13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 859 holding rows worth $22,491,432,000.
- Accession
- 0000009631-18-000059
- Filer
- CIK 9631
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 1,453 entries on the cover page, a total value of $22,491,432,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,491,432,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerJarislowsky, Fraser Ltd028-06075
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerBNS INVESTMENTS INC.028-11472
- included managerScotiabanc Inc.028-16142
- included managerBank of Nova Scotia Trust Co (Bahamas) Ltd028-16218
- included managerTangerine Investment Management Inc.028-16219
- included managerProfuturo AFP S.A.028-16220
- included managerSCOTIA CAPITAL (USA) INC028-17829
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat028-18067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 938,000 | $3,644,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 50,000 | $3,547,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 50,000 | $3,547,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 21,727 | $3,478,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 83,543 | $3,454,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 125,009 | $3,404,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 54,002 | $3,387,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 38,000 | $3,379,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 12,750 | $3,371,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,800 | $3,359,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 77,786 | $3,351,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 224,348 | $3,350,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 28,918 | $3,333,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 180,208 | $3,319,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 12,081 | $3,316,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 13,435 | $3,308,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 36,383 | $3,297,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 45,377 | $3,297,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 32,269 | $3,279,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11,555 | $3,256,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 24,689 | $3,244,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 110,000 | $3,240,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 36,765 | $3,230,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,000 | $3,222,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 54,841 | $3,214,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 200,000 | $3,212,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 17,207 | $3,212,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 18,059 | $3,206,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 69,993 | $3,205,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 24,456 | $3,193,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 23,131 | $3,189,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 46,610 | $3,171,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 24,240 | $3,165,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 34,736 | $3,136,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 5,127 | $3,123,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 23,631 | $3,116,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 139,982 | $3,109,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 70,146 | $3,087,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 24,998 | $3,084,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 56,123 | $3,079,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 98,506 | $3,074,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 15,727 | $3,063,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 831,250 | $3,059,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 14,000 | $3,034,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 536,032 | $3,017,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 30,266 | $3,009,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 32,643 | $3,007,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 30,303 | $2,988,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 26,846 | $2,985,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 36,814 | $2,982,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 44,044 | $2,981,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 97,858 | $2,980,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 48,993 | $2,969,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 49,907 | $2,961,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 69,808 | $2,942,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 42,004 | $2,939,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 18,492 | $2,932,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 37,802 | $2,913,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 79,394 | $2,909,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 104,084 | $2,903,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 36,005 | $2,902,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 20,000 | $2,900,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 84,728 | $2,866,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 25,695 | $2,858,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 100,300 | $2,840,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 33,004 | $2,837,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 57,787 | $2,827,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 52,855 | $2,825,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 63,969 | $2,822,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 28,670 | $2,806,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 55,909 | $2,806,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 108,015 | $2,803,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 37,626 | $2,801,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29,203 | $2,798,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 10,517 | $2,795,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 10,035 | $2,780,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $2,775,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 16,892 | $2,772,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 80,598 | $2,730,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 83,700 | $2,703,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 21,471 | $2,695,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 36,027 | $2,687,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,625,000 | $2,672,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 23,997 | $2,663,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 31,238 | $2,657,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,835,000 | $2,620,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 35,515 | $2,608,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 47,617 | $2,589,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 7,584 | $2,582,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 34,919 | $2,549,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15,095 | $2,544,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 18,274 | $2,541,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 19,839 | $2,520,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 95,524 | $2,508,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 23,096 | $2,491,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 12,463 | $2,482,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 13,472 | $2,457,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 26,513 | $2,442,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 32,000 | $2,416,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23,447 | $2,405,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 31,255 | $2,400,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 41,653 | $2,391,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 27,402 | $2,390,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 31,504 | $2,359,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 53,230 | $2,357,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 70,000 | $2,356,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,733 | $2,352,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 72,257 | $2,345,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 36,304 | $2,342,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 86,009 | $2,336,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 23,128 | $2,314,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 44,602 | $2,301,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 62,352 | $2,287,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 9,677 | $2,286,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 55,391 | $2,268,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12,908 | $2,268,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 8,848 | $2,265,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 24,677 | $2,243,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 17,485 | $2,235,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 25,750 | $2,228,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 23,036 | $2,215,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 63,634 | $2,210,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 54,683 | $2,208,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 22,615 | $2,199,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 22,009 | $2,198,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 34,024 | $2,196,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 13,000 | $2,186,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 52,003 | $2,155,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,011,301 | $2,144,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 60,000 | $2,124,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 11,543 | $2,120,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 24,004 | $2,115,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 34,675 | $2,113,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 17,756 | $2,111,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,000,000 | $2,096,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 48,439 | $2,060,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 23,499 | $2,018,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 58,138 | $2,004,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25,523 | $1,957,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 75,983 | $1,952,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17,779 | $1,925,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 15,059 | $1,901,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 32,007 | $1,899,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 26,332 | $1,885,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 134,368 | $1,877,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 23,294 | $1,854,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 30,993 | $1,850,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 101,990 | $1,845,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 73,561 | $1,833,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 89,761 | $1,823,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 79,376 | $1,814,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 42,149 | $1,803,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,905 | $1,797,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 19,294 | $1,795,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 32,000 | $1,776,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 92,608 | $1,765,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 25,058 | $1,762,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 34,312 | $1,735,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 24,961 | $1,719,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 27,975 | $1,719,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 45,377 | $1,713,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 17,553 | $1,710,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 12,744 | $1,703,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 64,008 | $1,693,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 46,691 | $1,669,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 28,650 | $1,665,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 13,422 | $1,595,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 100,000 | $1,595,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 33,996 | $1,539,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,500 | $1,528,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 