13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 919 holding rows worth $21,918,611,000.
- Accession
- 0000009631-18-000005
- Filer
- CIK 9631
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 1,697 entries on the cover page, a total value of $21,918,611,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,918,611,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-13705
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerSCOTIA CAPITAL INC.028-11461
- included managerBNS INVESTMENTS INC.028-11472
- included managerScotiabanc Inc.028-16142
- included managerBank of Nova Scotia Trust Co (Bahamas) Ltd028-16218
- included managerTangerine Investment Management Inc.028-16219
- included managerProfuturo AFP S.A.028-16220
- included managerSCOTIA CAPITAL (USA) INC028-17829
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat028-18067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 40,000 | $3,063,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 413,000 | $3,036,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 18,495 | $3,021,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 42,677 | $3,011,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 46,805 | $2,960,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60,300 | $2,952,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 5,000 | $2,931,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 19,610 | $2,895,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,910,000 | $2,868,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 156,400 | $2,865,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 50,000 | $2,814,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 40,000 | $2,794,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 28,602 | $2,776,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 66,601 | $2,734,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 63,798 | $2,728,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 97,106 | $2,724,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 53,292 | $2,722,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 26,944 | $2,718,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 39,959 | $2,694,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 32,000 | $2,693,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 78,665 | $2,689,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 39,827 | $2,685,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 80,361 | $2,683,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 39,424 | $2,679,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 65,673 | $2,675,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 111,050 | $2,665,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,695 | $2,657,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 36,468 | $2,656,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 34,508 | $2,653,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 10,318 | $2,651,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 39,629 | $2,639,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 36,373 | $2,636,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 25,000 | $2,625,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 25,000 | $2,625,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 24,807 | $2,606,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 30,740 | $2,602,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 27,458 | $2,601,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 83,875 | $2,595,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 28,180 | $2,588,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 56,721 | $2,561,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 27,966 | $2,559,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 40,376 | $2,552,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 11,453 | $2,545,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 208,804 | $2,545,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15,940 | $2,542,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 22,348 | $2,537,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 31,744 | $2,535,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 44,221 | $2,522,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 31,800 | $2,520,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 24,922 | $2,498,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 10,318 | $2,490,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 124,268 | $2,472,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 169,673 | $2,470,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 65,163 | $2,454,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 36,088 | $2,440,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 46,800 | $2,428,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 103,573 | $2,425,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 12,522 | $2,419,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 32,848 | $2,415,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 30,000 | $2,406,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 77,710 | $2,401,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 35,986 | $2,369,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6,960 | $2,369,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 64,720 | $2,365,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 27,145 | $2,357,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 42,549 | $2,354,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 24,394 | $2,342,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 116,364 | $2,310,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 25,500 | $2,310,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 98,663 | $2,308,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 19,232 | $2,304,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 25,445 | $2,299,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 28,179 | $2,294,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,336 | $2,292,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 10,363 | $2,284,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 66,700 | $2,279,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 38,585 | $2,276,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 48,400 | $2,271,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,100,000 | $2,266,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 18,090 | $2,248,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 22,932 | $2,245,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 107,900 | $2,244,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 39,800 | $2,244,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 13,603 | $2,241,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 76,605 | $2,232,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 42,100 | $2,227,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 373,826 | $2,224,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 53,670 | $2,222,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 17,775 | $2,214,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 17,304 | $2,213,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 23,252 | $2,209,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 49,359 | $2,169,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 43,097 | $2,157,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 500,000 | $2,141,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 231,947 | $2,141,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 59,377 | $2,139,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 56,012 | $2,135,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 69,505 | $2,128,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 12,557 | $2,117,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 30,820 | $2,116,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 26,950 | $2,107,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 21,321 | $2,100,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 13,474 | $2,100,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 26,108 | $2,096,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 44,194 | $2,091,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 7,579 | $2,081,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 54,922 | $2,079,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200,337 | $2,059,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 47,217 | $2,045,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 22,471 | $2,043,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 9,123 | $2,041,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 34,593 | $2,023,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 23,535 | $2,006,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 42,162 | $2,001,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 45,115 | $1,996,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 48,883 | $1,989,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 22,227 | $1,980,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 50,000 | $1,967,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 66,000 | $1,961,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22,996 | $1,952,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 14,947 | $1,951,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8,229 | $1,944,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 28,074 | $1,939,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 35,308 | $1,938,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7,614 | $1,930,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 28,155 | $1,920,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 18,784 | $1,915,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 73,437 | $1,915,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 67,128 | $1,904,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 