13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-10, with 7,392 holding rows worth $1,182,176,140,768.
- Accession
- 0000019617-24-000369
- Filer
- CIK 19617
- Filed
- 2024-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A combination report, 32,040 entries on the cover page, a total value of $1,182,176,140,768 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,182,176,140,768 with VALUE read as dollars as filed, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P. Morgan SE028-23287
- included managerJ.P. Morgan Markets Ltd028-23694
- included managerJ.P. Morgan Private Wealth Advisors LLC028-12624
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 34,115 | $46,055 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 51,224 | $45,964 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 3,432 | $45,783 | dollars as filed | |
| PHREESIA INC | 71944F956 | COM | 1,900 | $45,467 | dollars as filed | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 7,224 | $45,294 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 1,004 | $45,283 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 49,000 | $45,060 | dollars as filed | principal |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 300,000 | $45,000 | dollars as filed | principal |
| DICKS SPORTING GOODS INC | 253393902 | CALL | 200 | $44,972 | dollars as filed | call |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 300,000 | $44,970 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092121 | DISRUPTORS ETF | 1,563 | $44,932 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 33,818 | $44,639 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 3,701 | $44,190 | dollars as filed | |
| GAP INC | 364760908 | COM | 1,600 | $44,080 | dollars as filed | call |
| LAVORO LTD | G5391L110 | *W EXP 02/27/202 | 84,946 | $43,764 | dollars as filed | principal |
| MONDEE HOLDINGS INC | 465712107 | COM | 18,881 | $43,615 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 954 | $43,398 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 4,799 | $43,191 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,337 | $42,745 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 990 | $42,699 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 5,165 | $42,353 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 24,328 | $42,331 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 1,428 | $41,955 | dollars as filed | |
| DARLING INGREDIENTS INC | 237266901 | COM | 900 | $41,859 | dollars as filed | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 658 | $41,842 | dollars as filed | |
| MANAGER DIRECTED PORTFOLIOS | 56170L695 | VERT GLB SUST RE | 4,216 | $41,339 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 25,004 | $41,007 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 32,518 | $40,973 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,614 | $40,909 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,313 | $40,795 | dollars as filed | |
| LAVORO LTD | G5391L102 | CLASS A ORD | 6,000 | $40,680 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 948 | $40,575 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 37,068 | $40,405 | dollars as filed | |
| UPSTART HLDGS INC | 91680M907 | CALL | 1,500 | $40,335 | dollars as filed | call |
| Karooooo Ltd | Y4600W108 | COM | 1,608 | $40,296 | dollars as filed | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 29,037 | $40,071 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257W950 | COM CL A | 2,000 | $39,820 | dollars as filed | put |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 700 | $39,774 | dollars as filed | call |
| BOX INC | 10316T904 | CALL | 1,400 | $39,648 | dollars as filed | call |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 12,686 | $39,454 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 543 | $39,237 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 40,575 | $38,924 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,660 | $38,686 | dollars as filed | |
| FIRSTENERGY CORP | 337932957 | COM | 1,000 | $38,620 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,480 | $38,613 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 1,550 | $38,611 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 448 | $38,609 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 385,812 | $38,581 | dollars as filed | principal |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,531 | $38,413 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 16,187 | $38,363 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 15,146 | $38,320 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 828 | $38,246 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 6,683 | $37,892 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 15,143 | $37,858 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,705 | $37,851 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 669 | $37,751 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 32,250 | $37,733 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 3,406 | $37,636 | dollars as filed | |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 1,682 | $37,559 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 957 | $37,544 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 124,043 | $37,399 | dollars as filed | |
| BIRKENSTOCK HOLDING PLC | M2029K104 | COM SHS | 789 | $37,281 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 10,098 | $36,858 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 13,283 | $36,794 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R900 | CL A | 3,800 | $36,670 | dollars as filed | call |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 40,000 | $36,655 | dollars as filed | principal |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,951 | $36,622 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 54,000 | $36,338 | dollars as filed | principal |
| ROBINHOOD MKTS INC | 770700952 | PUT | 1,800 | $36,234 | dollars as filed | put |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 3,265 | $36,144 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,960 | $35,964 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 9,483 | $35,893 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,286 | $35,850 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 394 | $35,819 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727108 | CL A | 4,762 | $35,763 | dollars as filed | |
