13F-HR/A filed by PRINCIPAL SECURITIES, INC.
PRINCIPAL SECURITIES, INC. filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2024-05-10, with 3,215 holding rows worth $2,684,829,436.
- Accession
- 0000012600-24-000004
- Filer
- CIK 12600
- Filed
- 2024-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, amendment of type restatement, 3,215 entries on the cover page, a total value of $2,684,829,436 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,684,829,436 with VALUE read as dollars as filed, 13F file number 028-23623. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROGERS CORP COM | 775133101 | Stock | 6 | $792 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 24 | $791 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 37 | $787 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34 | $785 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 42 | $781 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 9 | $770 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 18 | $756 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 401 | $750 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 14 | $748 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 37 | $747 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 42 | $746 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 25 | $743 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 33 | $743 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 19 | $740 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 16 | $737 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 105 | $728 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 25 | $723 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 59 | $722 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 17 | $719 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 200 | $716 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 76 | $670 | dollars as filed | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 230 | $662 | dollars as filed | |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 75 | $661 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 74 | $659 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 12 | $656 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 10 | $649 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 5 | $646 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 197 | $640 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 95 | $638 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 16 | $634 | dollars as filed | |
| KBHOME | 48666K109 | COM | 10 | $625 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 12 | $625 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 73 | $618 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 24 | $618 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 10 | $616 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 64 | $612 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10 | $608 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 260 | $606 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 179 | $598 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 16 | $597 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 57 | $590 | dollars as filed | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 7 | $588 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 25 | $585 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 25 | $579 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 347 | $555 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 8 | $554 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 316 | $553 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 18 | $547 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 18 | $544 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3 | $526 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 250 | $525 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 250 | $523 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 26 | $517 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15 | $512 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 37 | $511 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 9 | $510 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 39 | $509 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 26 | $507 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 143 | $505 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 13 | $504 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 6 | $503 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 36 | $502 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 500 | $498 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 19 | $497 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 16 | $492 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 100 | $488 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 3 | $486 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 32 | $478 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 11 | $478 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 33 | $477 | dollars as filed | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4 | $468 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 50 | $467 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 16 | $466 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 41 | $455 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 41 | $449 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 24 | $443 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 11 | $442 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 50 | $438 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 7 | $436 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 200 | $432 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6 | $428 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 75 | $428 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 9 | $422 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 29 | $421 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 39 | $421 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 64 | $419 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 11 | $411 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9 | $410 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 45 | $405 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 25 | $405 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 12 | $401 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 15 | $400 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 10 | $395 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 91 | $377 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 55 | $376 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A408 | COMMO STRAT ETF | 18 | $372 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 50 | $362 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 31 | $360 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 58 | $358 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 15 | $349 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 27 | $339 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 26 | $338 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 11 | $333 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 84 | $329 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 124 | $326 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10 | $324 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 53 | $322 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 19 | $321 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 34 | $318 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 8 | $317 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 613 | $313 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 14 | $308 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 27 | $307 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 4 | $295 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 60 | $294 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 7 | $290 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 126 | $284 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 12 | $283 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 40 | $278 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 114 | $277 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 18 | $276 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 450 | $275 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 32 | $271 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 22 | $270 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 9 | $270 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 17 | $259 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3 | $254 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 398 | $249 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 13 | $246 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 41 | $244 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 20 | $243 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 11 | $241 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4 | $241 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3 | $239 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 405 | $237 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 270 | $236 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 17 | $235 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 6 | $232 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 5 | $230 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 86 | $230 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26 | $224 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10 | $223 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 20 | $221 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 68 | $220 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 68 | $216 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 23 | $210 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 16 | $202 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 5 | $199 | dollars as filed | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 100 | $194 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 22 | $181 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28 | $172 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8 | $171 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 33 | $169 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 34 | $164 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 24 | $160 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 4 | $159 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 5 | $159 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 2 | $158 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 32 | $155 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 27 | $147 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 18 | $143 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 7 | $143 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 12 | $143 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 15 | $143 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 17 | $143 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 14 | $139 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 2 | $139 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 6 | $138 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 4 | $137 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 5 | $137 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 28 | $135 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 11 | $135 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 9 | $134 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10 | $133 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 32 | $126 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 68 | $125 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 150 | $125 | dollars as filed | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 33 | $124 | dollars as filed | |
| Atour Lifestyle Holding | 04965M106 | COM | 7 | $122 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 44 | $121 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 22 | $120 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 2 | $117 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 9 | $116 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 33 | $112 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 4 | $111 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 6 | $107 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 534 | $99 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 7 | $89 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 133 | $89 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22 | $86 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1 | $83 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3 | $82 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 98 | $73 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 27 | $66 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 3 | $64 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 5 | $55 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 79 | $43 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1 | $35 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13 | $35 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3 | $34 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 1 | $30 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 1 | $30 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 1 | $28 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188101 | COM CL A | 1 | $18 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 7 | $16 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 1 | $12 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2 | $9 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 1 | $7 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 70 | $7 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,984 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BONDBLOXX ETF TRUST | 09789C820 | BLOOMBERG SEVEN | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVANCED MICRO DEVICES INC | 6875679UQ | Call | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000012600-24-000002 | superseded | 2024-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000012600-24-000004 | this filing | 2024-05-10 | acceptance time not in the bulk data set |