13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-11, with 6,720 holding rows worth $830,275,438,000.
- Accession
- 0000019617-22-000331
- Filer
- CIK 19617
- Filed
- 2022-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 25,304 entries on the cover page, a total value of $830,275,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $830,275,438,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 6,770 | $28,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 150 | $28,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 9,367 | $28,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,142 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 700 | $28,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,376 | $28,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 739 | $28,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 500 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 347 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 887 | $28,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,166 | $28,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 29,000 | $28,000 | thousands by filing date | principal |
| AIX INC | 30712A103 | SPONSORED ADS | 3,811 | $28,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 15,000 | $28,000 | thousands by filing date | principal |
| BOXLIGHT CORP | 103197109 | COM CL A | 23,210 | $28,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 983 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 175 | $27,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 3,330 | $27,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,448 | $27,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q904 | SHS CLASS A | 700 | $27,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047901 | CL A | 400 | $27,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 12,481 | $27,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 7,527 | $27,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 20,000 | $27,000 | thousands by filing date | principal |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 60,000 | $27,000 | thousands by filing date | principal |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 453 | $26,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,441 | $26,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 597 | $26,000 | thousands by filing date | |
| SIGNA Sports United NV | N80029114 | Warrant | 48,702 | $26,000 | thousands by filing date | principal |
| INFLECTION POINT ACQUSTN COR | G47874113 | WARR | 51,742 | $26,000 | thousands by filing date | principal |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 3,740 | $26,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 8,047 | $25,000 | thousands by filing date | |
| ZENTEK LTD | 98942X102 | COM | 8,100 | $25,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 1,090 | $25,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 28,168 | $25,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 550 | $25,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | G8060N952 | SHS | 500 | $25,000 | thousands by filing date | put |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 11,550 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 1,720 | $25,000 | thousands by filing date | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 1,500 | $24,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 3,336 | $24,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 11,618 | $24,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,900 | $24,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 2,829 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 304 | $24,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $24,000 | thousands by filing date | |
| DENISON MINES CORP | 248356907 | CALL | 15,000 | $24,000 | thousands by filing date | call |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 2,965 | $24,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 8,338 | $24,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 9,781 | $24,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 4,306 | $24,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 78,400 | $24,000 | thousands by filing date | principal |
| TWO HBRS INVT CORP | 90187B908 | CALL | 4,400 | $24,000 | thousands by filing date | call |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,540 | $23,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 10,505 | $23,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 28,808 | $23,000 | thousands by filing date | |
| SOUTHWEST GAS CORP | 844895952 | COM | 300 | $23,000 | thousands by filing date | put |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 5,902 | $23,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 785 | $22,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,757 | $22,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 793 | $22,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 20,000 | $22,000 | thousands by filing date | principal |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 3,148 | $22,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 12,589 | $22,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 118,923 | $22,000 | thousands by filing date | principal |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 23,334 | $22,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 8,000 | $22,000 | thousands by filing date | principal |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 4,127 | $21,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 640 | $21,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,831 | $21,000 | thousands by filing date | |
| EROS MEDIA WORLD PLC | g3788r105 | COM | 7,503 | $21,000 | thousands by filing date | |
| EVGO INC | 30052F950 | CL A COM | 1,600 | $21,000 | thousands by filing date | put |
| HOOKIPA PHARMA INC | 43906K100 | COM | 9,016 | $21,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 9,052 | $21,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 23,175 | $21,000 | thousands by filing date | principal |
| VIRGIN GALACTIC HOLDINGS INC | 92766K906 | COM | 2,100 | $21,000 | thousands by filing date | call |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 29,233 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H763 | DIGITAL ASTS MNG | 500 | $21,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 263 | $20,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 4,986 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 286 | $20,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,000 | $20,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 3,044 | $20,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $20,000 | thousands by filing date | |
| FIDUS INVT CORP | 316500957 | PUT | 1,000 | $20,000 | thousands by filing date | put |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 29,768 | $20,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 93,131 | $20,000 | thousands by filing date | principal |
| HYRECAR INC | 44916T107 | COM | 8,322 | $20,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 146,412 | $20,000 | thousands by filing date | principal |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 411 | $20,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 1,995 | $20,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 59,220 | $20,000 | thousands by filing date | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,000 | $19,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 706 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 950 | $19,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC | 10948W903 | CALL | 800 | $19,000 | thousands by filing date | call |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 5,000 | $19,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,065 | $18,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 4,766 | $18,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 3,550 | $18,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 3,872 | $18,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 2,721 | $18,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 3,274 | $18,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 45,693 | $18,000 | thousands by filing date | principal |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 54,968 | $18,000 | thousands by filing date | principal |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 10,542 | $18,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 752 | $18,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 100,000 | $18,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 365 | $17,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1,199 | $17,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 3,387 | $17,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 3,601 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 957 | $17,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES INC | 04271T900 | CALL | 1,500 | $17,000 | thousands by filing date | call |
