13F-HR/A filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2018-08-16, with 846 holding rows worth $18,225,214,000.
- Accession
- 0000009631-18-000047
- Filer
- CIK 9631
- Filed
- 2018-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, amendment of type restatement, 1,435 entries on the cover page, a total value of $18,225,214,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,225,214,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerJarislowsky, Fraser Ltd028-06075
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerBNS INVESTMENTS INC.028-11472
- included managerScotiabanc Inc.028-16142
- included managerBank of Nova Scotia Trust Co (Bahamas) Ltd028-16218
- included managerTangerine Investment Management Inc.028-16219
- included managerProfuturo AFP S.A.028-16220
- included managerSCOTIA CAPITAL (USA) INC028-17829
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat028-18067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK CDA COM | 780087102 | Stock | 11,034,045 | $830,067,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,175,279 | $703,412,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 8,033,163 | $620,763,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,964,155 | $536,312,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,172,697 | $449,513,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,751,507 | $335,873,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,634,042 | $308,683,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,125,967 | $308,260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,674,247 | $306,295,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 4,000,000 | $292,840,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,578,812 | $292,261,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,054,292 | $289,298,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,010,657 | $287,444,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,016,568 | $275,774,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,379,238 | $258,275,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,216,577 | $256,319,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,304,024 | $247,394,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,844,216 | $236,728,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,779,796 | $234,303,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,741,220 | $223,356,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 4,708,369 | $202,262,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,500,000 | $201,450,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 6,554,900 | $200,055,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,914,089 | $194,569,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 956,670 | $185,907,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,817,984 | $173,084,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,808,400 | $162,635,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 4,391,318 | $156,512,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,536,579 | $137,340,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 79,885 | $135,790,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,816,880 | $133,849,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 707,185 | $129,188,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 382,756 | $128,418,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 3,148,394 | $126,759,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 111,035 | $123,885,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 527,054 | $118,651,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,628,884 | $116,523,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 3,385,174 | $116,324,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 3,246,050 | $103,577,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,951,659 | $102,346,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 90,406 | $102,086,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 36,882,000 | $98,427,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,502,922 | $91,664,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,010,054 | $90,241,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,800,000 | $87,408,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 501,027 | $86,001,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,217,575 | $85,892,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 468,540 | $85,502,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 689,942 | $83,719,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 433,450 | $80,011,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 628,068 | $79,406,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 966,618 | $75,454,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 930,326 | $74,130,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 679,705 | $70,830,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,170,322 | $68,097,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 348,716 | $68,040,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 348,694 | $65,090,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,769,738 | $64,205,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 380,361 | $62,224,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,120,482 | $62,127,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 335,834 | $61,626,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 715,083 | $61,246,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 560,105 | $60,979,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 736,527 | $60,932,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 246,667 | $60,518,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 990,104 | $60,396,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 900,000 | $60,273,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 281,686 | $58,870,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 256,937 | $56,672,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2,225,489 | $56,520,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 401,538 | $56,094,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 254,497 | $55,706,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 188,127 | $55,161,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 513,275 | $53,812,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 770,014 | $53,492,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 890,819 | $53,455,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 500,000 | $51,335,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 170,511 | $50,376,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,698,235 | $47,873,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 633,499 | $47,456,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 441,804 | $47,171,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 385,534 | $47,166,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,537,566 | $46,260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,033,066 | $45,357,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 543,003 | $45,216,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 698,273 | $44,033,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 602,288 | $43,770,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 607,175 | $43,492,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,326,908 | $43,278,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 849,984 | $42,762,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 961,639 | $42,175,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 401,910 | $42,129,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 633,436 | $41,212,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 500,000 | $40,725,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,538,495 | $40,417,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 531,800 | $40,386,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,883,240 | $39,423,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,775,862 | $39,058,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 293,550 | $38,886,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 583,090 | $38,495,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 545,719 | $37,572,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 234,604 | $36,758,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 853,662 | $36,732,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,717,140 | $36,524,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 814,125 | $35,056,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 181,413 | $35,046,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 576,243 | $34,978,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 2,901,056 | $34,621,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 753,349 | $34,390,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 177,539 | $34,145,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 250,353 | $33,966,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 487,377 | $33,930,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 404,493 | $33,758,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 