13F-HR/A filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-02-11, with 655 holding rows worth $6,763,302,000.
- Accession
- 0000009631-19-000008
- Filer
- CIK 1335644
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type restatement, 655 entries on the cover page, a total value of $6,763,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,763,302,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MACYS INC COM | 55616P104 | Stock | 13,192 | $393,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,725 | $393,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,001 | $384,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 6,307 | $384,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 36,851 | $383,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 15,577 | $382,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,095 | $379,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 12,471 | $375,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 36,478 | $374,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 16,446 | $374,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 655 | $370,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 11,327 | $369,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,227 | $360,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,807 | $359,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,870 | $355,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 5,888 | $355,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,000 | $353,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,816 | $349,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 16,938 | $348,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 8,931 | $346,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 10,294 | $345,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,193 | $344,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 23,500 | $344,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,489 | $341,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,458 | $340,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 10,821 | $340,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,696 | $339,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 4,545 | $339,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,586 | $336,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 13,412 | $333,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 13,298 | $332,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 23,305 | $327,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 25,898 | $325,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,685 | $323,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,347 | $321,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 7,334 | $319,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,035 | $318,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 7,676 | $317,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 26,688 | $316,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 134,773 | $315,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 11,368 | $313,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,011 | $309,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,418 | $306,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 814 | $304,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,489 | $304,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,720 | $302,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 20,825 | $301,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,223 | $299,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,206 | $298,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 9,637 | $295,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 7,100 | $295,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,825 | $293,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,880 | $293,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,951 | $292,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 27,522 | $286,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,781 | $285,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 17,398 | $280,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,370 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 6,230 | $271,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,377 | $270,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,430 | $269,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,319 | $268,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,576 | $261,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 8,617 | $260,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,500 | $259,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,711 | $259,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,253 | $259,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,240 | $256,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,284 | $256,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 79,307 | $255,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,032 | $252,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,524 | $249,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,639 | $248,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,565 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,438 | $247,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,879 | $246,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,901 | $244,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 9,252 | $240,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 65,201 | $237,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,322 | $237,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12,427 | $234,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,601 | $233,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,158 | $233,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,948 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,128 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,561 | $229,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,534 | $227,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,088 | $227,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,228 | $224,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,048 | $219,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,135 | $217,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,706 | $217,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 8,193 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,594 | $215,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,143 | $213,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,804 | $209,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 592 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,570 | $207,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,713 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,171 | $205,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 7,290 | $205,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,971 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,295 | $202,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,883 | $202,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,771 | $201,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,198 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,899 | $200,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,631 | $200,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,450 | $197,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 274,050 | $194,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,370 | $180,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 104,787 | $180,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 57,307 | $167,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,767 | $155,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,600 | $153,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 16,855 | $153,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,663 | $146,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,791 | $135,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,959 | $127,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 41,825 | $122,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,669 | $121,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 20,798 | $118,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 294,660 | $110,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 11,922 | $104,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,372 | $101,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 30,000 | $93,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,475 | $91,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 22,850 | $88,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,500 | $87,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 44,489 | $80,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 21,789 | $78,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 46,420 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,959 | $70,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,010 | $67,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 11,510 | $64,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,565 | $55,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 19,000 | $44,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,405 | $41,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,250 | $41,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 77,983 | $36,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,668 | $35,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,683 | $33,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,500 | $31,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 14,750 | $24,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 22,404 | $22,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,320 | $19,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 23,278 | $19,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 35,700 | $18,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $16,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 18,477 | $14,000 | thousands by filing date | |
| NEMAURA MED INC | 640442109 | COM | 12,500 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 15,000 | $7,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 14,420 | $6,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 18,900 | $4,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-19-000002 | superseded | 2019-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000009631-19-000008 | this filing | 2019-02-11 | acceptance time not in the bulk data set |