13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 909 holding rows worth $41,114,073,000.
- Accession
- 0000009631-20-000011
- Filer
- CIK 9631
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 1,444 entries on the cover page, a total value of $41,114,073,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,114,073,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerJarislowsky, Fraser Ltd028-06075
- reports for this filerMD Financial Management Inc.028-18242
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerProfuturo AFP S.A.028-16220
- included managerTangerine Investment Management Inc.028-16219
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat028-18067
- included managerSCOTIA CAPITAL (USA) INC028-17829
- included managerBNS INVESTMENTS INC.028-11472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 86,471 | $5,664,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 33,457 | $5,660,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 29,246 | $5,635,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 206,429 | $5,629,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 66,103 | $5,623,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 261,821 | $5,606,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 42,517 | $5,551,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 199,800 | $5,463,000 | thousands by filing date | |
| RH | 74967X103 | COM | 25,431 | $5,430,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 22,521 | $5,427,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 279,406 | $5,407,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 38,194 | $5,351,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 35,179 | $5,253,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 56,148 | $5,246,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 56,437 | $5,220,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 70,721 | $5,207,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 139,438 | $5,166,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 129,529 | $5,159,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 81,517 | $5,125,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 36,806 | $5,091,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 42,447 | $5,082,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 53,429 | $5,048,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 96,389 | $5,032,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 50,136 | $5,023,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 162,638 | $4,941,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 148,402 | $4,924,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 152,180 | $4,877,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 312,500 | $4,861,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 85,793 | $4,846,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 44,943 | $4,730,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 68,370 | $4,725,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 27,449 | $4,659,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 80,620 | $4,655,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 78,426 | $4,638,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 52,345 | $4,589,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 54,000 | $4,576,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 17,745 | $4,568,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 65,621 | $4,530,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 138,280 | $4,519,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 206,000 | $4,489,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 80,600 | $4,462,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 3,680,000 | $4,427,000 | thousands by filing date | principal |
| TEXTRON INC COM | 883203101 | Stock | 98,832 | $4,402,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 14,890 | $4,380,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 25,573 | $4,340,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 45,402 | $4,312,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 35,153 | $4,249,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 68,626 | $4,236,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 82,883 | $4,213,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 26,581 | $4,188,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 263,033 | $4,171,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 60,173 | $4,161,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 40,738 | $4,143,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 38,551 | $4,095,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 13,604 | $4,093,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 28,725 | $4,079,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 126,631 | $4,068,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 26,454 | $4,062,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 50,127 | $4,062,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 91,995 | $4,013,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 101,168 | $3,994,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 2,782,390 | $3,992,000 | thousands by filing date | principal |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 35,892 | $3,989,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 44,170 | $3,970,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 38,655 | $3,968,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 77,832 | $3,966,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 180,796 | $3,945,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 130,335 | $3,936,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 66,030 | $3,924,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 27,206 | $3,918,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 14,022 | $3,913,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 125,400 | $3,897,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 23,880 | $3,858,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 50,000 | $3,827,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 126,000 | $3,767,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 108,126 | $3,727,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 45,574 | $3,635,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 335,377 | $3,635,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 240,844 | $3,632,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 47,743 | $3,613,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 40,266 | $3,603,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 121,248 | $3,571,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 62,873 | $3,557,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 56,598 | $3,557,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 54,207 | $3,549,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 33,314 | $3,519,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 45,490 | $3,514,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 30,276 | $3,489,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 25,216 | $3,476,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 37,300 | $3,472,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 47,053 | $3,453,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 65,647 | $3,440,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 61,618 | $3,438,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 55,174 | $3,381,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 31,261 | $3,348,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 2,175,000 | $3,329,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 24,000 | $3,299,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 140,742 | $3,252,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 29,924 | $3,196,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 36,940 | $3,190,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 103,251 | $3,178,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 74,100 | $3,174,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 25,659 | $3,170,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 82,019 | $3,168,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,671 | $3,166,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 50,000 | $3,148,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 23,797 | $3,138,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 22,981 | $3,135,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 28,143 | $3,121,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 174,823 | $3,117,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 86,200 | $3,095,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 29,410 | $3,062,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 28,983 | $3,061,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 72,513 | $3,023,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,500 | $2,994,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 47,758 | $2,973,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 37,383 | $2,946,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 57,792 | $2,938,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 85,100 | $2,914,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 653,532 | $2,914,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 31,461 | $2,912,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 64,469 | $2,909,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 77,000 | $2,899,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 33,400 | $2,873,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 248,073 | $2,873,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 