| CENNTRO INC | 150964104 | cs | 25,154 | $35,719 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 3,391 | $35,639 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 34,000 | $35,629 | dollars as filed | principal |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,399 | $35,588 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M904 | COM | 500 | $35,490 | dollars as filed | call |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 4,959 | $35,457 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 3,781 | $35,390 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 21,751 | $35,237 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 6,095 | $35,168 | dollars as filed | |
| VANGUARD TAX-MANAGED FDS | 921943958 | VAN FTSE DEV MKT | 700 | $35,119 | dollars as filed | put |
| SKYX PLATFORMS CORP | 78471E105 | COM | 26,802 | $35,110 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 330 | $35,003 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 41,996 | $34,911 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 4,735 | $34,660 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1,016 | $34,635 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 2,359 | $34,560 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 14,643 | $34,558 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H956 | Equity Put | 2,900 | $34,133 | dollars as filed | put |
| ProKidney Corp | G7S53R104 | Common Stock | 20,812 | $34,132 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C905 | COM NEW | 3,600 | $33,840 | dollars as filed | call |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 526 | $33,806 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 1,162 | $33,797 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 7,286 | $33,661 | dollars as filed | |
| ISHARES TR | 464287959 | PUT | 400 | $33,636 | dollars as filed | put |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 16,482 | $33,624 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 700 | $33,572 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 3,516 | $33,050 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 24,848 | $33,048 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 661 | $33,030 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,015 | $32,916 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,454 | $32,785 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,210 | $32,733 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 6,196 | $32,653 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 1,828 | $32,648 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 26,972 | $32,636 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 94,293 | $32,569 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $32,355 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 1,235 | $32,271 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 44,902 | $32,217 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,429 | $32,136 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,352 | $32,125 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 5,224 | $32,076 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 28,350 | $32,036 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 16,698 | $31,893 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,418 | $31,877 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 7,209 | $31,792 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 2,325 | $31,481 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,768 | $31,387 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 36,000 | $31,190 | dollars as filed | principal |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,551 | $31,182 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 1,566 | $31,009 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 34,040 | $30,976 | dollars as filed | |
| VAST RENEWABLES LIMITED | Q9379E105 | COM | 10,000 | $30,900 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 30,778 | $30,698 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 9,445 | $30,696 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 17,562 | $30,558 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 39,443 | $30,532 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 14,838 | $30,418 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 516 | $30,140 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 17,173 | $30,053 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 4,210 | $29,891 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 1,396 | $29,882 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 316 | $29,717 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 6,247 | $29,611 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,021 | $29,609 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 39,430 | $29,573 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 1,185 | $29,529 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 730 | $29,470 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 18,500 | $29,415 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 616 | $29,334 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 15,426 | $29,156 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275955 | CL A COM | 7,000 | $29,050 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 988 | $28,909 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 509 | $28,830 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 603 | $28,638 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,682 | $28,308 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 709 | $28,098 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,535 | $27,936 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 866 | $27,885 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,986 | $27,859 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 630 | $27,852 | dollars as filed | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 9,039 | $27,750 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 30,464 | $27,466 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 13,992 | $27,425 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 398 | $27,384 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 845 | $27,293 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 