 | $7,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 900 | $7,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $7,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 341 | $7,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 853 | $7,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 250 | $7,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,000 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 172 | $7,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 660 | $7,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 200 | $7,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 640 | $7,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $7,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 763 | $7,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $7,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 979 | $7,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 200 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 262 | $7,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 500 | $7,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 140 | $7,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 330 | $7,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 400 | $7,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 256 | $7,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 331 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,000 | $7,000 | thousands by filing date | |
| NTS RLTY HLDGS LTD PARTNERSH | 629422106 | PARTSHIP UNITS | 1,000 | $7,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $6,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 500 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 167 | $6,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 249 | $6,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 420 | $6,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 508 | $6,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,700 | $6,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 450 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100 | $6,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 493 | $6,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 368 | $6,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 515 | $6,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 300 | $6,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 257 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 258 | $6,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 480 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 551 | $6,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 460 | $6,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $6,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 541 | $6,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 500 | $6,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 700 | $6,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 316 | $6,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 1,640 | $6,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 260 | $6,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,040 | $6,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 997 | $6,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 275 | $6,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 500 | $6,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 427 | $6,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 101 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 939 | $6,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 400 | $6,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,010 | $6,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 211 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 320 | $6,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 100 | $6,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 450 | $6,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 2,000 | $6,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 530 | $6,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 950 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 561 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 370 | $6,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 208 | $6,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 139 | $5,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 250 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 544 | $5,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 524 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 200 | $5,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 884 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-13-000015 | this filing | 2013-08-09 | acceptance time not in the bulk data set |