61,369 | $2,866,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 32,726 | $2,849,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 182,460 | $2,848,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 50,262 | $2,844,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 19,000 | $2,836,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 48,409 | $2,823,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 24,234 | $2,817,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 51,222 | $2,803,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 72,630 | $2,771,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 32,000 | $2,740,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 106,580 | $2,732,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 41,173 | $2,698,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 76,658 | $2,658,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 49,387 | $2,592,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 260,000 | $2,582,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 38,100 | $2,575,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 17,457 | $2,543,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 9,323 | $2,535,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 13,261 | $2,517,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 27,691 | $2,488,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 56,911 | $2,469,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 250,000 | $2,460,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 16,739 | $2,401,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 27,448 | $2,354,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 144,523 | $2,346,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 64,610 | $2,342,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 15,009 | $2,313,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 42,060 | $2,313,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 19,745 | $2,306,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17,564 | $2,298,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 15,398 | $2,271,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 85,750 | $2,246,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 41,500 | $2,243,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 21,455 | $2,219,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 34,916 | $2,203,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 24,640 | $2,197,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 68,786 | $2,192,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 19,564 | $2,191,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 78,599 | $2,189,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 30,120 | $2,161,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 10,532 | $2,154,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 44,451 | $2,148,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 32,264 | $2,146,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 70,403 | $2,146,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 140,000 | $2,107,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 101,374 | $2,100,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 883,500 | $2,100,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 89,750 | $2,091,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 57,997 | $2,071,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 90,042 | $2,071,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 60,220 | $2,065,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 74,000 | $2,056,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 57,315 | $2,054,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 109,802 | $2,036,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,704 | $2,022,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 30,059 | $2,006,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 14,438 | $2,005,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 12,788 | $1,991,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 12,500 | $1,967,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 903,805 | $1,942,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 136,300 | $1,934,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 11,240 | $1,904,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 14,719 | $1,895,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 111,928 | $1,892,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 35,000 | $1,877,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,850,000 | $1,876,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 35,691 | $1,853,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 19,243 | $1,810,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 55,200 | $1,806,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 36,000 | $1,751,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 68,052 | $1,742,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 35,191 | $1,739,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 69,452 | $1,739,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 9,528 | $1,712,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 32,700 | $1,690,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 24,912 | $1,688,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,217 | $1,682,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 12,805 | $1,678,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 28,934 | $1,673,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 57,922 | $1,661,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 49,283 | $1,660,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 229,583 | $1,635,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 84,228 | $1,619,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 65,551 | $1,609,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 761,000 | $1,605,000 | thousands by filing date | principal |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 130,000 | $1,577,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 21,542 | $1,573,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 71,526 | $1,548,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 182,539 | $1,539,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 30,000 | $1,537,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,128 | $1,518,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,011,000 | $1,461,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 23,835 | $1,453,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,429 | $1,439,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 18,849 | $1,409,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 59,622 | $1,400,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 123,238 | $1,399,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 45,612 | $1,394,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 14,533 | $1,393,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,378 | $1,388,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,626 | $1,380,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 28,873 | $1,379,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 39,722 | $1,365,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 15,750 | $1,313,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 10,705 | $1,284,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,382 | $1,268,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 19,700 | $1,174,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 100,000 | $1,168,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 17,100 | $1,168,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 1,121,338 | $1,165,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 88,278 | $1,159,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 22,813 | $1,154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 24,197 | $1,150,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 24,072 | $1,147,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 9,644 | $1,115,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 78,419 | $1,109,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 26,765 | $1,095,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 24,500 | $1,094,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,838 | $1,084,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 34,847 | $1,073,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 22,600 | $1,062,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 9,800 | $1,059,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 17,600 | $1,045,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25,637 | $1,044,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 377,000 | $1,034,000 | thousands by filing date | principal |
