13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 840 holding rows worth $21,358,869,000.
- Accession
- 0000009631-19-000005
- Filer
- CIK 9631
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 1,385 entries on the cover page, a total value of $21,358,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,358,869,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerJarislowsky, Fraser Ltd028-06075
- reports for this filerMD Financial Management Inc.028-18242
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerBNS INVESTMENTS INC.028-11472
- included managerScotiabanc Inc.028-16142
- included managerBank of Nova Scotia Trust Co (Bahamas) Ltd028-16218
- included managerTangerine Investment Management Inc.028-16219
- included managerProfuturo AFP S.A.028-16220
- included managerSCOTIA CAPITAL (USA) INC028-17829
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat028-18067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERMILION ENERGY INC COM | 923725105 | Stock | 146,084 | $3,078,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 24,351 | $3,077,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 32,034 | $3,076,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 60,170 | $3,058,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 32,978 | $3,057,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 5,386 | $3,046,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 61,160 | $3,036,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,279,237 | $3,016,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 106,838 | $3,014,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 33,568 | $3,004,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,000 | $3,002,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 12,139 | $2,972,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 39,984 | $2,947,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 77,000 | $2,923,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 21,739 | $2,919,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 65,175 | $2,905,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 75,000 | $2,891,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 102,569 | $2,864,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 88,555 | $2,841,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 26,000 | $2,837,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 140,200 | $2,819,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 28,320 | $2,798,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 18,958 | $2,795,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 30,802 | $2,754,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 17,750 | $2,738,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 229,829 | $2,737,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 9,679 | $2,733,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 27,168 | $2,713,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 110,000 | $2,710,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 59,019 | $2,685,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 10,519 | $2,677,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 78,880 | $2,661,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 159,671 | $2,660,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 23,082 | $2,660,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 644,175 | $2,654,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 88,048 | $2,652,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 60,779 | $2,642,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 110,755 | $2,627,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 42,000 | $2,597,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 28,783 | $2,589,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 32,935 | $2,586,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 38,272 | $2,565,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 17,938 | $2,564,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 14,000 | $2,563,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 33,066 | $2,560,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 511,492 | $2,537,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 37,245 | $2,536,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 30,099 | $2,531,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 24,520 | $2,524,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 10,661 | $2,517,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 19,579 | $2,503,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 64,692 | $2,495,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 58,360 | $2,490,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 39,965 | $2,481,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 51,360 | $2,474,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 27,232 | $2,464,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15,611 | $2,458,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 35,462 | $2,436,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 29,809 | $2,422,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 25,899 | $2,412,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 37,899 | $2,410,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 36,163 | $2,399,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 58,100 | $2,386,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 51,720 | $2,378,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 37,799 | $2,371,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 11,215 | $2,363,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 109,747 | $2,358,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 59,348 | $2,350,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 250,000 | $2,347,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 23,980 | $2,346,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 24,472 | $2,342,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 70,000 | $2,342,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 13,505 | $2,321,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 54,000 | $2,319,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 24,782 | $2,317,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 49,000 | $2,302,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 37,079 | $2,300,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $2,295,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,414 | $2,291,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,255 | $2,269,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 30,651 | $2,241,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 135,533 | $2,239,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 104,661 | $2,234,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 76,488 | $2,233,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 19,522 | $2,212,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 26,199 | $2,186,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 51,548 | $2,177,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 30,897 | $2,176,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 11,447 | $2,174,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 49,855 | $2,169,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 53,445 | $2,163,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 61,400 | $2,160,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 29,043 | $2,148,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 18,359 | $2,140,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 33,000 | $2,138,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 13,158 | $2,132,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 81,211 | $2,132,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 82,488 | $2,118,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 36,094 | $2,117,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 44,180 | $2,111,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 300,000 | $2,100,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 55,470 | $2,093,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 93,540 | $2,089,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 21,843 | $2,085,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 24,296 | $2,070,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 120,000 | $2,069,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 142,342 | $2,057,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 75,436 | $2,028,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 24,776 | $2,021,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 32,000 | $2,016,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 60,300 | $2,015,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 10,000 | $2,001,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 61,535 | $1,993,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 76,722 | $1,986,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 78,051 | $1,977,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 20,000 | $1,966,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 28,000 | $1,961,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 82,194 | $1,957,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 103,801 | $1,946,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,000,000 | $1,945,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 19,000 | $1,940,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 65,728 | $1,920,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 16,012 | $1,890,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 24,048 | $1,889,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 9,888 | $1,878,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 35,000 | $1,822,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 76,000 | $1,812,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 17,556 | $1,800,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 47,944 | $1,784,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 9,290 | $1,768,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 22,902 | $1,765,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 12,066 | $1,753,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 18,788 | $1,748,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 77,300 | $1,740,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 84,045 | $1,732,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 92,633 | $1,721,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 35,911 | $1,708,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 18,651 | $1,675,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 97,166 | $1,656,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 36,000 | $1,634,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 26,808 | $1,628,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 68,669 | $1,628,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 26,442 | $1,609,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 78,000 | $1,603,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 13,586 | $1,589,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 107,710 | $1,577,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,750 | $1,574,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 23,600 | $1,569,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 11,814 | $1,526,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,168 | $1,526,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 21,000 | $1,514,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 33,300 | $1,511,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 14,017 | $1,498,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 75,000 | $1,484,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 34,901 | $1,462,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,001,051 | $1,438,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 55,000 | $1,403,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,500 | $1,360,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 39,156 | $1,359,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,700 | $1,332,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 