299,701 | $33,659,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,010,000 | $33,613,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 427,007 | $32,972,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 3,341,644 | $32,224,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 129,234 | $31,508,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,427,512 | $31,377,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 224,603 | $30,635,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 323,054 | $29,484,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 716,869 | $29,392,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 886,425 | $29,352,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 734,062 | $29,351,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 262,922 | $29,151,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 338,511 | $28,980,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 371,373 | $28,959,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 143,001 | $28,108,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 409,200 | $25,931,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 452,693 | $25,708,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 315,451 | $25,680,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 710,053 | $24,861,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 201,415 | $24,816,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 245,031 | $24,013,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 634,028 | $23,732,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 291,111 | $23,679,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 351,701 | $23,575,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 147,128 | $23,268,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000,261 | $23,183,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 160,914 | $22,803,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 115,686 | $22,758,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 458,770 | $22,411,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 229,917 | $22,222,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 106,100 | $21,800,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 483,541 | $21,789,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 637,188 | $20,913,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 144,360 | $20,795,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 310,296 | $20,764,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 432,948 | $20,522,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 475,000 | $20,482,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 844,739 | $20,104,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 708,946 | $19,885,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 265,687 | $19,815,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 244,762 | $19,762,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 550,000 | $19,630,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 49,933 | $19,545,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 329,104 | $19,472,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 570,144 | $19,031,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 248,120 | $18,887,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 426,338 | $18,742,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 57,300 | $18,440,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 165,214 | $18,149,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 477,948 | $18,024,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 208,944 | $17,830,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 270,111 | $17,805,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 283,966 | $17,677,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 103,865 | $17,672,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 361,086 | $17,634,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 400,935 | $17,480,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 182,260 | $17,419,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 224,628 | $17,389,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 122,865 | $17,244,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 149,467 | $16,997,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 214,138 | $16,935,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 70,920 | $16,800,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 307,000 | $16,728,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 59,185 | $16,529,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 970,363 | $16,506,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 287,704 | $16,488,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 99,654 | $16,486,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 80,691 | $16,485,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 500,000 | $16,250,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 201,357 | $16,231,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 39,583 | $16,140,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 143,625 | $15,922,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 148,767 | $15,803,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 319,480 | $15,741,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 203,169 | $15,671,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 158,627 | $15,660,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,841,000 | $15,615,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 399,181 | $15,528,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 75,975 | $15,497,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 166,027 | $15,382,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,000 | $15,298,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 343,462 | $15,133,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 251,592 | $15,080,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 225,000 | $15,068,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 200,028 | $14,770,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 29,533 | $14,738,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 457,123 | $14,650,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 6,549,000 | $14,638,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 75,000 | $14,574,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 88,356 | $14,482,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 184,283 | $14,472,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,280,248 | $14,341,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 206,983 | $14,147,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 99,048 | $14,137,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,032,581 | $14,074,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,904,914 | $13,941,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,017,076 | $13,842,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 172,804 | $13,649,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 211,077 | $13,595,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 177,588 | $13,555,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 340,000 | $13,325,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 303,000 | $13,284,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 282,314 | $13,233,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 133,700 | $13,056,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 227,268 | $12,754,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 123,129 | $12,669,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 8,285,000 | $12,659,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,317,747 | $12,645,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 175,000 | $12,311,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 287,696 | $12,256,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 110,339 | $12,165,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 371,983 | $12,164,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 116,739 | $12,109,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 284,700 | $12,043,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 201,387 | $12,041,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 188,105 | $11,997,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 251,000 | $11,859,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 68,500 | $11,814,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 38,083 | $11,717,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 92,704 | $11,535,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 525,828 | $11,354,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 89,237 | $11,157,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 390,948 | $11,123,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 45,537 | $11,050,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 79,345 | $10,993,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 151,989 | $10,767,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 79,814 | $10,707,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5,276 | $10,695,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 