13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 726 holding rows worth $8,486,500,000.
- Accession
- 0000009631-19-000037
- Filer
- CIK 1335644
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 726 entries on the cover page, a total value of $8,486,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,486,500,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Applied Materials,Inc. | 038222105 | COM | 10,716 | $535,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 127,635 | $535,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,123 | $532,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,551 | $530,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,428 | $528,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 10,430 | $525,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,107 | $523,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,553 | $522,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 8,815 | $520,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,661 | $514,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 19,169 | $512,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 39,849 | $512,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 21,599 | $511,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,314 | $509,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,237 | $509,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,190 | $505,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,602 | $504,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,588 | $502,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,847 | $499,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 31,965 | $498,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,983 | $497,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,638 | $497,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,534 | $496,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,216 | $495,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 5,600 | $491,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,429 | $480,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,880 | $477,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 12,850 | $477,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,624 | $473,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 25,898 | $473,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,623 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,047 | $472,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 51,630 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,650 | $460,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,161 | $458,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,077 | $458,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 16,389 | $455,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,784 | $453,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,992 | $449,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,508 | $449,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 38,224 | $449,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,465 | $444,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,967 | $444,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 10,173 | $443,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 9,682 | $443,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,250 | $440,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,404 | $434,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,912 | $433,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 10,798 | $430,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,621 | $428,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 15,577 | $426,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,386 | $417,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,779 | $412,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,569 | $412,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 8,109 | $409,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 6,536 | $407,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,011 | $403,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,924 | $399,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,955 | $397,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7,654 | $397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 11,008 | $392,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,489 | $391,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,501 | $381,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,447 | $379,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 20,060 | $378,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,125 | $373,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 14,656 | $373,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,874 | $373,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,725 | $367,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 4,206 | $361,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 24,000 | $361,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 6,366 | $360,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,460 | $359,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 10,874 | $359,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,017 | $358,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,882 | $356,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 23,515 | $354,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,451 | $352,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,813 | $351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 5,112 | $351,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,205 | $346,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 95,456 | $344,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,914 | $343,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 4,170 | $340,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 29,508 | $339,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,431 | $338,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,622 | $337,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 29,189 | $332,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,780 | $328,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,842 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,012 | $325,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,016 | $321,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 8,689 | $321,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,646 | $319,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,315 | $318,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,837 | $318,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 13,112 | $315,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,282 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,611 | $314,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 15,326 | $313,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,935 | $312,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,738 | $306,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 5,232 | $305,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 88,388 | $303,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 11,459 | $299,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 10,060 | $299,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 10,154 | $299,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,323 | $298,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 29,125 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,433 | $292,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,674 | $291,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,116 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,713 | $288,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 22,525 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,252 | $288,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,770 | $287,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,672 | $286,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,390 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,400 | $283,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 18,008 | $282,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,859 | $281,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,919 | $280,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,324 | $278,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 70,454 | $278,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,108 | $276,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 17,066 | $275,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,879 | $275,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 10,128 | $272,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 6,972 | $271,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,447 | $268,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,643 | $268,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,238 | $266,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 15,498 | $263,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,214 | $257,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,947 | $257,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,025 | $257,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 967 | $255,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,213 | $253,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,733 | $252,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,386 | $251,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 9,375 | $251,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,374 | $250,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,180 | $250,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,066 | $249,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,317 | $241,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,786 | $240,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 16,125 | $240,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 7,100 | $239,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,550 | $234,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,146 | $232,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,721 | $230,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 44,225 | $230,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,415 | $228,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 7,290 | $227,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,107 | $226,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,803 | $226,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,967 | $226,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,544 | $225,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,485 | $225,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,250 | $216,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,923 | $213,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 46,147 | $212,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,722 | $211,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,960 | $210,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,811 | $209,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,926 | $209,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,828 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,400 | $208,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,163 | $203,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,521 | $202,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,407 | $202,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,235 | $200,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 10,700 | $199,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 15,663 | $195,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,198 | $190,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,061 | $189,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 13,000 | $183,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,673 | $179,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,111 | $173,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,093 | $173,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 18,695 | $169,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 30,100 | $166,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,575 | $155,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 16,622 | $150,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,749 | $140,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AC1 | BOND | 138,000 | $139,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 49,207 | $124,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 109,329 | $124,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18,452 | $123,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,609 | $121,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 17,131 | $118,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,669 | $100,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 13,811 | $96,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,500 | $95,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 14,146 | $74,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,391 | $65,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 20,394 | $65,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,852 | $60,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,405 | $60,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,297 | $45,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,320 | $44,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,565 | $40,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 16,186 | $39,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 80,955 | $37,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 19,000 | $36,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 30,089 | $34,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 33,500 | $33,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 19,650 | $30,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 35,561 | $30,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,000 | $29,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 48,039 | $28,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 13,350 | $26,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 14,875 | $25,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 24,462 | $24,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,000 | $23,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 16,404 | $21,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 35,700 | $18,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 14,000 | $18,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 18,850 | $17,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 30,477 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,450 | $9,000 | thousands by filing date | |
| NEMAURA MED INC | 640442109 | COM | 12,500 | $9,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $8,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 10,510 | $7,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 23,278 | $5,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 18,180 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-19-000037 | this filing | 2019-11-14 | acceptance time not in the bulk data set |