13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 905 holding rows worth $19,380,180,000.
- Accession
- 0000009631-18-000030
- Filer
- CIK 9631
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 1,674 entries on the cover page, a total value of $19,380,180,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,380,180,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerBNS INVESTMENTS INC.028-11472
- included managerScotiabanc Inc.028-16142
- included managerBank of Nova Scotia Trust Co (Bahamas) Ltd028-16218
- included managerTangerine Investment Management Inc.028-16219
- included managerProfuturo AFP S.A.028-16220
- included managerSCOTIA CAPITAL (USA) INC028-17829
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat028-18067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KROGER CO COM | 501044101 | Stock | 112,683 | $2,697,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 295,009 | $2,690,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 143,416 | $2,663,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 134,874 | $2,635,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 105,569 | $2,624,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 62,289 | $2,614,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 10,897 | $2,568,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 473,709 | $2,563,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 14,911 | $2,548,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 90,068 | $2,548,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 415,893 | $2,545,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 70,000 | $2,543,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 41,495 | $2,532,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 47,896 | $2,520,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 47,700 | $2,509,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 71,728 | $2,486,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 19,915 | $2,442,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 76,200 | $2,437,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 15,067 | $2,430,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 119,116 | $2,429,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 19,686 | $2,425,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 33,100 | $2,390,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 22,168 | $2,363,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 40,225 | $2,352,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,350,000 | $2,343,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 45,365 | $2,338,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 23,121 | $2,325,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,265 | $2,324,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 45,985 | $2,307,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 44,595 | $2,293,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 47,000 | $2,289,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 26,314 | $2,282,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 20,431 | $2,277,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,495 | $2,266,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 45,598 | $2,260,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 52,741 | $2,256,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 29,684 | $2,254,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 26,000 | $2,225,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 20,383 | $2,220,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 80,000 | $2,205,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 13,565 | $2,184,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 20,551 | $2,183,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 20,643 | $2,172,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 31,119 | $2,160,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 67,700 | $2,157,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 35,201 | $2,142,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 56,925 | $2,139,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 190,581 | $2,136,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 33,192 | $2,129,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 11,111 | $2,126,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 140,233 | $2,117,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 21,996 | $2,109,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 13,018 | $2,106,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 32,215 | $2,093,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 56,700 | $2,070,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 745,435 | $2,070,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 19,886 | $2,066,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 37,718 | $2,057,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 40,000 | $2,041,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 27,912 | $2,038,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 124,021 | $2,037,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 56,044 | $2,036,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 78,565 | $2,031,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 76,430 | $2,028,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 25,704 | $2,024,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 8,408 | $2,023,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,433 | $2,007,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 122,600 | $2,001,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 107,163 | $2,000,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 2,377,000 | $1,995,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 134,739 | $1,991,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 10,018 | $1,990,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 18,568 | $1,960,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 29,610 | $1,960,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,642 | $1,953,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 29,826 | $1,952,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 52,703 | $1,943,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 56,869 | $1,935,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 19,714 | $1,935,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 46,300 | $1,933,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 16,881 | $1,926,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 43,530 | $1,908,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 6,675 | $1,882,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,308 | $1,877,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,845 | $1,872,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 22,804 | $1,872,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 36,167 | $1,871,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 48,655 | $1,870,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 86,517 | $1,863,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 14,821 | $1,837,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 18,684 | $1,833,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 24,700 | $1,830,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 24,782 | $1,815,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 73,134 | $1,814,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 23,006 | $1,813,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 15,231 | $1,795,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 31,602 | $1,789,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 177,906 | $1,787,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8,000 | $1,786,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 44,977 | $1,786,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 20,664 | $1,781,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 23,127 | $1,778,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 48,341 | $1,777,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 18,049 | $1,776,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 25,527 | $1,771,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,468 | $1,752,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 93,598 | $1,745,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 108,151 | $1,741,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 100,000 | $1,740,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 34,205 | $1,729,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 17,200 | $1,725,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 197,219 | $1,722,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 40,000 | $1,718,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,507 | $1,710,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 19,032 | $1,709,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 34,153 | $1,698,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,130 | $1,697,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 50,713 | $1,696,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 10,757 | $1,685,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 12,314 | $1,684,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 104,205 | $1,664,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 45,350 | $1,656,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 80,522 | $1,648,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 14,442 | $1,647,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 15,402 | $1,638,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 