13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 717 holding rows worth $7,896,482,000 by the sum of the rows.
- Accession
- 0000009631-19-000002
- Filer
- CIK 1335644
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 655 entries on the cover page, a total value of $6,763,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,896,482,000 with VALUE read as thousands by filing date, 13F file number 028-11461. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $6,763,302,000, 14% less than the sum of the rows, $7,896,482,000. This page uses the sum of the rows.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 4,220 | $575,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 10,109 | $573,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 7,116 | $560,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 23,230 | $560,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 8,199 | $558,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,871 | $554,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 962 | $552,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,798 | $552,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 37,489 | $543,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 8,111 | $536,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,777 | $529,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,928 | $517,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,117 | $513,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,191 | $511,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 10,953 | $503,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,630 | $494,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 26,396 | $492,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,281 | $488,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,382 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,390 | $482,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 14,171 | $480,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,017 | $476,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 15,100 | $476,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,864 | $474,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,409 | $472,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,703 | $470,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 6,200 | $468,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,405 | $464,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 12,100 | $462,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,065 | $461,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,902 | $460,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,805 | $459,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 132,827 | $458,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 21,278 | $457,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,718 | $457,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,096 | $453,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 18,283 | $452,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 17,398 | $451,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,849 | $450,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 12,891 | $448,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 9,902 | $445,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 17,553 | $445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 14,888 | $442,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,339 | $440,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,226 | $435,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,338 | $435,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 15,873 | $434,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 27,839 | $434,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 4,190 | $428,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,652 | $427,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,000 | $425,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 25,100 | $425,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,220 | $422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 5,888 | $419,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 11,538 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,518 | $416,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 6,426 | $414,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,957 | $414,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 4,740 | $411,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 12,556 | $411,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 27,717 | $410,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,017 | $409,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 17,787 | $406,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,458 | $405,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,187 | $402,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,851 | $398,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,591 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 6,985 | $390,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 8,006 | $389,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,124 | $387,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 27,629 | $387,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,000 | $379,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 33,925 | $376,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,863 | $375,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 11,368 | $372,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,622 | $371,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,980 | $371,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,747 | $370,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,173 | $368,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,165 | $367,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 134,402 | $367,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 15,209 | $364,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 10,284 | $361,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 279,100 | $357,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,824 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,777 | $355,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,312 | $352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 4,183 | $351,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,600 | $350,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,673 | $347,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,942 | $347,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 36,361 | $346,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,150 | $340,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,347 | $339,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 5,773 | $332,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 10,567 | $332,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,720 | $331,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 6,447 | $329,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 12,513 | $326,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 21,643 | $325,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 118,487 | $323,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,377 | $322,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 8,322 | $316,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,386 | $314,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,682 | $312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,583 | $307,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,555 | $307,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 757 | $306,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,314 | $301,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,626 | $298,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,126 | $295,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,063 | $295,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,264 | $293,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 79,147 | $291,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,982 | $290,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 5,720 | $288,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,581 | $287,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 305,358 | $286,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,954 | $285,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,006 | $282,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,752 | $281,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,017 | $276,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 27,365 | $275,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,253 | $275,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,481 | $272,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,445 | $272,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,087 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 2,003 | $268,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,940 | $267,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12,427 | $264,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,295 | $264,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,571 | $262,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,959 | $262,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,379 | $260,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,797 | $259,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 6,193 | $259,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,486 | $257,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,784 | $255,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 5,446 | $255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,761 | $255,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 7,290 | $250,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,594 | $248,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,350 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,817 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 8,577 | $245,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,905 | $242,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,969 | $241,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,514 | $241,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 959 | $237,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,303 | $234,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,780 | $230,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,477 | $227,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 522 | $226,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,992 | $220,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,842 | $220,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,912 | $220,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,916 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,300 | $219,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,168 | $218,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,787 | $217,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 22,850 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,110 | $215,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,966 | $212,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,281 | $212,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,233 | $210,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,381 | $208,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,365 | $208,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,135 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,938 | $204,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,696 | $203,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,762 | $203,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 7,946 | $202,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 40,465 | $202,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 549 | $202,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,477 | $200,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,553 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,400 | $200,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 17,637 | $191,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 21,789 | $184,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,459 | $175,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,734 | $174,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,420 | $171,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,641 | $168,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 70,525 | $166,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,265 | $158,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 25,187 | $137,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 30,000 | $129,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,525 | $128,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,865 | $103,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 41,825 | $102,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 10,000 | $102,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,500 | $100,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 21,768 | $93,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,728 | $86,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,500 | $79,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 19,120 | $76,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 11,500 | $75,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,359 | $69,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 31,050 | $65,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,373 | $56,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 84,983 | $55,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,405 | $52,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 29,299 | $41,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 11,700 | $39,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 23,278 | $39,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $33,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,320 | $33,000 | thousands by filing date | |
| NEMAURA MED INC | 640442109 | COM | 12,500 | $30,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 14,750 | $21,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 25,600 | $17,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 35,700 | $16,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 18,052 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 18,232 | $10,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,474 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 19,384 | $7,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 14,420 | $6,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-19-000002 | this filing | 2019-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000009631-19-000008 | base | 2019-02-11 | acceptance time not in the bulk data set |