| V F CORP COM | 918204108 | Stock | 10,361 | $1,033,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 21,218 | $1,027,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,700 | $985,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 12,380 | $979,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 21,017 | $959,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 22,980 | $929,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 54,269 | $923,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 35,006 | $909,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 27,774 | $909,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,807 | $905,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 13,879 | $901,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,695 | $852,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,519 | $840,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 36,400 | $824,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 17,620 | $817,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 13,700 | $814,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 681 | $811,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 54,457 | $809,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 91,800 | $792,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 840,000 | $783,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,428 | $782,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 539,324 | $777,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 50,500 | $750,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,589 | $725,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,414 | $723,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 34,710 | $714,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 405,000 | $702,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,693 | $701,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 18,704 | $696,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,532 | $690,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 42,594 | $686,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 18,199 | $677,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 30,249 | $677,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 26,822 | $667,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 30,573 | $665,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,972 | $663,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 37,471 | $662,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 34,173 | $655,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 15,409 | $653,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 19,666 | $651,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 14,220 | $646,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 80,552 | $616,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 18,000 | $610,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 691 | $578,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,895 | $561,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,825 | $560,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,423 | $555,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 680 | $539,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,820 | $533,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 22,045 | $533,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,300 | $502,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 871 | $498,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,853 | $494,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 9,927 | $494,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,567 | $488,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 12,000 | $487,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,183 | $480,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 13,644 | $467,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 6,571 | $465,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 13,742 | $459,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 6,480 | $446,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 19,625 | $444,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10,286 | $443,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,550 | $442,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,518 | $441,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 8,497 | $440,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,354 | $435,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,279 | $433,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 10,000 | $423,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 13,314 | $416,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,389 | $408,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,206 | $405,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,557 | $398,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,019 | $386,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 274,732 | $383,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,836 | $379,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 99 | $377,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,921 | $377,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 2,450 | $373,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,771 | $371,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,699 | $369,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 17,362 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,100 | $363,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,430 | $359,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 16,070 | $355,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 38,035 | $351,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 23,825 | $348,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 19,664 | $348,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 19,514 | $345,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,513 | $343,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,549 | $341,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,420 | $341,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $340,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 11,233 | $340,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,311 | $337,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 10,079 | $336,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,210 | $335,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,467 | $335,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,044 | $334,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,673 | $333,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,990 | $330,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 20,045 | $326,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 13,402 | $326,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,612 | $325,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 27,003 | $325,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,740 | $324,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,019 | $323,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,000 | $320,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 9,695 | $316,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 19,784 | $316,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 21,302 | $309,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,513 | $308,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 10,272 | $305,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,115 | $302,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,119 | $294,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,800 | $289,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 14,270 | $287,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 29,984 | $282,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 19,305 | $274,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 90,000 | $271,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,000 | $270,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,163 | $269,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,983 | $269,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 7,997 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,169 | $261,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 12,023 | $258,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,000 | $257,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,187 | $256,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,902 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,896 | $252,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,362 | $250,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,500 | $249,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,000 | $245,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 20,661 | $241,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,950 | $240,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 24,003 | $235,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,533 | $231,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,182 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,720 | $230,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,141 | $225,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 4,350 | $225,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,343 | $222,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,900 | $222,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,956 | $220,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,183 | $219,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,688 | $215,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,314 | $213,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,226 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,400 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,000 | $208,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 3,998 | $204,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 2,500 | $200,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,500 | $200,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,200 | $199,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,024 | $184,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 155,000 | $158,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 30,175 | $113,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 48,249 | $112,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,631 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-20-000011 | this filing | 2020-02-13 | acceptance time not in the bulk data set |