6,763 | $27,255 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 7,151 | $27,102 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 1,208 | $27,030 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 14,592 | $26,995 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 300 | $26,913 | dollars as filed | call |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 9,289 | $26,845 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 1,185 | $26,532 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 11,681 | $26,516 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 72,348 | $26,508 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 555 | $26,461 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 17,975 | $26,424 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 5,263 | $26,420 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,409 | $26,213 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 2,532 | $26,156 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 1,263 | $26,107 | dollars as filed | |
| AFFIRM HLDGS INC | 00827B906 | CALL | 700 | $26,082 | dollars as filed | call |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 932 | $26,072 | dollars as filed | |
| ECARX HOLDINGS INC | G29201103 | CMN | 13,238 | $25,946 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 1,322 | $25,904 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 5,008 | $25,792 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 25,000 | $25,625 | dollars as filed | principal |
| BELITE BIO INC | 07782B104 | CMN | 658 | $25,247 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,295 | $25,245 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 8,936 | $25,199 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,704 | $25,151 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 400 | $25,124 | dollars as filed | call |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 15,044 | $24,973 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $24,840 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,947 | $24,607 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 200 | $24,492 | dollars as filed | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 879 | $24,480 | dollars as filed | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 20,000 | $24,400 | dollars as filed | principal |
| H World Group Ltd | 44332NAB2 | Convertible bond | 21,000 | $24,284 | dollars as filed | principal |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 7,116 | $24,266 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 44,868 | $24,229 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,055 | $24,170 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 460 | $24,114 | dollars as filed | |
| MMTEC INC | G6181K114 | SHS NEW | 13,097 | $24,098 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 2,407 | $24,022 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 515 | $24,013 | dollars as filed | |
| FALCON S BEYOND GLOBAL INC A | 306121104 | COMMON STOCK | 2,338 | $23,965 | dollars as filed | |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 32,000 | $23,819 | dollars as filed | principal |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 24,000 | $23,665 | dollars as filed | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 8,445 | $23,646 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 918 | $23,482 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 4,111 | $23,309 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,091 | $23,306 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 8,800 | $23,232 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 8,852 | $23,192 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 514 | $23,070 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 38,989 | $23,046 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,900 | $22,990 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 1,011 | $22,960 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 30,184 | $22,786 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,197 | $22,706 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 146,412 | $22,606 | dollars as filed | principal |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 16,865 | $22,599 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 1,000 | $22,470 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 847 | $22,437 | dollars as filed | |
| PENUMBRA INC | 70975L957 | PUT | 100 | $22,318 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 616 | $22,239 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 316 | $22,103 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 3,682 | $22,055 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 216,097 | $22,042 | dollars as filed | principal |
| TEUCRIUM AILA L/S BASE ME ST | 53656G530 | FUND | 888 | $22,014 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,300 | $21,804 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,955 | $21,719 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $21,608 | dollars as filed | |
| OWLET INC | 69120X206 | CL A NEW | 5,006 | $21,576 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 10,000 | $21,500 | dollars as filed | |
| WASTE MGMT INC DEL | 94106L959 | COM | 100 | $21,315 | dollars as filed | put |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 1,354 | $21,271 | dollars as filed | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 308 | $21,200 | dollars as filed | |
| YATSEN HLDG LTD | 985194208 | CMN | 10,039 | $21,182 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 88,000 | $20,900 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 775 | $20,662 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 7,537 | $20,652 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 87,788 | $20,595 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 536 | $20,583 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 7,642 | $20,557 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $20,467 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 375 | $20,306 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 578 | $20,172 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 38,000 | $20,102 | dollars as filed | principal |
