13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 702 holding rows worth $9,233,212,000.
- Accession
- 0000009631-20-000032
- Filer
- CIK 1335644
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 702 entries on the cover page, a total value of $9,233,212,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,233,212,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 12,469 | $495,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,678 | $493,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,412 | $488,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 505 | $488,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 9,950 | $482,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 9,165 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,025 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,117 | $481,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 28,186 | $480,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,205 | $476,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,724 | $473,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 9,067 | $473,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,624 | $470,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 9,613 | $470,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,140 | $467,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,024 | $465,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 41,734 | $462,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 28,413 | $462,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,593 | $459,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,455 | $459,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 8,663 | $458,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,987 | $456,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,977 | $456,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 6,915 | $448,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,895 | $446,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,202 | $445,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,212 | $445,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,528 | $445,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,700 | $444,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,865 | $444,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,496 | $440,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,820 | $438,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,561 | $436,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 52,819 | $431,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,844 | $424,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,018 | $421,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 7,970 | $421,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,068 | $420,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,871 | $419,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 94,240 | $418,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 13,046 | $415,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,674 | $409,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,895 | $407,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,236 | $407,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,442 | $407,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,694 | $406,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 5,668 | $401,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 11,230 | $398,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 10,248 | $397,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 6,737 | $396,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 39,343 | $395,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,541 | $395,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,542 | $393,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 6,566 | $390,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,663 | $385,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,747 | $382,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,524 | $381,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,694 | $379,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,176 | $376,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,831 | $375,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,432 | $374,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,360 | $374,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,359 | $372,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,982 | $366,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 7,286 | $364,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,126 | $363,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,065 | $357,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 28,805 | $352,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,412 | $346,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 16,271 | $343,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,414 | $342,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,230 | $341,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,032 | $340,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 3,326 | $334,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,228 | $330,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 7,589 | $329,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,934 | $328,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,258 | $326,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,863 | $323,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 8,065 | $323,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 11,289 | $311,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 777 | $307,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 72,340 | $306,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,687 | $305,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 35,925 | $305,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,328 | $304,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 18,539 | $302,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,544 | $301,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,952 | $293,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,639 | $293,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 232 | $289,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,058 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,593 | $276,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,921 | $276,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,253 | $275,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 820 | $273,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,786 | $273,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 13,523 | $266,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,799 | $265,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,268 | $264,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 16,838 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 14,078 | $261,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,378 | $260,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5,520 | $258,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,759 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,458 | $254,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,033 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 4,245 | $252,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,344 | $249,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,929 | $248,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,265 | $247,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,970 | $246,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,683 | $246,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 5,430 | $243,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,062 | $241,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 16,996 | $241,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 736 | $240,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,899 | $240,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 48,007 | $240,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 15,530 | $239,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,328 | $239,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 73,538 | $239,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,541 | $238,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 58 | $237,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,476 | $237,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 789 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,242 | $235,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 498 | $234,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 7,293 | $233,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,640 | $232,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,928 | $232,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 21,395 | $230,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 5,412 | $230,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,267 | $227,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,476 | $227,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,312 | $224,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,388 | $222,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,982 | $220,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 3,935 | $219,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,059 | $217,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,556 | $216,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,436 | $216,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,789 | $215,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 9,300 | $214,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,701 | $213,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,097 | $210,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,162 | $210,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 403 | $209,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,134 | $209,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,909 | $209,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,607 | $205,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,310 | $203,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,491 | $203,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,585 | $203,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,718 | $203,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 3,450 | $203,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 7,968 | $202,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,877 | $201,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,154 | $200,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 30,634 | $174,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 93,011 | $173,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 38,739 | $172,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 15,519 | $169,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 14,384 | $168,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,522 | $139,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 18,915 | $136,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 13,742 | $130,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,881 | $128,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,227 | $126,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 46,212 | $122,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,490 | $122,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,542 | $113,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,133 | $110,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 303,460 | $107,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 102,031 | $107,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 15,036 | $83,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,017 | $78,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 16,146 | $75,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 20,278 | $73,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 11,060 | $72,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,145 | $70,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,575 | $61,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 90,185 | $59,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 228,884 | $55,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,566 | $51,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,055 | $44,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 64,063 | $41,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,821 | $37,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 90,999 | $37,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,919 | $35,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,579 | $33,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 18,235 | $31,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 33,098 | $31,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 14,458 | $30,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,149 | $26,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,317 | $26,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 18,797 | $25,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 13,690 | $13,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 13,042 | $11,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,075 | $10,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 23,262 | $9,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,085 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-20-000032 | this filing | 2020-11-12 | acceptance time not in the bulk data set |