36,032 | $1,632,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,764 | $1,622,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 12,932 | $1,615,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 23,466 | $1,612,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 19,103 | $1,611,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 39,822 | $1,609,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,717 | $1,605,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 62,962 | $1,603,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 19,142 | $1,593,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 23,750 | $1,542,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 119,648 | $1,520,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 39,651 | $1,510,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 54,028 | $1,501,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 7,344 | $1,500,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 54,677 | $1,497,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 39,476 | $1,497,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 31,357 | $1,488,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 29,403 | $1,479,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5,740 | $1,478,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 21,932 | $1,476,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 68,932 | $1,476,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 16,491 | $1,474,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 66,700 | $1,474,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 42,400 | $1,455,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 12,600 | $1,443,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 13,145 | $1,443,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 19,409 | $1,441,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 6,258 | $1,431,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,628 | $1,430,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,500 | $1,425,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 22,961 | $1,421,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 22,394 | $1,416,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,757 | $1,414,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 285,972 | $1,398,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 60,148 | $1,397,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 12,241 | $1,379,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 40,419 | $1,370,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 9,970 | $1,364,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 11,523 | $1,355,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 36,000 | $1,354,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 28,123 | $1,338,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 36,262 | $1,332,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 11,124 | $1,318,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6,948 | $1,315,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 19,561 | $1,314,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,154 | $1,312,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 14,369 | $1,311,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 17,101 | $1,307,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 28,959 | $1,305,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 34,910 | $1,304,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 20,500 | $1,303,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 143,952 | $1,294,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 13,911 | $1,288,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 14,805 | $1,275,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 10,865 | $1,272,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 25,337 | $1,271,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 21,000 | $1,269,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 12,986 | $1,268,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 10,652 | $1,262,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 80,400 | $1,261,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 300,000 | $1,251,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 18,689 | $1,232,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 14,200 | $1,231,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 123,188 | $1,229,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 13,954 | $1,224,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 29,860 | $1,220,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 19,412 | $1,205,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 45,399 | $1,202,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 33,719 | $1,201,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 163,516 | $1,194,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 54,700 | $1,192,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11,139 | $1,182,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 34,371 | $1,179,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 18,459 | $1,173,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 35,654 | $1,172,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,028,000 | $1,169,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 50,432 | $1,161,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 60,091 | $1,156,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 38,899 | $1,155,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 14,478 | $1,155,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,429 | $1,152,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,160,000 | $1,150,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,928 | $1,145,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 13,559 | $1,141,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 16,159 | $1,138,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 19,274 | $1,134,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,700 | $1,133,000 | thousands by filing date | put |
| COMMERCE BANCSHARES INC | 200525103 | COM | 18,917 | $1,133,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 84,759 | $1,129,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 11,636 | $1,127,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 60,000 | $1,122,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 18,906 | $1,115,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 11,214 | $1,114,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,396 | $1,113,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,766 | $1,111,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 29,467 | $1,110,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 45,653 | $1,107,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 59,911 | $1,096,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 28,876 | $1,094,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 21,000 | $1,085,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 12,400 | $1,076,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 24,815 | $1,075,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 44,173 | $1,074,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 9,223 | $1,072,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 7,233 | $1,067,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 15,300 | $1,055,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 80,400 | $1,052,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 13,882 | $1,050,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,996 | $1,039,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,000 | $1,025,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,153 | $1,018,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 17,719 | $1,012,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 71,863 | $1,004,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 15,893 | $999,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 33,649 | $991,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 46,845 | $983,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 13,700 | $982,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 38,500 | $980,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 16,400 | $946,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 83,045 | $944,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 26,700 | $939,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 11,500 | $934,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,645 | $932,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 52,400 | $930,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 28,993 | $930,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 21,670 | $929,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 95,178 | $916,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,500 | $912,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 14,137 | $890,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12,000 | $873,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 143,270 | $873,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 71,250 | $868,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,010 | $868,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 21,849 | $861,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 100,870 | $841,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 80,000 | $826,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 34,036 | $813,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 50,766 | $802,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 36,400 | $802,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 50,832 | $801,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 13,664 | $801,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 24,848 | $790,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 29,300 | $788,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 53,932 | $777,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 12,406 | $768,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,000 | $737,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,982 | $730,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 12,533 | $725,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 31,624 | $718,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12,146 | $717,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 14,012 | $700,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 245,000 | $693,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 16,534 | $682,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 36,337 | $669,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 72,829 | $666,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 46,781 | $653,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 24,243 | $644,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,396 | $642,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 22,989 | $634,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 21,579 | $621,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,940 | $613,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 10,000 | $600,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 13,339 | $591,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,672 | $575,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,404 | $572,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 18,208 | $572,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 13,193 | $571,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,791 | $570,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,546 | $560,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 12,225 | $556,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 12,667 | $554,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 14,386 | $540,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,537 | $538,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,444 | $538,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 21,087 | $536,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 15,506 | $532,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 17,800 | $528,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 31,617 | $527,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 44,371 | $520,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,773 | $512,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 15,500 | $511,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 76,451 | $501,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9,711 | $499,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $496,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 20,145 | $491,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 500,000 | $488,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 62,870 | $470,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,112 | $462,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 34,691 | $456,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 47,686 | $453,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 10,000 | $452,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,947 | $447,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 74,000 | $446,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 48,066 | $439,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 17,409 | $429,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 37,630 | $429,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,882 | $411,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,275 | $411,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,975 | $408,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 8,704 | $402,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,400 | $401,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,918 | $396,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 141,401 | $387,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 6,885 | $380,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,968 | $376,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,240 | $361,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,256 | $359,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 116,810 | $356,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 26,530 | $348,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,209 | $345,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 23,245 | $342,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,567 | $341,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 10,000 | $341,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,700 | $338,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 15,696 | $336,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,331 | $333,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,855 | $320,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 114,526 | $318,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 9,557 | $315,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,078 | $314,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,400 | $312,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,515 | $311,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,031 | $308,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,709 | $308,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 18,688 | $306,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 200,000 | $306,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,125 | $305,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,629 | $302,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 304,000 | $301,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,166 | $299,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $299,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 15,000 | $298,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,800 | $296,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,313 | $294,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 55,211 | $287,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 11,235 | $287,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,013 | $283,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,549 | $281,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,650 | $280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 3,020 | $278,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 14,400 | $273,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 57,766 | $271,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 18,594 | $267,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,540 | $263,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 93,867 | $257,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,500 | $255,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,960 | $255,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,441 | $253,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,160 | $238,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 16,842 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,169 | $232,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,621 | $224,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 75,773 | $224,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 85,149 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,400 | $210,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 4,437 | $207,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 12,282 | $198,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,485 | $178,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,387 | $168,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,500 | $162,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 10,229 | $161,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 34,100 | $148,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 22,313 | $148,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 50,236 | $120,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 22,815 | $119,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 137,704 | $115,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,606 | $114,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 68,000 | $90,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 45,674 | $79,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,662 | $65,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,139 | $61,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 57,951 | $58,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 17,461 | $41,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 21,248 | $38,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 50,045 | $32,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,987 | $29,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 27,704 | $26,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,763 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,450 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 11,856 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-18-000030 | this filing | 2018-05-15 | acceptance time not in the bulk data set |