22,479 | $1,314,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 22,840 | $1,306,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 21,980 | $1,291,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 29,260 | $1,283,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 26,828 | $1,281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 33,316 | $1,277,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 772,727 | $1,275,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 16,009 | $1,266,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 25,000 | $1,259,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 45,067 | $1,249,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 861,573 | $1,229,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 471,379 | $1,225,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 23,716 | $1,220,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 36,223 | $1,194,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 81,614 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 6,479 | $1,172,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 21,182 | $1,165,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 31,098 | $1,164,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 11,320 | $1,162,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 27,055 | $1,155,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 833,413 | $1,139,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 26,010 | $1,132,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,427 | $1,119,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,117 | $1,108,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 42,933 | $1,102,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 43,097 | $1,075,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 32,492 | $1,068,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 27,500 | $1,061,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 30,612 | $1,044,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 28,100 | $1,039,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 19,252 | $1,038,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,059,184 | $1,038,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 40,159 | $1,034,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 50,000 | $1,030,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 29,504 | $1,027,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 21,000 | $1,011,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 26,560 | $1,009,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 27,681 | $999,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 21,369 | $996,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 15,000 | $984,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 78,600 | $984,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,000 | $948,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 82,583 | $937,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 24,603 | $935,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 52,843 | $917,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,178 | $898,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 43,808 | $893,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 50,000 | $880,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 24,519 | $878,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 21,009 | $870,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,581 | $862,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 19,871 | $860,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,390 | $851,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 27,452 | $826,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 400,000 | $800,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 100,000 | $778,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 762,637 | $766,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6,717 | $761,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 29,426 | $728,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,059 | $726,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,213 | $723,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 20,000 | $703,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 36,416 | $701,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 23,442 | $695,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,898 | $682,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 22,329 | $681,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 48,784 | $671,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 22,712 | $668,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,171 | $667,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,687 | $665,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 29,000 | $651,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 64,892 | $648,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 96,974 | $635,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 35,273 | $623,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 15,850 | $616,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 12,500 | $600,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,456 | $589,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 10,489 | $586,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 36,164 | $584,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 107,480 | $578,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 20,098 | $577,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,569 | $542,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 27,051 | $535,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,266 | $518,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,181 | $513,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 21,686 | $506,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 9,406 | $494,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,209 | $493,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,472 | $481,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,578 | $462,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 16,666 | $461,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 189,153 | $457,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 486,416 | $451,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,200 | $446,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,500 | $440,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 40,765 | $435,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,438 | $434,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,401 | $424,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 17,355 | $418,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 40,925 | $417,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 3,634 | $413,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 34,700 | $400,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 15,016 | $399,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $389,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 49,900 | $388,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,707 | $384,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,500 | $376,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,922 | $376,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 13,722 | $376,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 6,478 | $367,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 37,686 | $353,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 45,364 | $352,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 160,075 | $337,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,988 | $333,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,408 | $328,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,620 | $322,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,499 | $320,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,350 | $319,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,809 | $318,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 18,845 | $316,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,320 | $315,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,000 | $313,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 60,398 | $308,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $306,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,500 | $300,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,921 | $299,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 41,789 | $295,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 20,000 | $294,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,261 | $291,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 16,842 | $290,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,197 | $289,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,613 | $281,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,435 | $281,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 10,384 | $281,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,983 | $280,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,400 | $278,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 21,960 | $277,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 46,084 | $270,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,019 | $270,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 23,269 | $269,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $267,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $267,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,903 | $261,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,723 | $259,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,540 | $257,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24,542 | $256,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,360 | $256,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,760 | $249,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 137,707 | $242,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 29,287 | $238,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 47,806 | $238,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,075 | $234,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,917 | $233,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,601 | $228,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,523 | $224,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 23,424 | $223,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,528 | $219,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 42,105 | $216,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,000 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,645 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,167 | $209,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 27,464 | $207,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,584 | $206,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,149 | $204,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,048 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,898 | $202,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 600 | $200,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,050 | $195,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 15,770 | $187,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,774 | $180,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 73,934 | $160,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 20,230 | $150,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 35,791 | $149,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,925 | $133,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,072 | $128,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 55,296 | $96,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 50,000 | $62,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 41,426 | $39,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,776 | $5,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 12,407 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-19-000005 | this filing | 2019-02-11 | acceptance time not in the bulk data set |