13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 6,791 holding rows worth $873,618,421,000.
- Accession
- 0000019617-22-000233
- Filer
- CIK 19617
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 25,848 entries on the cover page, a total value of $873,618,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $873,618,421,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,448 | $45,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 760 | $45,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 7,309 | $45,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,522 | $45,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 13,217 | $45,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 3,243 | $45,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 332 | $44,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,904 | $44,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 83,532 | $44,000 | thousands by filing date | principal |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 2,506 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 668 | $43,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 2,965 | $43,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,654 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 1,636 | $43,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,773 | $43,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 13,978 | $43,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 84,513 | $43,000 | thousands by filing date | principal |
| LANTERN PHARMA INC | 51654W101 | COM | 5,250 | $42,000 | thousands by filing date | |
| SIGNA Sports United NV | N80029114 | Warrant | 48,702 | $42,000 | thousands by filing date | principal |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 9,705 | $42,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 8,444 | $42,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 50,000 | $42,000 | thousands by filing date | principal |
| ARTERIS INC | 04302A104 | COM | 1,925 | $41,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,300 | $41,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1,573 | $41,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,447 | $41,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 25,373 | $41,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 72,070 | $41,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029111 | *W EXP 03/30/202 | 44,997 | $41,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 711 | $40,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 2,103 | $40,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 8,525 | $40,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T900 | Option | 5,644 | $40,000 | thousands by filing date | call |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 74,449 | $40,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 55,935 | $40,000 | thousands by filing date | principal |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 116,391 | $40,000 | thousands by filing date | principal |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 13,257 | $39,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 2,805 | $39,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 50,000 | $39,000 | thousands by filing date | principal |
| USHG ACQUISITION CORP | 91748P118 | WTS | 23,706 | $39,000 | thousands by filing date | principal |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 59,959 | $39,000 | thousands by filing date | |
| 51JOB INC | 316827954 | COM | 800 | $39,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,966 | $38,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,556 | $38,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 1,391 | $38,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 33,452 | $38,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 43,661 | $38,000 | thousands by filing date | principal |
| CALLON PETE CO DEL | 13123X958 | COM | 800 | $38,000 | thousands by filing date | put |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,063 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 286 | $37,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,177 | $37,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 9,298 | $37,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 3,800 | $37,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 3,400 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,262 | $37,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 8,252 | $37,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 7,289 | $37,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 46,750 | $37,000 | thousands by filing date | principal |
| BLACK SPADE ACQUISITION CO | G11537118 | *W EXP 07/16/202 | 49,963 | $37,000 | thousands by filing date | principal |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 75,000 | $37,000 | thousands by filing date | principal |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 37,500 | $37,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 64,378 | $37,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 62,740 | $37,000 | thousands by filing date | principal |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 75,000 | $37,000 | thousands by filing date | principal |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 4,641 | $36,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,887 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 938 | $36,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 32,649 | $36,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,008 | $36,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 67,288 | $36,000 | thousands by filing date | principal |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 4,097 | $36,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 36,425 | $36,000 | thousands by filing date | principal |
| AC IMMUNE SA | H00263105 | SHS | 7,032 | $35,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,662 | $35,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,110 | $35,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923908 | COM | 1,900 | $35,000 | thousands by filing date | call |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 752 | $35,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 29,259 | $35,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 14,067 | $35,000 | thousands by filing date | principal |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 69,000 | $35,000 | thousands by filing date | principal |
| BOA ACQUISITION CORP | 05601A117 | WTS | 66,667 | $35,000 | thousands by filing date | principal |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 3,500 | $35,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,642 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,285 | $34,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,878 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,133 | $34,000 | thousands by filing date | |
| SABRE CORP | 78573M954 | PUT | 3,900 | $34,000 | thousands by filing date | put |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 3,639 | $34,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,333 | $34,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 48,537 | $34,000 | thousands by filing date | principal |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 3,500 | $34,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 10,000 | $34,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 3,221 | $34,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 45,623 | $34,000 | thousands by filing date | principal |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 32,075 | $34,000 | thousands by filing date | principal |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,169 | $33,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 20,745 | $33,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 29,000 | $33,000 | thousands by filing date | principal |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,392 | $33,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 35,000 | $33,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104107 | CMN | 30,889 | $33,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 470 | $32,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 150 | $32,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $32,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 7,647 | $32,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 2,282 | $32,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,036 | $32,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 59,722 | $32,000 | thousands by filing date | principal |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 5,398 | $32,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,828 | $32,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 40,992 | $32,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 8,072 | $31,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 340 | $31,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 327 | $31,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 1,608 | $31,000 | thousands by filing date | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 30,106 | $31,000 | thousands by filing date | principal |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $31,000 | thousands by filing date | |
