13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2022-02-11, with 6,791 holding rows worth $865,896,625,000.
- Accession
- 0000019617-22-000267
- Filer
- CIK 19617
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, amendment of type restatement, 25,759 entries on the cover page, a total value of $865,896,625,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $865,896,625,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd. 028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Proshares Short S&P | 74347B425 | COM | 11,321 | $154,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 19,089 | $153,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 24,807 | $153,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 56,359 | $153,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 5,015 | $153,000 | thousands by filing date | |
| PALANTIR TECHNOLOGIES INC | 69608A908 | CALL | 8,400 | $153,000 | thousands by filing date | call |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 102,189 | $153,000 | thousands by filing date | principal |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 191,000 | $153,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,733 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 21,400 | $151,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 4,775 | $149,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 29,814 | $149,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 10,645 | $149,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P956 | PUT | 13,200 | $149,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J906 | COM NEW | 34,100 | $149,000 | thousands by filing date | call |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 129,977 | $149,000 | thousands by filing date | principal |
| AVEPOINT INC COM CL A | 053604104 | Stock | 23,444 | $148,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 6,120 | $148,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 21,068 | $148,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 33,710 | $147,000 | thousands by filing date | |
| NETAPP INC | 64110D904 | CALL | 1,600 | $147,000 | thousands by filing date | call |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 75,101 | $147,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP SER A PFD | 09625U208 | PREFERRED | 17,750 | $147,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 1,275 | $146,000 | thousands by filing date | |
| STARWOOD PPTY TR INC | 85571B905 | COM | 6,000 | $146,000 | thousands by filing date | call |
| Couchbase Inc | 22207T101 | Common Stock | 5,848 | $146,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,812 | $146,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 60,947 | $146,000 | thousands by filing date | principal |
| INNODATA INC | 457642205 | COM NEW | 24,430 | $145,000 | thousands by filing date | |
| IQIYI INC | 46267X908 | SPONSORED ADS | 31,800 | $145,000 | thousands by filing date | call |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 32,017 | $145,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISITION | G82472104 | UNIT 99/99/9999 | 14,188 | $145,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 21,793 | $144,000 | thousands by filing date | |
| PENUMBRA INC | 70975L907 | CALL | 500 | $144,000 | thousands by filing date | call |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 32,347 | $144,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 13,951 | $143,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 13,753 | $143,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 5,448 | $142,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 2,372 | $142,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 15,082 | $142,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 5,375 | $142,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 10,747 | $142,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 7,005 | $141,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 11,302 | $141,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 11,344 | $141,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 10,025 | $141,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,783 | $140,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D100 | COM | 14,536 | $140,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 12,642 | $140,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 2,275 | $139,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 2,615 | $139,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747R957 | PUT | 7,500 | $139,000 | thousands by filing date | put |
| OSCAR HEALTH INC | 687793109 | CL A | 17,655 | $138,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 16,775 | $138,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 38,111 | $138,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 7,486 | $137,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 15,518 | $137,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 11,152 | $136,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,142 | $136,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 7,621 | $136,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS PL | G7997R903 | CALL | 1,200 | $136,000 | thousands by filing date | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 12,045 | $136,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 77,550 | $136,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,632 | $135,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 167,650 | $135,000 | thousands by filing date | |
| WILLIAMS SONOMA INC | 969904951 | PUT | 800 | $135,000 | thousands by filing date | put |
| ALLAKOS INC | 01671P950 | PUT | 13,800 | $135,000 | thousands by filing date | put |
| AGRIFY CORP | 00853E107 | COM | 14,701 | $135,000 | thousands by filing date | |
| SWIFTMERGE ACQUISITION CORP | G63836129 | UNIT 12/13/2026 | 13,400 | $134,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 5,107 | $133,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,748 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,772 | $132,000 | thousands by filing date | |
| FMC CORP | 302491903 | COM NEW | 1,200 | $132,000 | thousands by filing date | call |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 23,432 | $132,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 39,800 | $132,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 218,573 | $132,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 6,456 | $131,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,375 | $131,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 12,276 | $131,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 7,578 | $130,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 1,960 | $130,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 19,410 | $130,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 11,769 | $129,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 19,629 | $129,000 | thousands by filing date | |
| LI AUTO INC | 50202M902 | SPONSORED ADS | 4,000 | $128,000 | thousands by filing date | call |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 28,411 | $128,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 10,104 | $128,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 30,740 | $128,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M909 | COM | 1,500 | $127,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,731 | $126,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 9,647 | $126,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 16,596 | $125,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 3,185 | $125,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 14,949 | $125,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,215 | $124,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 27,287 | $124,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 3,892 | $124,000 | thousands by filing date | |
| WEIBO CORP | 948596901 | SPONSORED ADR | 4,000 | $124,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 87,490 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 11,445 | $124,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 21,529 | $124,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 14,105 | $123,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 8,861 | $123,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A952 | COM | 20,500 | $123,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 30,039 | $122,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 31,259 | $122,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 731 | $121,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 7,754 | $121,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 6,564 | $120,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,805 | $120,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 12,524 | $120,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 15,374 | $120,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 17,182 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 14,152 | $119,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 19,733 | $118,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 2,007 | $118,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 25,503 | $118,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 6,050 | $117,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 7,380 | $117,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667904 | CL A COM | 13,300 | $117,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 115,000 | $117,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 943 | $116,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 12,690 | $116,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 49,242 | $116,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,577 | $115,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,112 | $115,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,846 | $114,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,494 | $114,000 | thousands by filing date | |
