13F-HR filed by BOKF, NA
BOKF, NA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 901 holding rows worth $4,151,951,000.
- Accession
- 0000009634-19-000007
- Filer
- CIK 9634
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,673 entries on the cover page, a total value of $4,151,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,151,951,000 with VALUE read as thousands by filing date, 13F file number 028-00305. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 9,843 | $963,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,314 | $962,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,128 | $959,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 21,862 | $959,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,479 | $957,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,138 | $956,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 19,769 | $955,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 25,789 | $955,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 39,345 | $955,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 20,238 | $954,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 4,561 | $953,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 35,392 | $941,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,881 | $941,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 11,057 | $938,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 33,334 | $934,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 22,610 | $930,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 7,703 | $928,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 20,271 | $921,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 24,376 | $916,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 17,007 | $912,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,365 | $910,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 12,412 | $910,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,760 | $902,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 13,780 | $901,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 35,174 | $900,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 56,204 | $900,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 10,473 | $899,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,599 | $894,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,911 | $889,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,712 | $886,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 31,367 | $869,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 42,568 | $868,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,974 | $867,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,851 | $865,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 18,578 | $863,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 14,763 | $859,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 7,789 | $854,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,138 | $843,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 20,234 | $843,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 10,382 | $842,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 7,426 | $836,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 18,080 | $836,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 9,681 | $832,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 21,024 | $831,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 61,000 | $830,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,544 | $827,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 21,299 | $825,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 36,359 | $824,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 40,008 | $812,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,016 | $810,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 17,896 | $807,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,160 | $800,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,027 | $800,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,560 | $799,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 5,524 | $798,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 23,929 | $798,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 29,821 | $794,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 9,254 | $791,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 39,746 | $791,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 10,778 | $790,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,334 | $789,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 62,719 | $787,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,183 | $784,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,350 | $780,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 48,069 | $778,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 34,770 | $778,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 4,357 | $775,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 9,576 | $772,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,972 | $771,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 8,297 | $771,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 18,983 | $768,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 15,625 | $763,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 24,175 | $763,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,379 | $760,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 7,895 | $757,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 22,074 | $756,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 12,833 | $752,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,952 | $751,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 31,604 | $741,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 40,135 | $736,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 57,606 | $736,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,819 | $735,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 13,973 | $725,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 226,234 | $724,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 16,000 | $719,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 13,353 | $716,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,935 | $716,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 23,425 | $706,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 24,086 | $701,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,340 | $695,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 53,000 | $682,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 26,425 | $677,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,683 | $675,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,215 | $673,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10,071 | $673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 24,522 | $671,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 15,116 | $670,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 48,245 | $670,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 11,807 | $669,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 14,488 | $668,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,272 | $661,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 9,479 | $659,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,992 | $658,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 12,168 | $657,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 82,452 | $654,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,342 | $649,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 23,235 | $649,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,970 | $649,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 27,927 | $648,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,477 | $646,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,508 | $644,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 45,053 | $643,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 13,147 | $636,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 103,243 | $633,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,624 | $627,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,580 | $620,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,802 | $618,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 31,140 | $615,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 10,892 | $614,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 10,069 | $613,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 37,899 | $610,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 11,269 | $607,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 11,037 | $606,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,919 | $604,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,844 | $602,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 5,087 | $599,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 37,603 | $598,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,867 | $597,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 13,946 | $597,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,581 | $595,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 31,805 | $591,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 16,058 | $590,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 18,050 | $590,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,189 | $583,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,985 | $582,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 13,219 | $581,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,432 | $579,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,330 | $576,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 19,404 | $574,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 10,650 | $572,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,022 | $570,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,990 | $566,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 854 | $566,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 24,370 | $565,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 16,802 | $565,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 13,420 | $564,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 40,273 | $562,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,807 | $561,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,717 | $561,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,076 | $560,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,593 | $559,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 12,473 | $559,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,568 | $558,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,114 | $550,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,906 | $550,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 18,967 | $548,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 27,957 | $545,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,427 | $542,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 17,114 | $540,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,302 | $532,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 10,800 | $532,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,547 | $532,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 43,079 | $529,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,769 | $524,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 6,156 | $522,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,199 | $521,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,793 | $521,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,780 | $519,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,108 | $518,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 9,776 | $514,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 8,861 | $513,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,648 | $511,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,636 | $505,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,014 | $505,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,188 | $505,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 14,741 | $503,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 26,625 | $500,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 10,053 | $500,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,364 | $499,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 8,367 | $495,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,142 | $494,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 20,444 | $491,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 13,969 | $487,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 26,407 | $486,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,112 | $485,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,943 | $478,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,607 | $477,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,068 | $475,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,178 | $473,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,777 | $472,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 22,250 | $471,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,718 | $471,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 16,668 | $470,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 37,000 | $467,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 8,942 | $462,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 21,103 | $458,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 16,542 | $456,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 12,499 | $454,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 30,000 | $450,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 10,338 | $450,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 32,023 | $446,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 14,839 | $445,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 8,191 | $444,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,776 | $444,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,783 | $443,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,908 | $440,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,797 | $440,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,534 | $435,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,079 | $432,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,568 | $432,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,394 | $432,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,144 | $429,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,935 | $428,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 17,945 | $424,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,472 | $419,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,746 | $419,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 5,723 | $416,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 39,400 | $416,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,448 | $415,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,077 | $414,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,211 | $410,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,246 | $408,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,579 | $403,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,209 | $402,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 11,214 | $402,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 21,538 | $397,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,913 | $395,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 8,860 | $393,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 10,468 | $391,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,676 | $390,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 9,355 | $390,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 13,861 | $388,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 43,535 | $384,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,761 | $382,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,985 | $380,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,468 | $377,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,648 | $374,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,998 | $372,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,604 | $372,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,389 | $370,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 31,077 | $370,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 6,938 | $369,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 6,360 | $368,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,504 | $368,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,447 | $367,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,733 | $361,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 875 | $360,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,893 | $358,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,844 | $356,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 13,278 | $356,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 18,840 | $355,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,544 | $354,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,842 | $351,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 14,215 | $350,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,471 | $347,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 11,237 | $345,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 22,897 | $344,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,896 | $342,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,258 | $341,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 58,478 | $341,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,486 | $338,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 15,275 | $337,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,616 | $337,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,129 | $336,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,722 | $336,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 22,138 | $333,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 31,283 | $332,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,497 | $330,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,325 | $327,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 22,439 | $326,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,970 | $325,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 561 | $323,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,249 | $323,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,336 | $321,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,773 | $314,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 24,000 | $311,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 9,530 | $305,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 12,940 | $305,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,199 | $304,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,811 | $304,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,113 | $300,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,448 | $300,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,356 | $300,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 8,349 | $296,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,731 | $295,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,384 | $291,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,574 | $291,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,355 | $290,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 29,527 | $289,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,289 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,420 | $286,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,523 | $285,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,054 | $284,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,669 | $284,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 4,845 | $283,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,100 | $281,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,444 | $279,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 5,506 | $278,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,998 | $277,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 10,210 | $277,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,082 | $276,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 850 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,332 | $268,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,275 | $267,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 17,375 | $267,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,463 | $266,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,742 | $265,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,200 | $263,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,000 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,262 | $258,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,020 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,716 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,161 | $255,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,066 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,538 | $253,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 10,444 | $251,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 9,000 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,936 | $246,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,733 | $245,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,377 | $245,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,897 | $244,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 46,794 | $243,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,654 | $242,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,212 | $242,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,568 | $241,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,978 | $241,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,578 | $236,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,444 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,591 | $235,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,123 | $233,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,725 | $233,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,913 | $233,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 866 | $228,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,175 | $228,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,608 | $228,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,971 | $228,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 7,717 | $227,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 4,600 | $227,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,098 | $224,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,785 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,225 | $221,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,656 | $220,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,318 | $218,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 8,438 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,450 | $217,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 64,291 | $217,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,066 | $215,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,550 | $213,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,271 | $209,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,690 | $207,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,920 | $207,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,099 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,325 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,785 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,116 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 10,630 | $202,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 10,000 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,966 | $200,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,000 | $198,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,549 | $188,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,847 | $187,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 35,260 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,540 | $184,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,683 | $183,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 16,666 | $174,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,000 | $174,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 14,186 | $169,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,972 | $167,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,775 | $163,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 34,908 | $161,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 18,156 | $161,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 12,865 | $157,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,290 | $153,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 17,752 | $150,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,590 | $149,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,088 | $147,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,604 | $145,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,753 | $135,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 13,159 | $128,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,234 | $128,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 11,186 | $124,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,512 | $122,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,885 | $115,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,530 | $112,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,000 | $112,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,585 | $106,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,610 | $101,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,207 | $95,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,702 | $79,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,978 | $78,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,741 | $68,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,777 | $59,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,466 | $53,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 32,520 | $46,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,688 | $44,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,000 | $43,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,804 | $33,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,900 | $24,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 30,000 | $19,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,000 | $4,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 10,105 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009634-19-000007 | this filing | 2019-11-13 | acceptance time not in the bulk data set |