| MANNKIND CORP | 56400P956 | COM NEW | 7,100 | $31,000 | thousands by filing date | put |
| CLENE INC | 185634102 | COM | 7,548 | $31,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 31,545 | $31,000 | thousands by filing date | principal |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 60,132 | $31,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 498 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 700 | $30,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 6,982 | $30,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 3,832 | $30,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 10,552 | $30,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 23,334 | $30,000 | thousands by filing date | principal |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 3,925 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 160 | $29,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 2,037 | $29,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047901 | CL A | 400 | $29,000 | thousands by filing date | call |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,176 | $29,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,476 | $29,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 7,002 | $29,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 22,598 | $29,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 57,710 | $29,000 | thousands by filing date | principal |
| AIX INC | 30712A103 | SPONSORED ADS | 4,042 | $29,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F128 | *W EXP 99/99/999 | 31,829 | $29,000 | thousands by filing date | principal |
| EVOGENE LTD | M4119S104 | SHS | 17,794 | $29,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 750 | $28,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 5,637 | $28,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 1,300 | $28,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 33,333 | $28,000 | thousands by filing date | principal |
| CARECLOUD INC | 14167R100 | COM | 4,237 | $27,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 13,600 | $27,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 392 | $27,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,060 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 1,459 | $27,000 | thousands by filing date | |
| PRECIGEN INC | 74017N955 | COM | 7,400 | $27,000 | thousands by filing date | put |
| VINCO VENTURES INC | 927330100 | COM | 11,698 | $27,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 4,412 | $27,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 19,225 | $27,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071952 | PUT | 2,600 | $27,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 802 | $26,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 776 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 351 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 566 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 515 | $26,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $26,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,537 | $26,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 21,561 | $26,000 | thousands by filing date | principal |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 3,921 | $26,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 26,000 | $26,000 | thousands by filing date | principal |
| ORION ACQUISITION CORP | 68626A116 | WTS | 38,269 | $26,000 | thousands by filing date | principal |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 50,000 | $26,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 6,916 | $25,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 3,427 | $25,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 1,432 | $25,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,587 | $25,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,995 | $25,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668958 | COM | 1,900 | $25,000 | thousands by filing date | put |
| SILVERBOW RES INC | 82836G102 | COM | 1,141 | $25,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 1,542 | $25,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $25,000 | thousands by filing date | principal |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 7,786 | $25,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 5,184 | $25,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 17,649 | $25,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 4,123 | $25,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,886 | $24,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 17,197 | $24,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 2,590 | $24,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 963 | $24,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 4,604 | $24,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 66,593 | $24,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 895 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 366 | $23,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 4,397 | $23,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,714 | $23,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 1,867 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 815 | $23,000 | thousands by filing date | |
| TROOPS INC | G9094C104 | SHS | 4,689 | $23,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,500 | $23,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 28,168 | $23,000 | thousands by filing date | principal |
| OMEROS CORP | 682143902 | CALL | 3,500 | $23,000 | thousands by filing date | call |
| THORNE HEALTHTECH INC | 885260109 | COM | 3,628 | $23,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,062 | $23,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 36,018 | $23,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 921 | $22,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 2,145 | $22,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,200 | $22,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,775 | $22,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 2,726 | $22,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,656 | $22,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 14,025 | $22,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 16,124 | $22,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP V | 31810Q957 | PUT | 2,200 | $22,000 | thousands by filing date | put |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 265 | $21,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 3,000 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 980 | $21,000 | thousands by filing date | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 18,347 | $21,000 | thousands by filing date | principal |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 12,794 | $21,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P958 | COM CL A | 600 | $21,000 | thousands by filing date | put |
| ITRON INC | 465741956 | COM | 300 | $21,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,631 | $21,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 6,833 | $21,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 2,442 | $21,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,914 | $21,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 8,303 | $21,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 12,137 | $21,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 21,000 | $21,000 | thousands by filing date | principal |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 34,419 | $21,000 | thousands by filing date | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 989 | $20,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,097 | $20,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 6,113 | $20,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 2,529 | $20,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 498 | $20,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 450 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 561 | $20,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 279 | $20,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 1,320 | $20,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,355 | $20,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 2,701 | $20,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 900 | $20,000 | thousands by filing date | put |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 33,333 | $20,000 | thousands by filing date | principal |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 7,260 | $20,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 20,000 | $20,000 | thousands by filing date | principal |