| JOYY INC | 46591M959 | ADS REPSTG COM A | 2,500 | $114,000 | thousands by filing date | put |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 4,528 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,062 | $113,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 125,000 | $113,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 38,242 | $112,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,422 | $112,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 9,137 | $112,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 6,595 | $112,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 100,000 | $111,000 | thousands by filing date | principal |
| EVOLUS INC | 30052C107 | COM | 17,113 | $111,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,214 | $111,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 2,350 | $111,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 300 | $111,000 | thousands by filing date | call |
| GOPRO INC | 38268T903 | CL A | 10,800 | $111,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J105 | CL A | 23,914 | $111,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 500 | $110,000 | thousands by filing date | call |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 4,590 | $110,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 65,000 | $110,000 | thousands by filing date | principal |
| AEYE INC | 008183105 | COM | 22,920 | $110,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 110,227 | $110,000 | thousands by filing date | principal |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,203 | $109,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 14,607 | $109,000 | thousands by filing date | |
| QORVO INC | 74736K901 | COM | 700 | $109,000 | thousands by filing date | call |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 122,000 | $109,000 | thousands by filing date | principal |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 69,462 | $109,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,057 | $108,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 21,173 | $108,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 14,131 | $108,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 11,262 | $108,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 35,031 | $108,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 7,087 | $108,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 17,641 | $107,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 9,083 | $107,000 | thousands by filing date | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 100,000 | $107,000 | thousands by filing date | principal |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 99,860 | $107,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,982 | $106,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 9,579 | $106,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 5,136 | $106,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 46,621 | $106,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 100,000 | $106,000 | thousands by filing date | principal |
| CALYXT INC | 13173L107 | COM | 49,909 | $106,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 14,398 | $105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,961 | $105,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 3,615 | $105,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 14,360 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 5,000 | $105,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,252 | $104,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 23,200 | $104,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 2,703 | $104,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 144,253 | $104,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 15,416 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 3,662 | $103,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 98,000 | $103,000 | thousands by filing date | principal |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 14,385 | $102,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 8,987 | $102,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 12,393 | $101,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 7,250 | $101,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 14,328 | $101,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 22,449 | $101,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462208 | CMN | 60,661 | $101,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 6,569 | $100,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,524 | $100,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 499 | $100,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 7,035 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,337 | $100,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 7,290 | $100,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 40,034 | $100,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 90,212 | $100,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,126 | $99,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 8,376 | $99,000 | thousands by filing date | |
| BLOOM ENERGY CORP CALL JUL 200 | 093712907 | CALL JUL 200 | 4,500 | $99,000 | thousands by filing date | call |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 7,634 | $99,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 20,878 | $99,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 16,315 | $99,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 9,999 | $99,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,606 | $98,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 4,700 | $98,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 1,207 | $98,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,733 | $98,000 | thousands by filing date | |
| TANGER INC | 875465906 | CALL | 5,100 | $98,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,917 | $98,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 38,952 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 9,070 | $98,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 914 | $97,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 407,139 | $97,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 25,464 | $97,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 9,220 | $96,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 453 | $95,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 8,645 | $95,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,577 | $95,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 6,622 | $95,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N903 | COM | 19,800 | $95,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 34,100 | $95,000 | thousands by filing date | call |
| JAGUAR HEALTH INC | 47010C607 | COM | 91,814 | $95,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 7,394 | $95,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 14,234 | $94,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,303 | $94,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 13,051 | $94,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 44,884 | $94,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,036 | $93,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 969 | $93,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 2,286 | $93,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 16,176 | $93,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 13,610 | $92,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 53,173 | $92,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 17,239 | $92,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 159,193 | $92,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,760 | $91,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 7,224 | $91,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 40,227 | $91,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 27,768 | $91,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,774 | $90,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 10,271 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 2,000 | $90,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 33,487 | $90,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 26,962 | $90,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 5,885 | $90,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,525 | $89,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 12,030 | $89,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J954 | PUT | 10,000 | $89,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,200 | $88,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 10,437 | $88,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 5,454 | $88,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 20,899 | $88,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 5,000 | $88,000 | thousands by filing date | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 18,825 | $87,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 5,058 | $87,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 69,000 | $87,000 | thousands by filing date | principal |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 7,822 | $87,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 60,000 | $87,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 8,269 | $86,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 18,330 | $86,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652956 | Cmn | 4,100 | $86,000 | thousands by filing date | put |