| ALLOT LTD | M0854Q105 | SHS | 8,930 | $20,093 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 38,815 | $19,990 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,180 | $19,943 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 434 | $19,869 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 6,860 | $19,688 | dollars as filed | |
| E L F BEAUTY INC | 26856L903 | CALL | 100 | $19,603 | dollars as filed | call |
| E L F BEAUTY INC | 26856L953 | COM | 100 | $19,603 | dollars as filed | put |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 623 | $19,593 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 154 | $19,494 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 235 | $19,462 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,000 | $19,410 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 770 | $19,250 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 492 | $18,972 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 13,341 | $18,945 | dollars as filed | |
| ROCKET COS INC | 77311W901 | CALL | 1,300 | $18,915 | dollars as filed | call |
| WHEATON PRECIOUS METALS CORP | 962879952 | COM | 400 | $18,852 | dollars as filed | put |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 7,284 | $18,720 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 263 | $18,655 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 659 | $18,557 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,148 | $18,540 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 8,077 | $18,496 | dollars as filed | |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 350 | $18,424 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 8,489 | $18,422 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 1,200 | $18,420 | dollars as filed | call |
| MONOGRAM TECHNOLOGIES INC | 609786108 | COM | 7,548 | $18,417 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 9,856 | $18,234 | dollars as filed | |
| AMPLIFY ETF TR | 032108557 | ETHO CLI LEA ETF | 310 | $18,132 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 728 | $17,968 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 3,365 | $17,869 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 341 | $17,760 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 996 | $17,749 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 38,958 | $17,749 | dollars as filed | |
| PBF ENERGY INC | 69318G956 | CL A | 300 | $17,271 | dollars as filed | put |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 1,573 | $16,981 | dollars as filed | |
| CAZOO GROUP A | G2007L121 | CL A | 1,414 | $16,968 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 421 | $16,832 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,895 | $16,676 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 386 | $16,604 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 7,758 | $16,602 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 6,994 | $16,366 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 1,720 | $16,357 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 13,956 | $16,329 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 10,585 | $16,195 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 17,000 | $16,193 | dollars as filed | principal |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 6,170 | $16,165 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 586 | $15,927 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 69,044 | $15,880 | dollars as filed | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 528 | $15,835 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 66,108 | $15,800 | dollars as filed | principal |
| GAN LTD | G3728V109 | SHS | 12,309 | $15,633 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 473 | $15,552 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,139 | $15,547 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 614 | $15,467 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 814 | $15,450 | dollars as filed | |
| TIGO ENERGY INC | 88675P103 | CMN | 14,166 | $15,158 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 844 | $14,989 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,088 | $14,668 | dollars as filed | |
| SPIRIT AEROSYSTEMS HOLD-CL A | 848574909 | COM | 400 | $14,428 | dollars as filed | call |
| JIAYIN GROUP INC | 47737C104 | CMN | 2,200 | $14,344 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 15,492 | $14,318 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,725 | $14,231 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,074 | $14,231 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 30,627 | $14,082 | dollars as filed | |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 14,000 | $14,061 | dollars as filed | principal |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,900 | $14,003 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 3,876 | $13,915 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 260 | $13,900 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 8,766 | $13,850 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,300 | $13,806 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 1,240 | $13,789 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 422 | $13,698 | dollars as filed | |
| TRIVAGO N V | 89686D303 | SPON ADS A SHS N | 4,956 | $13,679 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 1,376 | $13,664 | dollars as filed | |
| TELOMIR PHARMACEUTICALS INC | 87975F104 | COM | 2,605 | $13,624 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 227 | $13,615 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 431 | $13,588 | dollars as filed | |
| FEDERATED HERMES SHORT DURATION HIGH YIELD ETF | 31423L206 | ETF | 578 | $13,248 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 187,500 | $13,125 | dollars as filed | principal |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 171,500 | $13,034 | dollars as filed | principal |
| NEW HORIZON AIRCRAFT LTD | 64550A115 | *W EXP 02/14/202 | 255,000 | $12,776 | dollars as filed | principal |
| EYENOVIA INC | 30234E104 | COM | 12,864 | $12,684 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 4,217 | $12,609 | dollars as filed | |
| CINEMARK HLDGS INC | 17243V902 | CALL | 700 | $12,579 | dollars as filed | call |
| CINEMARK HLDGS INC | 17243V952 | PUT | 700 | $12,579 | dollars as filed | put |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 263 | $12,543 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 600 | $12,462 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 962 | $12,458 | dollars as filed | |