| GOHEALTH INC | 38046W105 | COM CL A | 5,340 | $20,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 7,527 | $20,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 23,977 | $20,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 6,000 | $20,000 | thousands by filing date | principal |
| PUXIN LTD | 74704P108 | ADS | 51,343 | $20,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,900 | $19,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 321 | $19,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 200 | $19,000 | thousands by filing date | call |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 400 | $19,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,000 | $19,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC | 35909R958 | COM | 1,400 | $19,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A952 | ST STR SP SEMI | 200 | $19,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 7,655 | $19,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 866 | $19,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 33,333 | $19,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514903 | CALL | 1,900 | $19,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 760 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 874 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 666 | $18,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,000 | $18,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $18,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 7,549 | $18,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,275 | $18,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 4,700 | $18,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 4,352 | $18,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 15,000 | $18,000 | thousands by filing date | principal |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 35,598 | $18,000 | thousands by filing date | principal |
| JUST EAT TAKEAWAY COM N V | 48214T905 | CALL | 1,675 | $18,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 576 | $17,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,578 | $17,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 499 | $17,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 291 | $17,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 3,437 | $17,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 957 | $17,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,974 | $16,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,131 | $16,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 135 | $16,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 13,400 | $16,000 | thousands by filing date | principal |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 3,237 | $16,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 2,500 | $16,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1,000 | $15,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 898 | $15,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,223 | $15,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 526 | $15,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,805 | $15,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 2,868 | $15,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,081 | $15,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 12,000 | $15,000 | thousands by filing date | principal |
| ENPHYS ACQUISITION CORP | G3167L125 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| HAWKS ACQUISITION CORP | 42032P207 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $15,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 1,500 | $15,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 9,000 | $15,000 | thousands by filing date | principal |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 818 | $14,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,441 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 164 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 135 | $14,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 409 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,000 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 700 | $13,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,315 | $13,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 222 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 435 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 279 | $13,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,217 | $13,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 2,809 | $13,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 528 | $13,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 300 | $13,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 28,234 | $13,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 8,000 | $13,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 408 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 100 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 254 | $12,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 1,129 | $12,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 9,113 | $12,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 413 | $12,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 5,911 | $12,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 470 | $12,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,000 | $12,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A900 | SHS | 1,000 | $12,000 | thousands by filing date | call |
| GOPRO INC | 38268T953 | CL A | 1,200 | $12,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 7,309 | $12,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,549 | $12,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 5,550 | $12,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,177 | $12,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 100 | $12,000 | thousands by filing date | call |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 24,915 | $12,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 12,500 | $12,000 | thousands by filing date | principal |
| PHUNWARE INC | 71948P100 | COMMON | 4,427 | $12,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 15,180 | $12,000 | thousands by filing date | principal |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 20,000 | $12,000 | thousands by filing date | principal |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 279 | $11,000 | thousands by filing date | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 439 | $11,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 217 | $11,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 2,859 | $11,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 487 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 192 | $11,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M956 | COM | 100 | $11,000 | thousands by filing date | put |
| PHX MINERALS INC CL A | 69291A100 | Stock | 4,922 | $11,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,412 | $11,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 13,800 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 5,000 | $11,000 | thousands by filing date | principal |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 2,890 | $11,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 5,000 | $11,000 | thousands by filing date | principal |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 268 | $10,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 100 | $10,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 4,103 | $10,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 232 | $10,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 572 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 92 | $10,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 87 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 283 | $10,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 395 | $10,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 200 | $10,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 699 | $10,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 9,553 | $10,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 3,000 | $10,000 | thousands by filing date | put |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 20,000 | $10,000 | thousands by filing date | principal |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 2,000 | $10,000 | thousands by filing date | principal |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 20,000 | $10,000 | thousands by filing date | principal |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 200 | $9,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 569 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 317 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 176 | $9,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,909 | $9,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,282 | $9,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 2,463 | $9,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 2,794 | $9,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 350 | $9,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 17,566 | $9,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,005 | $9,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 4,441 | $9,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 900 | $9,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 2,945 | $9,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,200 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 231 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 104 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 260 | $8,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 6,000 | $8,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 332 | $8,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 300 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C959 | COM | 600 | $8,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 151 | $8,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 4,856 | $8,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 4,000 | $8,000 | thousands by filing date | principal |