| QUANTUM SI INC | 74765K105 | COM CL A | 10,791 | $85,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 5,510 | $85,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 18,968 | $85,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 85,899 | $84,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,471 | $84,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 8,198 | $84,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 1,900 | $84,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 42,352 | $84,000 | thousands by filing date | principal |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 101,787 | $84,000 | thousands by filing date | principal |
| RIVIAN AUTOMOTIVE INC | 76954A953 | COM CL A | 800 | $83,000 | thousands by filing date | put |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 9,258 | $83,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 1,326 | $83,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 48,519 | $83,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 2,248 | $82,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,214 | $82,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 9,733 | $82,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 22,200 | $82,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 10,561 | $82,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 9,696 | $81,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 71,596 | $81,000 | thousands by filing date | principal |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 8,250 | $81,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 3,511 | $80,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,368 | $80,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 8,237 | $80,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,119 | $79,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,356 | $79,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS IN | 00402L957 | COM | 1,800 | $79,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 72,246 | $79,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 200 | $77,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 93,618 | $77,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 6,041 | $77,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,717 | $76,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 734 | $76,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 500 | $76,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,669 | $76,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 3,069 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 3,972 | $76,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 23,749 | $75,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,014 | $75,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 48,370 | $75,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 12,058 | $75,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 18,823 | $75,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,496 | $75,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 5,562 | $75,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,869 | $75,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 55,000 | $75,000 | thousands by filing date | principal |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 2,000 | $74,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 26,900 | $74,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 208,275 | $74,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 208,386 | $74,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISN CORP | G82472120 | *W EXP 99/99/999 | 130,000 | $74,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 2,095 | $73,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 1,340 | $73,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 3,873 | $73,000 | thousands by filing date | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 105,556 | $73,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 30,202 | $73,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 60,928 | $73,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 95,954 | $73,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 12,894 | $72,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 16,397 | $72,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 8,293 | $72,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,211 | $72,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 119,321 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 4,262 | $71,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 6,012 | $71,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 6,321 | $71,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 5,162 | $70,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 11,839 | $70,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 66,632 | $70,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 2,038 | $70,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 3,098 | $69,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 8,811 | $69,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 2,898 | $69,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 17,482 | $69,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,475 | $69,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 11,742 | $69,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,880 | $69,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 43,277 | $69,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,160 | $69,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 14,635 | $69,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 31,926 | $69,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18,215 | $68,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,490 | $68,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 4,186 | $68,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 18,334 | $68,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 146,412 | $68,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 11,000 | $68,000 | thousands by filing date | principal |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 18,859 | $68,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 6,091 | $67,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 3,471 | $67,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 43,670 | $67,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 5,197 | $67,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 175,000 | $67,000 | thousands by filing date | principal |
| MEDIWOUND LTD | M68830104 | ORD SHS | 28,439 | $67,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 50,000 | $67,000 | thousands by filing date | principal |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,530 | $66,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 535 | $66,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 26,778 | $66,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 107,590 | $66,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 27,744 | $66,000 | thousands by filing date | principal |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 5,108 | $65,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 24,470 | $65,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C116 | *W EXP 05/31/202 | 90,000 | $65,000 | thousands by filing date | principal |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 600 | $64,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,028 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 503 | $64,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 6,268 | $64,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,041 | $63,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 3,381 | $63,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 17,231 | $63,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 17,043 | $63,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 116,947 | $63,000 | thousands by filing date | principal |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 10,766 | $63,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 49,080 | $63,000 | thousands by filing date | principal |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 5,749 | $62,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,565 | $62,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 1,136 | $62,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T906 | CALL | 5,600 | $62,000 | thousands by filing date | call |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 40,648 | $62,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 5,407 | $61,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 3,459 | $61,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 61,864 | $61,000 | thousands by filing date | |