| MP MATERIALS CORP | 553368951 | COM CL A | 300 | $17,000 | thousands by filing date | put |
| SEMPRA | 816851959 | COM | 100 | $17,000 | thousands by filing date | put |
| SCYNEXIS INC | 811292200 | COM NEW | 4,278 | $17,000 | thousands by filing date | |
| BARK INC | 68622E904 | CALL | 4,700 | $17,000 | thousands by filing date | call |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 1,806 | $17,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 9,290 | $17,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 6,952 | $17,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 450 | $17,000 | thousands by filing date | |
| Invest Acquisition Corp | G4923T113 | Warrant | 55,464 | $16,000 | thousands by filing date | principal |
| SYSCO CORP | 871829907 | COM | 200 | $16,000 | thousands by filing date | call |
| ACADEMY SPORTS & OUTDOORS IN | 00402L907 | COM | 400 | $16,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 6,628 | $16,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 25,329 | $16,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 8,000 | $16,000 | thousands by filing date | principal |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 47,500 | $16,000 | thousands by filing date | principal |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 5,000 | $16,000 | thousands by filing date | principal |
| GARRETT MOTION INC | 366505105 | COM | 2,012 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 807 | $15,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 2,529 | $15,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,474 | $15,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 512 | $15,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 4,350 | $15,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 13,162 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 104 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 317 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 200 | $15,000 | thousands by filing date | put |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 9,197 | $15,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,000 | $15,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 12,000 | $15,000 | thousands by filing date | principal |
| PORTAGE BIOTECH INC | G7185A128 | COM | 2,344 | $15,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,983 | $15,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652906 | Cmn | 700 | $15,000 | thousands by filing date | call |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 49,755 | $15,000 | thousands by filing date | principal |
| JAGUAR HEALTH INC | 47010C607 | COM | 20,829 | $15,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 12,980 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 700 | $14,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 800 | $14,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,801 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 435 | $14,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 54,387 | $14,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 625 | $14,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 4,605 | $14,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,449 | $14,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 11,068 | $14,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 83,325 | $14,000 | thousands by filing date | principal |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 6,061 | $14,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 1,655 | $14,000 | thousands by filing date | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 87,437 | $14,000 | thousands by filing date | principal |
| AETERNA ZENTARIS INC | 007975402 | COM | 37,293 | $14,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 3,944 | $14,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $14,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 50,000 | $14,000 | thousands by filing date | principal |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 10,274 | $14,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 80,338 | $14,000 | thousands by filing date | principal |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 50,126 | $14,000 | thousands by filing date | principal |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $13,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 2,239 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 546 | $13,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,145 | $13,000 | thousands by filing date | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 10,000 | $13,000 | thousands by filing date | principal |
| IMPINJ INC | 453204959 | PUT | 200 | $13,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E240 | FUND | 698 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 1,333 | $13,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 25,758 | $13,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 9,924 | $13,000 | thousands by filing date | |
| STRAN & CO INC | 83407J103 | COM | 1,310 | $13,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 8,000 | $13,000 | thousands by filing date | principal |
| LMP Automotive Holdings | 53952P101 | COM | 2,508 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 382 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 245 | $12,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 437 | $12,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 185 | $12,000 | thousands by filing date | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 1,600 | $12,000 | thousands by filing date | |
| EVGO INC | 30052F900 | CL A COM | 900 | $12,000 | thousands by filing date | call |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 3,920 | $12,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 4,077 | $12,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 6,234 | $12,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 8,965 | $12,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 20,000 | $12,000 | thousands by filing date | principal |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 28,916 | $12,000 | thousands by filing date | principal |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 199 | $11,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 569 | $11,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 449 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 93 | $11,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 791 | $11,000 | thousands by filing date | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 439 | $11,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 2,409 | $11,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 1,300 | $11,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 3,431 | $11,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,005 | $11,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 18,464 | $11,000 | thousands by filing date | principal |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 26,664 | $11,000 | thousands by filing date | principal |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $11,000 | thousands by filing date | principal |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 1,140 | $11,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 11,033 | $11,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 41,475 | $11,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 9,000 | $11,000 | thousands by filing date | principal |
| PUXIN LTD | 74704P405 | ADS | 5,134 | $11,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R959 | COM | 500 | $11,000 | thousands by filing date | put |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 543 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 200 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 237 | $10,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 100 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 133 | $10,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 70 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 283 | $10,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M956 | COM | 100 | $10,000 | thousands by filing date | put |
| Cango Inc/KY | 137586103 | ADS | 3,933 | $10,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 3,630 | $10,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,022 | $10,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 1,220 | $10,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 20,000 | $10,000 | thousands by filing date | principal |