44,455 | $1,860,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 28,696 | $1,841,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,022 | $1,833,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 28,768 | $1,820,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 127,538 | $1,817,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 27,950 | $1,808,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 8,767 | $1,799,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 14,911 | $1,798,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 20,134 | $1,798,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 47,700 | $1,791,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 17,720 | $1,782,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 80,245 | $1,765,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 16,200 | $1,756,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 14,234 | $1,752,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 25,000 | $1,746,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 115,792 | $1,740,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 32,400 | $1,740,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 31,000 | $1,739,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 24,694 | $1,726,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 19,674 | $1,721,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 16,252 | $1,710,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 23,577 | $1,703,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 33,799 | $1,700,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 225,000 | $1,687,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 15,400 | $1,671,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 170,977 | $1,670,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 7,647 | $1,667,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,336 | $1,661,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 49,807 | $1,658,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 70,914 | $1,650,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 130,307 | $1,648,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 43,651 | $1,647,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 24,020 | $1,644,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 33,677 | $1,619,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28,810 | $1,618,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 23,369 | $1,617,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 41,850 | $1,612,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,500,000 | $1,605,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 13,886 | $1,595,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 14,355 | $1,595,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,500,000 | $1,584,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 30,942 | $1,581,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 45,199 | $1,563,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 36,637 | $1,561,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 8,940 | $1,558,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 36,607 | $1,558,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 15,438 | $1,558,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 13,736 | $1,557,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 51,104 | $1,556,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,529,000 | $1,554,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 13,480 | $1,550,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 42,195 | $1,535,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 50,734 | $1,532,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 13,368 | $1,530,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 55,424 | $1,508,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 62,060 | $1,502,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 17,606 | $1,500,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 11,286 | $1,499,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 19,574 | $1,463,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 30,346 | $1,460,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 29,954 | $1,450,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 219,288 | $1,430,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 42,622 | $1,417,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 28,497 | $1,404,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 22,764 | $1,395,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 18,138 | $1,394,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,757 | $1,390,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 81,232 | $1,385,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 72,649 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,510 | $1,372,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 60,774 | $1,370,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 77,917 | $1,365,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 28,720 | $1,360,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 198,000 | $1,352,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 52,594 | $1,350,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 47,074 | $1,340,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 26,290 | $1,337,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,200 | $1,327,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 38,148 | $1,315,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 135,464 | $1,305,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 48,832 | $1,294,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 9,817 | $1,289,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 15,000 | $1,264,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,028,000 | $1,264,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 17,220 | $1,259,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 46,565 | $1,254,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 112,282 | $1,245,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 61,185 | $1,233,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 10,902 | $1,223,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 79,895 | $1,216,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 21,860 | $1,208,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 66,356 | $1,205,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 57,622 | $1,205,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 15,300 | $1,181,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 34,630 | $1,179,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 62,547 | $1,178,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 12,810 | $1,177,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,000,000 | $1,160,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 45,500 | $1,154,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 11,380 | $1,148,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 70,073 | $1,148,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 41,292 | $1,143,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 16,934 | $1,122,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 15,600 | $1,121,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 103,262 | $1,118,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 12,100 | $1,114,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 69,930 | $1,109,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 16,255 | $1,107,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 26,000 | $1,093,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 24,751 | $1,081,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,330 | $1,070,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 15,500 | $1,057,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 18,588 | $1,048,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 32,389 | $1,046,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 15,829 | $1,044,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 30,000 | $1,040,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 40,047 | $1,009,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,541 | $975,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,449 | $971,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,712 | $968,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 15,500 | $963,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 18,384 | $950,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 57,596 | $942,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 4,343 | $938,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 75,000 | $937,000 | thousands by filing date | put |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 23,980 | $937,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 14,245 | $936,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 46,877 | $935,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 6,830 | $929,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 42,427 | $927,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 14,271 | $922,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 29,339 | $921,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 13,301 | $916,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 16,473 | $915,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 11,787 | $913,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 25,025 | $910,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,500 | $904,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 22,314 | $903,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 20,638 | $902,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 50,000 | $900,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,978 | $896,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 64,663 | $894,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 29,733 | $893,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 