| DIDI GLOBAL INC | 23292E958 | PUT | 12,300 | $61,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,400 | $60,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 3,494 | $60,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,577 | $60,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 3,931 | $60,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 38,620 | $60,000 | thousands by filing date | principal |
| ICAD INC | 44934S206 | COM NEW | 8,392 | $60,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 5,554 | $60,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T908 | COM | 7,200 | $60,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,127 | $59,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,420 | $59,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,502 | $59,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471119 | UNIT 99/99/9999 | 5,900 | $59,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 50,463 | $59,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 17,138 | $59,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 119,120 | $59,000 | thousands by filing date | principal |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 117,787 | $59,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,060 | $58,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 2,910 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 615 | $58,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,687 | $58,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 10,946 | $57,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,000 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 1,050 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,917 | $57,000 | thousands by filing date | |
| SUN CTRY AIRLS HLDGS INC | 866683905 | CALL | 2,100 | $57,000 | thousands by filing date | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 816 | $56,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,518 | $56,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 3,714 | $56,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 7,515 | $56,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 5,581 | $56,000 | thousands by filing date | |
| AXONICS INC | 05465P951 | PUT | 1,000 | $56,000 | thousands by filing date | put |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 9,343 | $55,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 82,968 | $55,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 59,950 | $55,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 2,600 | $55,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,752 | $54,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 722 | $54,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 2,195 | $54,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 7,918 | $54,000 | thousands by filing date | |
| XCEL ENERGY INC | 98389B950 | COM | 800 | $54,000 | thousands by filing date | put |
| ALIGHT INC | 01626W951 | COM CL A | 5,000 | $54,000 | thousands by filing date | put |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 8,934 | $54,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 39,402 | $54,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 88,350 | $54,000 | thousands by filing date | principal |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,035 | $53,000 | thousands by filing date | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 1,664 | $53,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 2,043 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 2,000 | $53,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,449 | $53,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,395 | $53,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 6,197 | $53,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024U959 | PUT | 500 | $53,000 | thousands by filing date | put |
| NEXTCURE INC | 65343E108 | COM | 8,774 | $53,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 12,775 | $53,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 63,000 | $53,000 | thousands by filing date | principal |
| CAMBER ENERGY INC | 13200M508 | COM | 62,379 | $53,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 237 | $52,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 7,444 | $52,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 3,479 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 922 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 240 | $52,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 3,136 | $51,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 1,588 | $51,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 4,509 | $51,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 50,000 | $51,000 | thousands by filing date | principal |
| ISOPLEXIS CORP | 465005106 | COM | 5,634 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,904 | $51,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 19,683 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 622 | $50,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 877 | $50,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 1,709 | $50,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 4,952 | $50,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 831 | $50,000 | thousands by filing date | |
| DOXIMITY INC | 26622P907 | CL A | 1,000 | $50,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 36,235 | $50,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 28,650 | $50,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 39,026 | $50,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 100,000 | $50,000 | thousands by filing date | principal |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 5,000 | $50,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 5,000 | $50,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 3,708 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 820 | $49,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 9,661 | $49,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 7,240 | $49,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 600 | $49,000 | thousands by filing date | put |
| POINTS INTL LTD | 730843208 | COM NEW | 3,184 | $49,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 322,673 | $49,000 | thousands by filing date | principal |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 55,020 | $49,000 | thousands by filing date | principal |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 132,490 | $49,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 5,683 | $48,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 4,890 | $48,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 10,466 | $48,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 2,047 | $48,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 4,820 | $48,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 21,079 | $48,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,851 | $47,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 4,206 | $47,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $47,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,784 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,305 | $47,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,350 | $47,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 34,476 | $47,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 71,360 | $47,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 3,602 | $47,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 45,690 | $47,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,705 | $46,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 2,500 | $46,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 7,569 | $46,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 6,974 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,800 | $46,000 | thousands by filing date | |
| CARVANA CO | 146869902 | CALL | 200 | $46,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257W900 | COM CL A | 1,500 | $46,000 | thousands by filing date | call |
| TITAN MED INC | 88830X819 | COM | 74,100 | $46,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 4,473 | $46,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 68,750 | $46,000 | thousands by filing date | principal |
| IBIO INC | 451033203 | COM NEW | 84,233 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-22-000233 | superseded | 2022-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-22-000267 | this filing | 2022-02-11 | acceptance time not in the bulk data set |