| PC TEL INC | 69325Q105 | COM | 1,476 | $8,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 4,055 | $8,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C127 | UNIT 10/31/2028 | 774 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 9,530 | $8,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 5,000 | $8,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAF8 | NOTE 3.500%12/0 | 5,000 | $8,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 144 | $7,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 483 | $7,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 1,103 | $7,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 450 | $7,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 1,500 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,226 | $7,000 | thousands by filing date | |
| MANNKIND CORP | 56400P906 | COM NEW | 1,600 | $7,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,551 | $7,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 469 | $7,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 6,879 | $7,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 1,040 | $7,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 942 | $7,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X954 | PUT | 800 | $7,000 | thousands by filing date | put |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 16,236 | $7,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 59 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $6,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 424 | $6,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 557 | $6,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 209 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 122 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 175 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 95 | $6,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 192 | $6,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 1,210 | $6,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 4,658 | $6,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 780 | $6,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 1,314 | $6,000 | thousands by filing date | |
| TRICIDA INC | 89610F901 | CALL | 600 | $6,000 | thousands by filing date | call |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 550 | $6,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 4,499 | $6,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 88 | $5,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 306 | $5,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,712 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 43 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 32 | $5,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 200 | $5,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 370 | $5,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 992 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 175 | $5,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 343 | $5,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 79 | $5,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,655 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 114 | $5,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 217 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 64 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 234 | $5,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960904 | CALL | 1,000 | $5,000 | thousands by filing date | call |
| BILIBILI INC | 090040956 | PUT | 100 | $5,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 600 | $5,000 | thousands by filing date | call |
| BILIBILI INC | 090040906 | SPONS ADS REP Z | 100 | $5,000 | thousands by filing date | call |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 1,113 | $5,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,594 | $5,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $5,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 5,348 | $5,000 | thousands by filing date | |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 100 | $5,000 | thousands by filing date | put |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 8,592 | $5,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 175 | $5,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 532 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 54 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 290 | $4,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 568 | $4,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 30 | $4,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 1,400 | $4,000 | thousands by filing date | |
| OMEROS CORP | 682143952 | COM | 600 | $4,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 73 | $4,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 369 | $4,000 | thousands by filing date | |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 1,544 | $4,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 849 | $4,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 463 | $4,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 434 | $4,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 2,190 | $4,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 4,200 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 100 | $4,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 364 | $4,000 | thousands by filing date | |
| SOS LIMITED | 83587W906 | COM | 5,200 | $4,000 | thousands by filing date | call |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 5,000 | $4,000 | thousands by filing date | principal |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 322 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 111 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 40 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 44 | $3,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 2,292 | $3,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 162 | $3,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 305 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 70 | $3,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 198 | $3,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 30 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 38 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 109 | $3,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 114 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 60 | $3,000 | thousands by filing date | |
| AVEPOINT INC | 053604904 | COM CL A | 400 | $3,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 180 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 362 | $3,000 | thousands by filing date | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 3,000 | $3,000 | thousands by filing date | principal |
| THE9 LTD | 88337K302 | ADR | 510 | $3,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,000 | $3,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 3,000 | $3,000 | thousands by filing date | principal |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 326 | $3,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 2,853 | $3,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 200 | $3,000 | thousands by filing date | put |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 5,000 | $3,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CORP | G3312L903 | CALL | 300 | $3,000 | thousands by filing date | call |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 5,000 | $3,000 | thousands by filing date | principal |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 5,000 | $3,000 | thousands by filing date | principal |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 3,150 | $3,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 2,282 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-22-000233 | this filing | 2022-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-22-000267 | base | 2022-02-11 | acceptance time not in the bulk data set |