73,107 | $10,666,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 200,000 | $10,566,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 153,936 | $10,513,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 443,500 | $10,493,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 93,000 | $10,380,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 196,500 | $10,348,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 342,497 | $10,329,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 185,686 | $10,275,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 274,414 | $9,950,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 305,750 | $9,926,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 88,751 | $9,921,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 358,799 | $9,838,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 800,000 | $9,808,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 106,461 | $9,784,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 400,000 | $9,776,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 132,790 | $9,681,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 199,950 | $9,546,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 142,000 | $9,307,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 502,000 | $9,307,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 44,043 | $9,123,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 129,917 | $9,103,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 56,900 | $9,055,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 208,700 | $9,033,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 48,408 | $9,023,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 30,068 | $8,949,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 37,210 | $8,914,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 132,769 | $8,892,000 | thousands by filing date | |
| RH | 74967X103 | COM | 63,600 | $8,885,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 53,123 | $8,873,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 120,404 | $8,856,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 38,982 | $8,851,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 40,980 | $8,781,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 321,900 | $8,762,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,005,373 | $8,717,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 254,000 | $8,702,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 172,967 | $8,652,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 161,484 | $8,562,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 67,445 | $8,539,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 60,408 | $8,518,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 123,756 | $8,241,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 2,897,000 | $8,076,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 727,589 | $8,054,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 48,347 | $8,037,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 119,651 | $7,703,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 195,970 | $7,692,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 122,234 | $7,679,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 173,416 | $7,675,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 224,559 | $7,500,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 64,512 | $7,489,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 155,700 | $7,450,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 66,479 | $7,418,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 81,549 | $7,417,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 55,172 | $7,413,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 122,736 | $7,365,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 179,283 | $7,350,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 74,000 | $7,334,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 157,453 | $7,262,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 90,761 | $7,208,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20,565 | $7,094,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 311,832 | $7,076,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 24,287 | $7,048,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,213,279 | $7,031,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 83,994 | $7,029,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 24,820 | $7,003,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 48,344 | $6,970,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 51,382 | $6,942,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 120,491 | $6,805,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,000 | $6,775,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 324,984 | $6,750,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 131,905 | $6,741,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 63,700 | $6,736,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 72,898 | $6,729,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 27,993 | $6,664,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 82,049 | $6,610,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 68,632 | $6,533,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 98,172 | $6,363,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 87,948 | $6,347,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 147,129 | $6,330,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 226,848 | $6,287,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 65,272 | $6,261,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 37,511 | $6,254,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 214,800 | $6,233,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 36,571 | $6,223,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 72,870 | $6,208,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 123,856 | $6,135,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 155,111 | $6,110,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 120,201 | $6,064,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 95,300 | $5,966,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 110,585 | $5,963,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 35,200 | $5,943,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 200,000 | $5,940,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,409 | $5,937,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 115,404 | $5,734,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,021,264 | $5,673,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 158,843 | $5,650,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 120,923 | $5,599,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 58,000 | $5,416,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 76,364 | $5,279,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 38,996 | $5,274,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 291,192 | $5,267,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 96,720 | $5,236,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 37,368 | $5,227,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 69,900 | $5,194,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 111,497 | $5,150,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 295,453 | $5,097,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 35,368 | $4,945,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 46,606 | $4,911,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 72,866 | $4,883,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 45,263 | $4,880,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 71,547 | $4,878,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 82,977 | $4,849,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 31,771 | $4,794,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 317,332 | $4,757,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 27,967 | $4,753,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 64,189 | $4,701,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 60,000 | $4,691,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 116,472 | $4,672,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 88,578 | $4,667,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 150,946 | $4,598,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 81,137 | $4,593,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 222,700 | $4,581,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 55,376 | $4,539,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,800,000 | $4,535,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 64,869 | $4,524,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 26,576 | $4,517,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 97,609 | $4,473,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 52,426 | $4,442,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 36,200 | $4,440,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 76,635 | $4,392,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 48,547 | $4,371,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 47,000 | $4,335,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 45,794 | $4,283,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 18,866 | $4,280,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 70,705 | $4,260,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 65,149 | $4,252,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 65,462 | $4,232,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 25,987 | $4,176,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 181,000 | $4,130,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 121,807 | $4,024,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 20,100 | $4,023,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 38,135 | $3,952,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 134,000 | $3,879,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 50,000 | $3,863,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 55,427 | $3,839,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 24,601 | $3,832,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 36,024 | $3,820,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 34,000 | $3,812,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 39,070 | $3,784,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 212,193 | $3,750,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 25,681 | $3,738,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 40,016 | $3,725,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 52,330 | $3,671,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 63,000 | $3,660,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 33,300 | $3,574,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 52,048 | $3,559,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 86,275 | $3,547,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 18,593 | $3,519,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 38,396 | $3,504,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 29,676 | $3,445,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 40,300 | $3,362,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50,000 | $3,346,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 45,600 | $3,346,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 147,211 | $3,342,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 44,958 | $3,331,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 24,958 | $3,330,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 69,000 | $3,329,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $3,321,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 22,228 | $3,281,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 145,000 | $3,224,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 49,700 | $3,216,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 60,500 | $3,190,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 24,121 | $3,162,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 30,701 | $3,149,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 45,075 | $3,147,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 18,328 | $3,125,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 49,900 | $3,114,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 71,261 | $3,112,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 11,257 | $3,105,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 17,943 | $3,101,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 12,750 | $3,095,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,000 | $3,075,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 50,000 | $3,035,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24,435 | $3,033,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 82,878 | $3,022,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 36,939 | $3,011,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 103,913 | $3,004,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 83,700 | $2,987,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 58,573 | $2,980,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 36,000 | $2,913,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 32,944 | $2,871,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 21,338 | $2,799,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 35,470 | $2,775,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 38,000 | $2,767,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 70,000 | $2,758,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 27,796 | $2,741,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 7,930 | $2,713,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 38,199 | $2,690,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 39,846 | $2,686,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 29,082 | $2,664,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 57,231 | $2,614,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 524,009 | $2,610,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 15,131 | $2,601,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 46,400 | $2,599,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 58,700 | $2,599,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 94,087 | $2,588,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 121,100 | $2,585,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 9,388 | $2,567,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 40,113 | $2,555,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 40,731 | $2,554,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 48,361 | $2,540,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 8,467 | $2,531,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 12,081 | $2,503,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 22,303 | $2,486,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 91,100 | $2,470,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 39,718 | $2,461,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 38,000 | $2,461,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 167,712 | $2,450,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 46,692 | $2,432,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 18,058 | $2,432,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 30,587 | $2,421,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 864,090 | $2,405,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 26,273 | $2,404,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 56,185 | $2,392,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 17,505 | $2,328,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 22,480 | $2,326,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 36,610 | $2,316,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 14,667 | $2,286,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 116,418 | $2,275,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 70,972 | $2,275,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,304,000 | $2,269,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 78,701 | $2,247,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 16,879 | $2,242,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 16,191 | $2,240,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 39,109 | $2,228,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 26,200 | $2,227,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 35,572 | $2,224,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 2,340,000 | $2,193,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 122,654 | $2,181,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 75,627 | $2,170,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 34,994 | $2,164,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,425 | $2,120,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 16,871 | $2,116,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 37,644 | $2,116,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,000,000 | $2,114,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 52,000 | $2,105,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 87,900 | $2,099,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 35,596 | $2,087,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 12,556 | $2,074,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 17,817 | $2,074,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 17,400 | $2,071,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 9,479 | $2,066,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 9,800 | $2,065,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 594,991 | $2,053,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 162,625 | $2,052,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 31,000 | $2,048,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 39,600 | $2,032,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 43,325 | $2,024,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 127,985 | $2,022,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 219,236 | $2,013,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-18-000046 | superseded | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000009631-18-000047 | this filing | 2018-08-16 | acceptance time not in the bulk data set |