43,993 | $1,494,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 24,350 | $1,491,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 29,478 | $1,463,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 31,998 | $1,446,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 47,616 | $1,443,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 30,998 | $1,429,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 85,210 | $1,424,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 23,651 | $1,415,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 16,201 | $1,396,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 6,557 | $1,388,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 19,177 | $1,319,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,429 | $1,316,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 27,500 | $1,302,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 1,000,000 | $1,301,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 11,014 | $1,296,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 9,406 | $1,288,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 23,038 | $1,260,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 14,717 | $1,258,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 24,995 | $1,235,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 30,902 | $1,216,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 813,000 | $1,208,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 44,404 | $1,206,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,021 | $1,192,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 85,300 | $1,190,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,450 | $1,167,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 17,054 | $1,156,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 302,203 | $1,154,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 91,586 | $1,150,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 45,984 | $1,140,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 27,972 | $1,122,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 51,044 | $1,121,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 500,000 | $1,104,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,999 | $1,102,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 38,187 | $1,101,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 66,811 | $1,079,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 39,071 | $1,054,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 17,278 | $1,049,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,765 | $1,040,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 31,282 | $1,037,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 18,635 | $1,029,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 35,190 | $1,016,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 22,911 | $1,003,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6,341 | $992,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 30,000 | $983,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 41,731 | $975,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 25,100 | $972,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,000,000 | $960,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 7,601 | $957,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 60,588 | $953,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,170 | $939,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 21,137 | $935,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 36,193 | $933,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 15,997 | $932,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 69,842 | $921,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 18,006 | $921,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 10,678 | $904,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 20,969 | $900,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,113 | $886,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 27,500 | $880,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25,012 | $875,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 123,642 | $842,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 18,550 | $812,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,170 | $809,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 36,400 | $805,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 12,841 | $763,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 38,000 | $741,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 38,000 | $741,000 | thousands by filing date | call |
| BRP INC COM SUN VTG | 05577W200 | Stock | 15,508 | $727,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 32,354 | $716,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 25,000 | $713,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 32,778 | $695,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 25,000 | $695,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,706 | $686,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,666 | $664,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 100,000 | $656,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 53,012 | $654,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 33,593 | $653,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 67,861 | $644,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 39,327 | $643,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 10,000 | $628,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,673 | $607,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 21,708 | $600,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,480 | $567,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 12,485 | $566,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,773 | $565,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 9,409 | $563,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 42,748 | $560,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 22,427 | $536,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 43,755 | $536,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,327 | $531,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 406,000 | $528,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 14,342 | $525,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,639 | $513,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 30,714 | $512,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 33,733 | $506,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 14,493 | $496,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 76,554 | $478,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $470,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 5,120 | $469,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 9,503 | $465,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,727 | $445,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 500,000 | $441,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,151 | $440,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,975 | $435,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,005 | $425,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 38,399 | $422,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 38,781 | $420,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 46,086 | $418,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,955 | $415,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 11,734 | $412,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 6,480 | $408,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,234 | $389,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,995 | $386,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 38,732 | $385,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,918 | $383,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 12,067 | $377,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 10,113 | $376,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,855 | $372,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,709 | $366,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,210 | $364,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 49,180 | $360,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 19,050 | $357,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,515 | $355,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 31,401 | $352,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,125 | $345,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,331 | $341,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 9,557 | $341,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,554 | $334,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,800 | $322,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $320,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,378 | $312,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,540 | $311,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 28,094 | $311,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 16,842 | $311,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,141 | $309,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 389,512 | $309,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,983 | $306,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,103 | $304,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,155 | $301,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,149 | $296,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 21,790 | $296,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,035 | $293,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 47,300 | $291,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,389 | $281,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,197 | $279,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 48,517 | $278,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,013 | $278,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,622 | $271,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,000 | $270,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,250 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,200 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,169 | $264,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,297 | $264,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 20,313 | $260,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,629 | $257,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,998 | $255,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,096 | $250,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,560 | $249,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 49,400 | $247,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,000 | $244,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 23,622 | $240,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,621 | $237,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,050 | $234,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 25,939 | $228,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,400 | $226,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,533 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,896 | $225,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,019 | $225,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,569 | $224,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 21,841 | $223,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,000 | $222,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 42,081 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,650 | $215,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,730 | $212,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,507 | $207,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,444 | $202,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 5,000 | $200,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 100,000 | $194,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 54,189 | $187,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,625 | $170,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 16,633 | $163,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 15,113 | $154,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 14,053 | $71,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 55,000 | $55,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 42,000 | $41,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 13,262 | $37,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 12,632 | $12,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,324 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,030 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-18-000059 | this filing | 2018-11-14 | acceptance time not in the bulk data set |