13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 3,494 holding rows worth $393,880,237,000 by the sum of the rows.
- Accession
- 0000019617-14-000425
- Filer
- CIK 19617
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 23,789 entries on the cover page, a total value of $393,880,169,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $393,880,237,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $393,880,169,829,000, about 1,000 times the sum of the rows, $393,880,237,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOX CHASE BANCORP INC | 35137T108 | COM | 41,500 | $700,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 28,312 | $699,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,618 | $699,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 13,101 | $697,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 8,920 | $697,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 66,420 | $691,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 21,260 | $685,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 18,416 | $685,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 22,474 | $679,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 51,677 | $677,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 41,861 | $676,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 11,445 | $674,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 697,000 | $673,000 | thousands by filing date | principal |
| HERTZ GLOBAL HOLDINGS INC | 42805T956 | OPTION | 24,000 | $673,000 | thousands by filing date | put |
| MAXIMUS INC | 577933104 | COM | 15,585 | $672,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,900 | $672,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 13,587 | $671,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 13,320 | $670,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,141 | $668,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 13,489 | $667,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 13,962 | $664,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 13,747 | $663,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 41,782 | $660,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 46,651 | $657,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 14,040 | $655,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,576 | $653,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,125 | $652,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 24,963 | $652,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 15,419 | $652,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 23,456 | $650,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 206,333 | $649,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 19,347 | $647,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 7,780 | $643,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 60,246 | $640,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 22,299 | $639,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 41,313 | $635,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 17,991 | $635,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 19,544 | $629,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 14,449 | $622,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 15,538 | $621,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 33,200 | $621,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 29,698 | $620,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 43,613 | $616,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 122,355 | $616,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 20,515 | $614,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 41,298 | $613,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 22,554 | $611,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 25,341 | $609,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 37,862 | $609,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 23,620 | $605,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 46,799 | $605,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 49,899 | $602,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 22,574 | $602,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 7,244 | $599,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 13,950 | $596,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 100,833 | $595,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 13,500 | $588,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 14,696 | $587,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,356 | $585,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 14,858 | $585,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 19,347 | $584,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 38,132 | $582,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,057 | $578,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 16,719 | $575,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 6,085 | $575,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 32,186 | $572,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 23,302 | $571,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 20,252 | $570,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 18,088 | $565,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 17,706 | $565,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 8,554 | $562,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 49,775 | $562,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 31,900 | $557,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 130,900 | $557,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 14,840 | $556,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 19,700 | $551,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 30,204 | $551,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 10,761 | $548,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4,432 | $547,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 47,721 | $546,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 6,320 | $546,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 20,441 | $544,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 14,255 | $540,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 38,565 | $540,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 9,745 | $540,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 11,756 | $540,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $539,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 6,682 | $539,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 39,141 | $538,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 90,071 | $538,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 37,710 | $533,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 15,515 | $532,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 170,303 | $531,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 22,714 | $529,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 93,566 | $527,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 12,179 | $526,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 42,356 | $525,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 23,473 | $525,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 9,314 | $525,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 54,124 | $525,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,919 | $524,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 23,104 | $520,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 24,840 | $514,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 24,550 | $512,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 54,818 | $512,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 500,000 | $507,000 | thousands by filing date | principal |
| ARQULE INC | 04269E107 | COM | 326,843 | $507,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 20,040 | $505,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 156,545 | $504,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 11,140 | $503,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 100,900 | $502,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 22,162 | $499,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 237,993 | $499,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 72,608 | $498,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 29,939 | $496,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 19,089 | $494,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 12,607 | $494,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 31,181 | $493,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 17,224 | $493,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 29,300 | $492,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 34,949 | $492,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 22,166 | $491,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 20,132 | $490,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 18,147 | $490,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,648 | $489,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,631 | $489,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,030 | $489,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 12,524 | $488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 13,501 | $487,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $485,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 14,104 | $482,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 63,070 | $482,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 21,568 | $480,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 15,732 | $480,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 13,378 | $480,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 20,321 | $480,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 14,155 | $479,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 28,667 | $479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 35,846 | $478,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 522,000 | $477,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 868,000 | $475,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 13,700 | $474,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 8,817 | $472,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 38,319 | $470,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 16,988 | $469,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 16,198 | $465,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 33,368 | $464,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 16,843 | $462,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 32,989 | $461,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,310 | $458,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15,537 | $458,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 68,592 | $458,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 18,624 | $458,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 430,000 | $458,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 27,191 | $456,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 21,778 | $453,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 12,621 | $452,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,795 | $452,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,620 | $441,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,774 | $440,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 316,000 | $440,000 | thousands by filing date | principal |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 