| NEOVASC INC | 64065J304 | COM | 22,234 | $10,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,663 | $10,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 6,948 | $10,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 10,653 | $10,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 619 | $9,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 2,101 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 129 | $9,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 240 | $9,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 481 | $9,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 5,499 | $9,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 4,037 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 317 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 176 | $9,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 5,000 | $9,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 981 | $9,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 2,581 | $9,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 6,000 | $9,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 2,409 | $9,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 59,722 | $9,000 | thousands by filing date | principal |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 230 | $9,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 4,813 | $9,000 | thousands by filing date | |
| ENGENE THERAPEUTICS INC WT EXP 103128 | G3619H110 | Stock | 21,866 | $9,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 92204A955 | S PUT | 100 | $9,000 | thousands by filing date | put |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 900 | $9,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 447 | $8,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 200 | $8,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 765 | $8,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 128 | $8,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 455 | $8,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 298 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 500 | $8,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 520 | $8,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 2,367 | $8,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 3,708 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 249 | $8,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 100 | $8,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,902 | $8,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,367 | $8,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 300 | $8,000 | thousands by filing date | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 1,133 | $8,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 432 | $8,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $8,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 49,301 | $8,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 12,500 | $8,000 | thousands by filing date | principal |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 5,308 | $8,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 3,641 | $8,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 853 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 127 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 226 | $7,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 200 | $7,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 580 | $7,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,912 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,226 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 130 | $7,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 2,800 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 64 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 301 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 560 | $7,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 2,262 | $7,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 1,400 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,429 | $7,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 469 | $7,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D128 | *W EXP 99/99/999 | 37,000 | $7,000 | thousands by filing date | principal |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 5,780 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 50 | $6,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 139 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 146 | $6,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 424 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 160 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 37 | $6,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 1,647 | $6,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 2,723 | $6,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 1,152 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 269 | $6,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 300 | $6,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L950 | PUT | 100 | $6,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P906 | COM NEW | 1,600 | $6,000 | thousands by filing date | call |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 265 | $6,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 1,517 | $6,000 | thousands by filing date | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 21,900 | $6,000 | thousands by filing date | principal |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 2,689 | $6,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 7,000 | $6,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 2,000 | $6,000 | thousands by filing date | principal |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 22,735 | $6,000 | thousands by filing date | principal |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 31,689 | $6,000 | thousands by filing date | principal |
| WTS AULT DISRUPTIVE TECHNOLOGI | 05150a112 | WT | 48,504 | $6,000 | thousands by filing date | principal |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 10,261 | $6,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,969 | $6,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 14,700 | $6,000 | thousands by filing date | principal |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 2,329 | $6,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 22,745 | $6,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 12,905 | $6,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 576 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 183 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 75 | $5,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 635 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 43 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 120 | $5,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 100 | $5,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 108 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 175 | $5,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 737 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 114 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 73 | $5,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 130 | $5,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 349 | $5,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 4,000 | $5,000 | thousands by filing date | principal |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 4,000 | $5,000 | thousands by filing date | principal |
| AGILETHOUGHT INC | 00857F100 | COM | 1,054 | $5,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 357 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 330 | $5,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 1,776 | $5,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 5,000 | $5,000 | thousands by filing date | principal |
| GREENLANE HLDGS INC | 395330103 | CL A | 9,195 | $5,000 | thousands by filing date | |
| KIDPIK CORP | 49382L108 | COM | 1,071 | $5,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 14,069 | $5,000 | thousands by filing date | principal |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 5,634 | $5,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 31,981 | $5,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 14,088 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 100 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 306 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 143 | $4,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 259 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 86 | $4,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 60 | $4,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 445 | $4,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 38 | $4,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 159 | $4,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 300 | $4,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 14,014 | $4,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 91 | $4,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 1,608 | $4,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 369 | $4,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 3,629 | $4,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 111 | $4,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 631 | $4,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 14,060 | $4,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,840 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 209 | $4,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,493 | $4,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 753 | $4,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 7,801 | $4,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 10,769 | $4,000 | thousands by filing date | principal |