| ZOOMCAR HOLDINGS INC | 45784g119 | WT | 400,000 | $12,400 | dollars as filed | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,501 | $12,331 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 1,179 | $12,273 | dollars as filed | |
| BITFUFU INC | G1152A104 | CL A ORD SHS | 2,500 | $12,250 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 11,500 | $12,190 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 300 | $12,012 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 282 | $11,998 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 1,314 | $11,695 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 3,700 | $11,581 | dollars as filed | |
| VERICITY INC | 92347D100 | COM | 1,019 | $11,566 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 2,886 | $11,544 | dollars as filed | |
| MELCO RESORTS AND ENTMNT LTD | 585464900 | ADR | 1,600 | $11,536 | dollars as filed | call |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 1,600 | $11,536 | dollars as filed | put |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 227,221 | $11,520 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 886 | $11,456 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402D952 | COM | 300 | $11,454 | dollars as filed | put |
| SMART SAND INC | 83191H107 | COM | 5,995 | $11,451 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 287 | $11,440 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P822 | CMN | 420 | $11,332 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 199 | $11,280 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 298 | $11,167 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 480 | $11,030 | dollars as filed | |
| ORIENTAL CULTURE HOLDING LTD | G6796W115 | SHS NEW | 8,275 | $10,840 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 600 | $10,830 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 794 | $10,679 | dollars as filed | |
| NULL | 02008G102 | NULL | 6,077 | $10,635 | dollars as filed | |
| 3M CO | 88579Y951 | PUT | 100 | $10,607 | dollars as filed | put |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 500 | $10,605 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 16,811 | $10,591 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 233 | $10,539 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 63,216 | $10,506 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 393 | $10,404 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 447 | $10,017 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 326 | $9,953 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 836 | $9,873 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 700 | $9,779 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 498 | $9,333 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 12,406 | $9,305 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 3,834 | $9,240 | dollars as filed | principal |
| ISHARES TR | 464288422 | S&P DEV EX-US | 324 | $9,200 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 400 | $9,176 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M105 | CL A | 2,384 | $9,059 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 121 | $9,058 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P206 | COM NEW | 1,004 | $9,036 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $8,960 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 88,899 | $8,890 | dollars as filed | principal |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 743 | $8,834 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,446 | $8,748 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 1,000 | $8,610 | dollars as filed | |
| ALTERNUS CLEAN ENERGY INC | 02157G101 | CLASS A COM | 20,000 | $8,560 | dollars as filed | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 240 | $8,510 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 260 | $8,442 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 56,017 | $8,397 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 239 | $8,365 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 175 | $8,316 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V907 | CALL | 100 | $8,292 | dollars as filed | call |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,657 | $8,266 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 286 | $8,194 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 340 | $8,188 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 3,717 | $8,177 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 767 | $8,161 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,285 | $8,147 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229797 | COM LBTY SRM S B | 269 | $8,102 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 242 | $7,954 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 125,000 | $7,925 | dollars as filed | principal |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 500 | $7,855 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP | 518415904 | COM | 100 | $7,823 | dollars as filed | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,612 | $7,760 | dollars as filed | |
| ATERIAN INC | 02156U200 | COM NEW | 2,799 | $7,725 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G905 | CALL | 400 | $7,636 | dollars as filed | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 116 | $7,455 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 77,120 | $7,396 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 145 | $7,395 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 29,935 | $7,292 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 131 | $7,198 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 723 | $7,179 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 39 | $7,176 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,000 | $7,150 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 5,950 | $7,140 | dollars as filed | |