17,312 | $438,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 107,178 | $436,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 12,500 | $435,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 32,410 | $434,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 15,996 | $432,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 13,500 | $432,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,276 | $430,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 13,822 | $430,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,637 | $429,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 38,884 | $424,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 31,623 | $420,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18,577 | $418,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 50,159 | $417,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 11,364 | $417,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 8,648 | $416,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 25,346 | $414,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 42,420 | $414,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,701 | $413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 19,597 | $413,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,668 | $411,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 43,746 | $411,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 293,000 | $410,000 | thousands by filing date | principal |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,896 | $409,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 70,631 | $409,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 19,669 | $409,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 10,150 | $406,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 10,908 | $405,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 12,429 | $404,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,985 | $403,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 9,057 | $403,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 15,234 | $402,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 41,230 | $399,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 53,043 | $399,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 21,692 | $398,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,500 | $398,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 66,300 | $397,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,299 | $396,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 375,000 | $396,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,010 | $392,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 12,402 | $391,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,745 | $389,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,249 | $382,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 73,474 | $378,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,594 | $377,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,300 | $375,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,456 | $373,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 39,879 | $373,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 31,192 | $372,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 94,433 | $372,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,495 | $372,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 17,175 | $371,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 16,139 | $368,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 12,526 | $367,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,368 | $367,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 48,314 | $367,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 51,693 | $365,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 23,799 | $365,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 11,428 | $364,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,508 | $363,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 15,100 | $362,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,968 | $362,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 29,688 | $361,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 24,964 | $361,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 11,801 | $359,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 14,236 | $359,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 49,796 | $357,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,535 | $355,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 19,998 | $353,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,764 | $352,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 23,286 | $352,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 24,541 | $350,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 24,399 | $348,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 3,519 | $348,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 16,689 | $345,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 20,172 | $345,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,062 | $343,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,074 | $341,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,602 | $336,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 30,200 | $335,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 26,583 | $334,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,000 | $333,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 18,512 | $332,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 18,214 | $332,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 11,798 | $330,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,000 | $328,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 10,589 | $328,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 30,001 | $327,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,622 | $326,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 22,942 | $325,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 11,476 | $324,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,243 | $314,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 6,861 | $314,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 11,474 | $314,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 36,144 | $314,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 567,387 | $312,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,869 | $311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,533 | $310,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 11,700 | $310,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 312,423 | $310,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 103,706 | $308,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 9,643 | $308,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 35,611 | $308,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 23,000 | $307,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 40,983 | $307,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,900 | $306,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 14,479 | $306,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 8,934 | $305,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,882 | $304,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 14,506 | $303,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 9,812 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,756 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 23,800 | $301,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,389 | $299,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 24,000 | $298,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 11,271 | $298,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 89,658 | $298,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 14,707 | $298,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,655 | $296,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,716 | $296,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,120 | $296,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 31,200 | $296,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 9,847 | $294,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 14,487 | $293,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 15,562 | $293,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 11,411 | $292,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,052 | $289,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,925 | $288,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,344 | $288,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 28,532 | $287,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 31,050 | $287,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 16,492 | $286,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 8,760 | $285,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 5,510 | $284,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $282,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 12,615 | $279,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,575 | $278,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 271,000 | $273,000 | thousands by filing date | principal |
| CARETRUST REIT INC COM | 14174T107 | REIT | 13,764 | $272,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,700 | $270,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,959 | $267,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 55,800 | $267,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 24,000 | $264,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 16,025 | $263,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,490 | $263,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 9,154 | $261,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 7,863 | $261,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 18,000 | $260,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,576 | $259,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 63,015 | $258,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,737 | $257,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,900 | $256,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,208 | $255,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,137 | $255,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,000 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,513 | $254,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 11,738 | $253,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 22,716 | $251,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,906 | $251,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 7,512 | $251,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 8,096 | $249,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,505 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,774 | $248,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 16,865 | $246,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3,220 | $242,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 16,194 | $241,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 208,000 | $241,000 | thousands by filing date | principal |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 105,101 | $240,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,527 | $240,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 6,050 | $239,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,903 | $239,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 35,880 | $238,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 64,079 | $238,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,100 | $237,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 178,149 | $235,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 12,500 | $233,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,904 | $232,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 21,054 | $231,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 28,902 | $231,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 22,000 | $231,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,986 | $230,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,421 | $229,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 4,797 | $229,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 33,399 | $228,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 3,275 | $228,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 81,275 | $227,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 11,038 | $226,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 13,288 | $225,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 26,676 | $224,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,500 | $221,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 213,000 | $221,000 | thousands by filing date | principal |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 18,127 | $220,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,000 | $220,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 13,264 | $220,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 35,100 | $219,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,000 | $217,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 57,459 | $215,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 18,801 | $214,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,494 | $214,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 13,770 | $214,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,126 | $213,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,056 | $212,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 9,876 | $212,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,170 | $207,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,214 | $207,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 13,560 | $207,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,480 | $206,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 48,400 | $206,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 6,913 | $206,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 23,580 | $206,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,977 | $204,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,049 | $204,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 33,056 | $204,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 3,046 | $204,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,575 | $204,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,631 | $203,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 18,197 | $202,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,594 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,589 | $201,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,930 | $200,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 7,647 | $200,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 12,258 | $200,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 16,008 | $199,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 21,575 | $198,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 386,650 | $197,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $196,000 | thousands by filing date | principal |
| Amedica Corporation | 023435100 | COM | 43,115 | $194,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,510 | $189,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,173 | $189,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 30,541 | $189,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,085 | $182,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 35,379 | $180,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 13,900 | $179,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 22,339 | $175,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 89,000 | $174,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 11,411 | $173,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 34,446 | $173,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 12,888 | $171,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 69,918 | $171,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,833 | $170,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 51,535 | $168,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 95,422 | $166,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 11,385 | $165,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 12,981 | $164,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 28,225 | $163,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 46,989 | $162,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 30,200 | $161,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,205 | $159,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 23,357 | $157,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,212 | $156,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 11,822 | $156,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 69,872 | $154,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 152,000 | $152,000 | thousands by filing date | principal |
| AGILYSYS INC | 00847J105 | COM | 10,384 | $146,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 35,619 | $143,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 124,000 | $143,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 20,486 | $142,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 28,373 | $142,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,000 | $141,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 20,522 | $135,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 17,932 | $134,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 155,157 | $133,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 36,937 | $132,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 15,688 | $121,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,869 | $117,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 37,666 | $117,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 93,000 | $113,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 37,654 | $110,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 30,054 | $103,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,391 | $101,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 13,192 | $101,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 13,346 | $99,000 | thousands by filing date | |
| CLIFFS NAT RES INC | 18683K952 | OPTION | 6,500 | $98,000 | thousands by filing date | put |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 105,431 | $96,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 17,778 | $87,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,754 | $80,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 75,000 | $79,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,195 | $78,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 34,638 | $76,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 19,655 | $75,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,791 | $73,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 19,264 | $71,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 23,021 | $70,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 40,611 | $67,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,375 | $66,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 224,623 | $66,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 36,704 | $66,000 | thousands by filing date | |
| WESTN DIGITAL CORP | 958102956 | OPTION | 700 | $65,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,957 | $64,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 53,500 | $57,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 44,059 | $57,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 18,769 | $57,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 34,085 | $56,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 15,525 | $52,000 | thousands by filing date | |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 27,142 | $52,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 13,437 | $50,000 | thousands by filing date | |
| MCDONALD'S CORP | 580135952 | OPTION | 500 | $50,000 | thousands by filing date | put |
| CAMAC ENERGY INC | 131745101 | COM | 67,913 | $48,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 18,100 | $46,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 92,750 | $45,000 | thousands by filing date | principal |
| ANADIGICS INC | 032515108 | COM | 55,112 | $45,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 29,557 | $45,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 16,000 | $44,000 | thousands by filing date | |
| YAHOO! INC | 984332906 | COM | 1,200 | $42,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S954 | OPTION | 1,000 | $42,000 | thousands by filing date | put |
| APPLOVIN CORP CLASS A | 023850100 | COM | 45,981 | $41,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,055 | $41,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 40,000 | $40,000 | thousands by filing date | principal |
| CISCO SYSTEMS | 17275R904 | OPTION | 1,600 | $40,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 11,847 | $34,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,807 | $32,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 18,547 | $32,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 24,000 | $31,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R116 | W | 22,000 | $30,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 13,387 | $28,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $26,000 | thousands by filing date | principal |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 19,410 | $26,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 10,259 | $26,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 25,000 | $25,000 | thousands by filing date | principal |
| OCLARO INC | 67555N206 | COM | 11,149 | $25,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 71,270 | $23,000 | thousands by filing date | principal |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 17,000 | $23,000 | thousands by filing date | principal |
| IMRIS INC | 45322N105 | COM | 19,700 | $22,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 17,000 | $19,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 16,000 | $17,000 | thousands by filing date | principal |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 534,978 | $16,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,388 | $16,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 13,000 | $15,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826T108 | COM | 177,226 | $15,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 13,000 | $13,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 13,000 | $12,000 | thousands by filing date | principal |
| POWERSHARES QQQ TRUST | 73935A906 | OPTION | 100 | $9,000 | thousands by filing date | call |
| MICROSOFT CORP | 594918906 | OPTION | 200 | $8,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 85,548 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000425 | this filing | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000437 | base | 2014-09-03 | acceptance time not in the bulk data set |