80,189 | $890,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,532 | $875,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 39,735 | $874,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 16,249 | $869,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 62,910 | $868,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 91,650 | $866,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,369 | $862,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 3,918 | $855,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 45,526 | $851,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 18,214 | $849,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 84,173 | $847,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 95,685 | $843,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 36,400 | $843,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 37,016 | $828,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 17,325 | $827,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 26,190 | $826,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,260 | $821,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 50,360 | $816,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 38,581 | $808,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 15,251 | $804,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 21,208 | $802,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 20,336 | $795,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 6,794 | $795,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 802,000 | $784,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 45,785 | $776,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 18,410 | $770,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 16,296 | $764,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,680 | $759,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 73,727 | $751,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 18,741 | $746,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 12,637 | $741,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 87,416 | $735,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 15,327 | $726,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 15,770 | $724,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 17,169 | $723,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 27,482 | $721,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 7,070 | $713,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 30,763 | $708,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 45,197 | $695,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 53,751 | $686,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,396 | $684,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,500 | $661,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 30,447 | $658,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 10,226 | $651,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 21,527 | $644,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 10,155 | $643,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 17,700 | $642,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,992 | $624,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 500,000 | $624,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,450 | $606,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 123,500 | $606,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 9,070 | $584,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 31,100 | $579,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,386 | $570,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 26,718 | $566,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 16,842 | $566,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 500 | $564,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 10,200 | $560,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,760 | $558,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 140,251 | $555,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,840 | $537,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 14,000 | $525,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,454 | $520,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,480 | $518,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 17,891 | $500,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 500,000 | $485,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 16,108 | $482,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 20,092 | $468,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 49,000 | $465,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 34,580 | $461,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,400 | $459,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 20,237 | $453,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 145,655 | $450,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 65,251 | $427,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 21,345 | $427,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 9,620 | $426,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 16,307 | $420,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,330 | $417,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 11,386 | $414,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 25,490 | $412,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,017 | $403,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 7,000 | $403,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 23,809 | $397,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 10,826 | $391,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,280 | $373,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 56,878 | $371,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,917 | $357,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,000 | $357,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,764 | $354,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,204 | $351,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 24,343 | $351,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,000 | $345,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 21,248 | $345,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,680 | $343,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 24,237 | $323,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,000 | $322,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,049 | $318,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,635 | $316,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,060 | $315,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 57,364 | $314,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,702 | $310,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 5,000 | $308,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,350 | $301,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,439 | $300,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 48,204 | $297,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 87,474 | $287,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,049 | $286,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,053 | $284,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,031 | $279,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,190 | $279,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 91,625 | $278,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,245 | $269,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 16,004 | $266,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,471 | $262,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 22,910 | $261,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,868 | $257,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 59,525 | $256,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 12,000 | $255,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,540 | $254,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,631 | $250,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,060 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,169 | $232,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 10,000 | $230,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,139 | $223,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 46,321 | $222,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 6,275 | $221,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 73,298 | $220,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,962 | $219,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 79,643 | $216,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 141,166 | $204,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 28,002 | $189,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,919 | $147,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 50,049 | $128,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 51,535 | $125,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 23,467 | $122,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,082 | $115,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,500 | $110,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,800 | $79,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 68,000 | $77,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 60,312 | $75,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 26,049 | $68,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 15,164 | $65,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 22,774 | $53,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 28,986 | $52,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 52,223 | $42,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,533 | $35,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 11,856 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-18-000005 | this filing | 2018-02-14 | acceptance time not in the bulk data set |