| GALECTO INC | 36322Q107 | COM | 1,766 | $4,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473902 | OPTION | 300 | $4,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $4,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 11,419 | $4,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A902 | COM | 500 | $4,000 | thousands by filing date | call |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 102 | $3,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 1,980 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 60 | $3,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 56 | $3,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 500 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $3,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 114 | $3,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 680 | $3,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 7,641 | $3,000 | thousands by filing date | principal |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 145 | $3,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 6,553 | $3,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP | 03674X956 | PUT | 100 | $3,000 | thousands by filing date | put |
| NANO DIMENSION LTD | 63008G903 | SPONSORD ADS NEW | 900 | $3,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G953 | SPONSORD ADS NEW | 900 | $3,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 383 | $3,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 5,262 | $3,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 2,500 | $3,000 | thousands by filing date | principal |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 387 | $3,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 7,295 | $3,000 | thousands by filing date | principal |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,017 | $3,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,391 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 326 | $3,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537118 | *W EXP 07/16/202 | 13,025 | $3,000 | thousands by filing date | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 6,306 | $3,000 | thousands by filing date | principal |
| LIZHI INC | 53933L104 | ADS | 1,900 | $3,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 16,438 | $3,000 | thousands by filing date | principal |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 4,200 | $3,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 5,000 | $3,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221954 | PUT | 300 | $3,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 3,077 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 110 | $3,000 | thousands by filing date | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 8,450 | $3,000 | thousands by filing date | principal |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 4,875 | $3,000 | thousands by filing date | principal |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 18,228 | $3,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 82 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 50 | $2,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 20 | $2,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 71 | $2,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 222 | $2,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 650 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 64 | $2,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 50 | $2,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 231 | $2,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 227 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,042 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 29 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 7,076 | $2,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 950 | $2,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 663 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 55 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 230 | $2,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 850 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 100 | $2,000 | thousands by filing date | call |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 400 | $2,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N903 | COM | 600 | $2,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N953 | COM | 700 | $2,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551900 | COM | 100 | $2,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 964 | $2,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 278 | $2,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 73 | $2,000 | thousands by filing date | |
| KANZHUN LIMITED | 48553T906 | CALL | 100 | $2,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 412 | $2,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 643 | $2,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 675 | $2,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,468 | $2,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| VINCO VENTURES INC | 927330100 | COM | 699 | $2,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 400 | $2,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 3,082 | $2,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 120 | $2,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 450 | $2,000 | thousands by filing date | |
| INKT | 603693102 | Stock | 941 | $2,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 1,936 | $2,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 4,684 | $2,000 | thousands by filing date | principal |
| ELECTROCORE INC | 28531P103 | COM | 4,133 | $2,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 7,000 | $2,000 | thousands by filing date | principal |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 400 | $2,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 379 | $2,000 | thousands by filing date | |
| VROOM INC COM | 92918V909 | CALL | 600 | $2,000 | thousands by filing date | call |
| NUWELLIS INC | 67113Y108 | COM | 2,442 | $2,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T901 | CALL | 300 | $2,000 | thousands by filing date | call |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 3,087 | $2,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 336 | $1,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 77 | $1,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 10 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 29 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 67 | $1,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 10 | $1,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 200 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 35 | $1,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 97 | $1,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,127 | $1,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 9 | $1,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 63 | $1,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 33 | $1,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 5,029 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 30 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 15 | $1,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 538 | $1,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 361 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 45 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 32 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 18 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 50 | $1,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 347 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 388 | $1,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 35 | $1,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 492 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 36 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 647 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 93 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-22-000331 | this filing | 2022-05-11 | acceptance time not in the bulk data set |