13F-HR filed by SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 711 holding rows worth $7,500,636,000.
- Accession
- 0000009631-18-000004
- Filer
- CIK 1335644
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 711 entries on the cover page, a total value of $7,500,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,500,636,000 with VALUE read as thousands by filing date, 13F file number 028-11461. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF NOVA SCOTIA028-11475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARRIS CORP INC | 413875105 | COM | 4,026 | $570,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 26,577 | $569,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,909 | $563,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,260 | $561,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,238 | $560,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,250 | $559,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10,480 | $553,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,328 | $553,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,260 | $544,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 17,942 | $543,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 9,008 | $540,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,172 | $539,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 86,977 | $538,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,561 | $538,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 25,255 | $531,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,793 | $530,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,716 | $529,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 78,364 | $528,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,854 | $525,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,405 | $525,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,472 | $519,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 21,853 | $518,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,147 | $517,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,974 | $515,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 139,407 | $512,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 40,000 | $510,000 | thousands by filing date | call |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 17,090 | $507,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,489 | $506,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 10,419 | $505,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,850 | $499,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 45,861 | $485,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 20,162 | $485,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 13,989 | $483,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,472 | $481,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 31,600 | $477,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 25,000 | $474,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 3,048 | $472,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 45,161 | $472,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 16,554 | $470,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 17,797 | $460,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,956 | $454,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 15,402 | $453,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,313 | $452,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,743 | $451,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,615 | $450,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,278 | $449,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 10,541 | $448,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,703 | $441,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,738 | $441,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,159 | $436,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 251 | $436,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,500 | $435,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 6,001 | $434,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,420 | $432,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,000 | $432,000 | thousands by filing date | put |
| Vanguard Value ETF | 922908744 | SHS | 4,053 | $431,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 12,788 | $430,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 22,872 | $429,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,937 | $428,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,917 | $426,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 8,673 | $418,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 9,292 | $418,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,359 | $417,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,168 | $416,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,985 | $410,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 17,355 | $410,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 3,662 | $410,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 9,031 | $410,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,197 | $409,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,795 | $404,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,915 | $400,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,359 | $400,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,899 | $398,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 19,626 | $396,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 27,302 | $394,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 14,879 | $394,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,938 | $393,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 10,946 | $392,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 316,786 | $391,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 9,209 | $388,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 7,698 | $385,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 8,672 | $384,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,310 | $384,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,619 | $383,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 7,624 | $381,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 22,930 | $380,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,983 | $379,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,848 | $378,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,577 | $374,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,840 | $372,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,106 | $368,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,692 | $368,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 8,827 | $365,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 455,949 | $363,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 7,000 | $358,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 6,395 | $357,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,755 | $355,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,000 | $352,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,654 | $349,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 15,649 | $347,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,165 | $346,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 8,585 | $344,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,932 | $341,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,160 | $341,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 36,431 | $340,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,489 | $330,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 50,320 | $329,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,780 | $325,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,220 | $324,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 9,288 | $324,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 61,385 | $320,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,277 | $317,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,184 | $315,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,074 | $315,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,434 | $310,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,790 | $309,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,503 | $308,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,084 | $306,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 14,210 | $304,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,911 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,648 | $298,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 10,396 | $291,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,132 | $290,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,000 | $289,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,227 | $287,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,264 | $284,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,123 | $281,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,529 | $278,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,000 | $270,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,573 | $270,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 11,604 | $270,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,948 | $267,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,530 | $265,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,361 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,537 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,067 | $260,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,202 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,652 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,402 | $255,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 12,601 | $254,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,381 | $249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 4,727 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,800 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,239 | $248,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 16,474 | $245,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,013 | $240,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,631 | $239,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,871 | $238,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,986 | $235,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,732 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,875 | $229,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,700 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 4,704 | $229,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 319 | $227,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,761 | $227,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 956 | $226,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,290 | $223,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,123 | $223,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,000 | $222,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,029 | $221,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 598 | $218,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,530 | $217,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,170 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,400 | $213,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,624 | $210,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,917 | $206,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,719 | $200,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 16,832 | $194,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,404 | $189,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 14,134 | $188,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 15,807 | $183,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,187 | $182,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 62,918 | $178,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 28,987 | $164,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,670 | $163,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 12,540 | $163,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,000 | $156,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 66,504 | $154,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 29,050 | $147,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,082 | $146,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,195 | $146,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,019 | $139,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 49,219 | $133,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,734 | $130,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,576 | $119,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 30,693 | $113,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 32,991 | $112,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 19,862 | $95,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 13,699 | $89,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 11,500 | $88,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,668 | $82,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 137,006 | $75,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,565 | $74,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 30,404 | $56,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,573 | $55,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,209 | $52,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 35,100 | $49,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 26,647 | $47,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 152,500 | $45,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,320 | $43,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 17,350 | $37,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 19,120 | $29,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $28,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 25,600 | $26,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 18,468 | $26,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,620 | $22,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,369 | $19,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 18,900 | $17,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 35,700 | $15,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 15,400 | $9,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 14,101 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-18-000004 | this filing | 2018-02-13 | acceptance time not in the bulk data set |