| AVEPOINT INC | 053604904 | COM CL A | 900 | $7,128 | dollars as filed | call |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 894 | $7,107 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 175,535 | $7,057 | dollars as filed | principal |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 348 | $6,984 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 1,300 | $6,851 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 400 | $6,840 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 142 | $6,827 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 92 | $6,778 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 2,758 | $6,674 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 119 | $6,669 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 473 | $6,565 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 105 | $6,563 | dollars as filed | |
| GYRODYNE LLC | 403829104 | COM | 800 | $6,496 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 2,077 | $6,439 | dollars as filed | |
| THOR FINL TECHNOLOGIES TR | 885155101 | CMN | 235 | $6,409 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 300,000 | $6,390 | dollars as filed | principal |
| PLANET FITNESS MASTER ISSUER | 72703H951 | CL A | 100 | $6,263 | dollars as filed | put |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 335 | $6,241 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 2,338 | $6,196 | dollars as filed | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 814 | $6,186 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 6,092 | $6,153 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 302 | $6,091 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 493 | $6,073 | dollars as filed | |
| TIDAL ETF TR | 886364553 | IONIC INFLATION | 309 | $6,047 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 154 | $6,022 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 149 | $6,002 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 4,601 | $5,981 | dollars as filed | principal |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 350 | $5,978 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 353 | $5,952 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 176 | $5,949 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 210 | $5,945 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 130 | $5,914 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 130 | $5,877 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 500 | $5,875 | dollars as filed | |
| CAREMAX INC | 14171W202 | COM | 1,215 | $5,856 | dollars as filed | |
| FRANKLIN INCOME FOCUS ETF INCOME FOCUS ETF | 35473P439 | ETF | 224 | $5,842 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 234 | $5,752 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 700 | $5,740 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 232 | $5,721 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 500 | $5,685 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 300 | $5,670 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 922 | $5,550 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 80 | $5,549 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 941 | $5,533 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 309 | $5,518 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 846 | $5,507 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 165 | $5,436 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 160 | $5,426 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 100,000 | $5,400 | dollars as filed | principal |
| LANVIN GROUP HOLDINGS LIMITE | G5380J100 | SHS | 3,796 | $5,390 | dollars as filed | |
| TOP SHIPS INC | Y8897Y230 | SHS NEW | 382 | $5,356 | dollars as filed | |
| AUNA S A | L0415A103 | CLASS A | 500 | $5,325 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 530 | $5,258 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 111 | $5,231 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,275 | $5,227 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,100 | $5,225 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 288 | $5,181 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 795 | $5,169 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 199 | $5,132 | dollars as filed | |
| SOUND GROUP INC | 53933L203 | SPONSORED ADS | 1,492 | $5,103 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 888 | $5,080 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 422 | $5,064 | dollars as filed | |
| HERE GROUP LTD | 74767N107 | ADS | 1,237 | $5,059 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 100,000 | $5,000 | dollars as filed | principal |
| KOLIBRI GLOBAL ENERGY INC | 50043K406 | COMMON STOCK | 1,597 | $4,999 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 143 | $4,956 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M105 | COM | 289 | $4,899 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 523 | $4,864 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 400 | $4,776 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 5,000 | $4,775 | dollars as filed | principal |
| ADVISORS INNER CIRCLE FD II | 00791R301 | PMV ADAPTIVE RSK | 177 | $4,771 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 1,043 | $4,726 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 53,066 | $4,718 | dollars as filed | principal |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 283 | $4,716 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 906 | $4,702 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 300 | $4,650 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 180 | $4,591 | dollars as filed | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 194 | $4,584 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 125 | $4,560 | dollars as filed | |
| UIPATH INC | 90364P955 | CL A | 200 | $4,534 | dollars as filed | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 994 | $4,523 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 403,850 | $4,523 | dollars as filed | principal |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 112,500 | $4,511 | dollars as filed | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,871 | $4,472 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 49 | $4,382 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,800 | $4,338 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 239 | $4,290 | dollars as filed | |
| SSGA ACTIVE TR | 78470P846 | SPDR BLACKSTONE | 150 | $4,257 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 249 | $4,235 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-24-000369 | this filing | 2024-05-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-24-000671 | base | 2024-12-26 | acceptance time not in the bulk data set |