13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 890 holding rows worth $33,722,340,000.
- Accession
- 0000009631-19-000038
- Filer
- CIK 9631
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 1,421 entries on the cover page, a total value of $33,722,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,722,340,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerJarislowsky, Fraser Ltd028-06075
- reports for this filerMD Financial Management Inc.028-18242
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerProfuturo AFP S.A.028-16220
- included managerTangerine Investment Management Inc.028-16219
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat028-18067
- included managerSCOTIA CAPITAL (USA) INC028-17829
- included managerBNS INVESTMENTS INC.028-11472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 87,148 | $4,820,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 214,125 | $4,745,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 349,962 | $4,609,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 36,685 | $4,557,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 76,187 | $4,510,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 44,979 | $4,405,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 108,821 | $4,404,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 13,374 | $4,369,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 20,522 | $4,346,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 56,101 | $4,331,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 56,435 | $4,328,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 214,909 | $4,313,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 91,149 | $4,284,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,368 | $4,282,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 125,296 | $4,271,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 26,958 | $4,259,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 20,957 | $4,227,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 320,015 | $4,205,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 339,644 | $4,167,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 55,982 | $4,156,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 149,851 | $4,151,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 3,672,000 | $4,124,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 37,553 | $4,079,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 148,776 | $4,073,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 26,858 | $4,062,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 43,313 | $4,042,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 69,077 | $4,021,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 44,166 | $4,016,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 264,317 | $4,010,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 138,808 | $3,981,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 3,808,000 | $3,979,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 26,992 | $3,971,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 26,138 | $3,970,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 62,547 | $3,958,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 71,500 | $3,953,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 37,242 | $3,951,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 261,453 | $3,917,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 408,599 | $3,912,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 29,672 | $3,847,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 17,193 | $3,806,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 63,995 | $3,792,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 17,402 | $3,789,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 58,636 | $3,750,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 38,178 | $3,713,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 35,000 | $3,702,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 88,689 | $3,701,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 31,653 | $3,693,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 89,813 | $3,689,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 206,121 | $3,677,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 34,001 | $3,667,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 68,197 | $3,615,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 23,378 | $3,601,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 82,782 | $3,581,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 81,736 | $3,573,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 69,900 | $3,565,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 99,899 | $3,559,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 809,603 | $3,554,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 45,313 | $3,548,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 71,447 | $3,548,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 59,130 | $3,526,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 12,761 | $3,498,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 39,052 | $3,498,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 124,964 | $3,491,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 4,945 | $3,483,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 50,400 | $3,468,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 80,598 | $3,448,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 179,613 | $3,436,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 44,967 | $3,404,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 94,353 | $3,375,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 11,096 | $3,368,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 49,628 | $3,303,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 82,850 | $3,298,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 20,284 | $3,269,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 27,495 | $3,263,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 204,722 | $3,239,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 9,448 | $3,210,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 57,021 | $3,185,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 326,287 | $3,181,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 53,680 | $3,158,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 25,392 | $3,105,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 115,862 | $3,097,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 26,492 | $3,095,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 308,600 | $3,086,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 182,444 | $3,076,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 23,620 | $3,071,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 213,016 | $3,040,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 53,000 | $3,028,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 34,126 | $3,003,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 29,849 | $2,973,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $2,968,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 60,884 | $2,952,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11,736 | $2,942,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 36,922 | $2,940,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 54,345 | $2,939,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 15,168 | $2,938,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 683,736 | $2,913,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 17,370 | $2,905,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 26,960 | $2,886,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 23,043 | $2,867,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,011,000 | $2,858,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 22,685 | $2,843,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 130,801 | $2,841,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 24,482 | $2,788,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 98,301 | $2,778,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 54,797 | $2,767,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 34,696 | $2,750,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,678 | $2,750,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 85,114 | $2,733,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 50,292 | $2,712,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 57,641 | $2,712,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 45,924 | $2,710,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 52,592 | $2,707,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 132,524 | $2,673,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 50,000 | $2,671,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 65,975 | $2,663,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 41,070 | $2,643,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 74,476 | $2,642,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8,876 | $2,638,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 68,201 | $2,638,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 14,578 | $2,637,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 72,962 | $2,631,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 48,819 | $2,626,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 698,000 | $2,612,000 | thousands by filing date | principal |
| ARISTA NETWORKS INC | 040413106 | COM | 10,863 | $2,595,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 53,113 | $2,576,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23,292 | $2,563,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 157,020 | $2,561,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 75,035 | $2,549,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 27,704 | $2,535,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 146,506 | $2,533,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 30,764 | $2,533,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 20,572 | $2,532,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 57,762 | $2,526,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 7,607 | $2,491,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 101,095 | $2,429,000 | thousands by filing date | |
| RH | 74967X103 | COM | 14,184 | $2,423,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 45,390 | $2,420,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 24,941 | $2,407,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 23,906 | $2,375,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 12,950 | $2,361,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 26,840 | $2,353,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 36,407 | $2,353,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,405,000 | $2,353,000 | thousands by filing date | principal |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 27,720 | $2,350,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 33,661 | $2,339,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 9,236 | $2,337,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 37,169 | $2,333,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 77,637 | $2,323,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 15,418 | $2,251,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 43,341 | $2,244,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 44,282 | $2,179,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 18,259 | $2,174,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 27,004 | $2,163,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 79,973 | $2,157,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 232,865 | $2,154,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 67,520 | $2,117,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 29,042 | $2,112,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 19,426 | $2,112,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 16,000 | $2,084,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 75,858 | $2,080,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 13,090 | $2,073,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 56,516 | $2,073,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 112,120 | $2,063,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 12,772 | $2,062,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 32,093 | $2,043,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 77,910 | $2,026,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 50,910 | $2,016,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 69,200 | $2,000,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17,487 | $1,986,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 13,912 | $1,973,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 1,175,000 | $1,967,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 15,702 | $1,957,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 20,202 | $1,935,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 14,187 | $1,931,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 68,159 | $1,923,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 52,484 | $1,913,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 30,004 | $1,905,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 17,127 | $1,895,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 57,829 | $1,873,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 35,000 | $1,870,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 39,254 | $1,842,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 24,997 | $1,821,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 60,396 | $1,814,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 84,659 | $1,768,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 23,803 | $1,765,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 135,615 | $1,763,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 11,197 | $1,753,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27,000 | $1,748,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 80,301 | $1,731,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 229,839 | $1,710,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 10,103 | $1,697,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 58,381 | $1,685,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 889,000 | $1,685,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 77,039 | $1,633,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 36,439 | $1,622,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 51,177 | $1,610,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 24,633 | $1,599,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 60,646 | $1,578,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 32,405 | $1,548,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 41,433 | $1,520,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 32,703 | $1,505,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12,123 | $1,504,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,717 | $1,497,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 21,260 | $1,478,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 71,340 | $1,462,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 44,730 | $1,428,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 81,394 | $1,413,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 9,805 | $1,408,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 11,191 | $1,408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,100 | $1,360,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 20,597 | $1,359,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 31,303 | $1,341,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 30,473 | $1,339,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,427 | $1,337,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 78,875 | $1,336,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,750 | $1,325,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 25,000 | $1,313,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 24,995 | $1,302,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,705 | $1,298,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 10,705 | $1,263,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 80,658 | $1,261,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 70,794 | $1,252,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 8,858 | $1,246,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 65,865 | $1,233,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,613 | $1,232,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 14,287 | $1,168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 26,209 | $1,161,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 115,700 | $1,157,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 132,757 | $1,152,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 23,999 | $1,145,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,385 | $1,141,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 12,853 | $1,134,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 23,705 | $1,130,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 7,998 | $1,130,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21,340 | $1,129,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 73,242 | $1,122,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,444 | $1,118,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25,388 | $1,114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 23,879 | $1,077,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 72,475 | $1,069,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 76,483 | $1,065,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 22,672 | $1,059,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 25,095 | $1,053,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,000,000 | $1,006,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 27,134 | $976,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 24,420 | $958,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 15,669 | $957,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,834 | $953,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 300,000 | $945,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 24,790 | $928,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 22,570 | $924,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7,118 | $912,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 14,500 | $899,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 9,543 | $889,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,896 | $879,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 26,267 | $871,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 102,473 | $870,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 36,452 | $861,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 9,019 | $861,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 579,054 | $857,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 8,701 | $849,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 14,550 | $843,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,807 | $839,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 17,459 | $837,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6,150 | $834,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 53,475 | $831,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 24,303 | $828,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 33,238 | $816,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 36,400 | $810,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 21,111 | $802,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 40,276 | $789,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,590 | $767,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 19,092 | $765,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 24,710 | $745,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,428 | $745,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 24,053 | $739,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 8,842 | $737,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 27,262 | $726,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 18,993 | $711,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,971 | $703,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 8,900 | $701,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,403 | $695,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,589 | $693,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,901 | $670,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 37,327 | $648,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 32,297 | $644,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,872 | $643,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 7,327 | $641,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 9,224 | $629,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,533 | $624,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,693 | $622,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 18,182 | $620,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 33,591 | $609,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 19,025 | $601,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,254 | $600,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 31,410 | $588,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 22,518 | $581,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 14,729 | $577,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,550 | $554,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 29,975 | $546,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,454 | $540,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,416 | $533,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 50,714 | $533,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,780 | $518,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 20,200 | $517,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 84,880 | $494,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 7,509 | $477,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 8,265 | $472,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,896 | $471,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 853 | $470,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 9,024 | $468,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 371,200 | $464,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,820 | $450,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,849 | $437,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,150 | $432,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,562 | $426,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,941 | $420,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 13,644 | $419,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,756 | $411,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 93,995 | $407,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,912 | $405,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 19,010 | $404,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,867 | $397,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 6,954 | $397,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 6,466 | $395,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,567 | $378,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 17,000 | $377,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,187 | $376,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,498 | $357,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,807 | $356,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,812 | $345,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,771 | $343,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 17,367 | $339,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,893 | $337,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,019 | $334,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,540 | $332,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,845 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,000 | $326,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 14,015 | $325,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,210 | $322,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 276,316 | $315,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $311,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,549 | $304,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 21,266 | $304,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,467 | $302,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 12,023 | $290,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,983 | $287,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 14,270 | $282,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,000 | $276,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,612 | $271,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,673 | $269,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,741 | $267,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,115 | $265,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 20,661 | $264,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,836 | $263,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,863 | $261,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 8,923 | $261,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,000 | $250,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,995 | $247,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,163 | $246,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 27,449 | $245,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,290 | $244,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 8,105 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,896 | $240,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,255 | $239,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,810 | $236,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,130 | $234,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,000 | $233,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,517 | $231,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 4,350 | $227,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,226 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,169 | $216,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,050 | $214,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,902 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,376 | $207,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,629 | $203,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 9,778 | $203,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 50,000 | $182,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 25,803 | $178,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 15,000 | $167,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 155,000 | $162,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,136 | $160,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,798 | $123,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 11,998 | $120,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 30,175 | $110,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 13,735 | $103,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,521 | $70,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 14,127 | $51,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,932 | $45,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 13,319 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-19-000038 | this filing | 2019-11-14 | acceptance time not in the bulk data set |