13F-HR filed by BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-15, with 931 holding rows worth $19,058,234,000.
- Accession
- 0000009631-17-000011
- Filer
- CIK 9631
- Filed
- 2017-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 1,600 entries on the cover page, a total value of $19,058,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,058,234,000 with VALUE read as thousands by filing date, 13F file number 028-11475. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBANK OF NOVA SCOTIA TRUST CO028-11459
- reports for this filerSCOTIA CAPITAL INC.028-11461
- reports for this filer1832 Asset Management L.P.028-13705
- included managerBNS INVESTMENTS INC.028-11472
- included managerScotiabanc Inc.028-16142
- included managerBank of Nova Scotia Trust Co (Bahamas) Ltd028-16218
- included managerTangerine Investment Management Inc.028-16219
- included managerProfuturo AFP S.A.028-16220
- included managerSCOTIA CAPITAL (USA) INC028-17829
- included managerScotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat028-18067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REALTY INCOME CORP COM | 756109104 | REIT | 61,677 | $3,404,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 105,425 | $3,369,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 51,756 | $3,356,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 52,397 | $3,339,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 18,090 | $3,325,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 519,860 | $3,324,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 245,421 | $3,318,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 140,417 | $3,318,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 176,572 | $3,314,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 92,466 | $3,306,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 17,873 | $3,271,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 35,590 | $3,257,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,500 | $3,240,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 51,266 | $3,217,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 16,692 | $3,199,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 71,576 | $3,152,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 51,910 | $3,144,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 14,116 | $3,142,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 40,111 | $3,127,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 26,397 | $3,123,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,212,000 | $3,123,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 40,486 | $3,108,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 34,378 | $3,105,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 38,848 | $3,104,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 33,405 | $3,099,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 81,400 | $3,095,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 131,272 | $3,093,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 167,281 | $3,056,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 375,000 | $3,045,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 78,862 | $3,013,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 63,657 | $3,013,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 27,485 | $2,998,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 54,251 | $2,951,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 123,505 | $2,950,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 17,518 | $2,927,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 39,915 | $2,924,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 34,627 | $2,922,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 63,160 | $2,921,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 100,044 | $2,917,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 62,214 | $2,912,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 102,694 | $2,906,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 131,500 | $2,890,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 46,465 | $2,874,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 65,465 | $2,850,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 60,400 | $2,844,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 164,161 | $2,827,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 35,147 | $2,820,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 147,800 | $2,808,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 126,111 | $2,794,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 72,109 | $2,755,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 214,855 | $2,724,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 25,662 | $2,704,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 79,878 | $2,682,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 97,256 | $2,663,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 76,955 | $2,661,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 470,600 | $2,654,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 24,987 | $2,637,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 11,004 | $2,635,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,529,000 | $2,632,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 41,685 | $2,629,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 175,000 | $2,625,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 67,460 | $2,614,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 33,000 | $2,588,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 35,000 | $2,584,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 30,500 | $2,565,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 20,432 | $2,524,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 27,923 | $2,506,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 23,889 | $2,500,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 25,430 | $2,479,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 68,060 | $2,477,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 20,501 | $2,470,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 20,227 | $2,469,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 34,028 | $2,466,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 19,551 | $2,464,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 33,773 | $2,463,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 918,914 | $2,445,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 300,000 | $2,445,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 70,891 | $2,444,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 60,910 | $2,440,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 23,034 | $2,437,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 18,022 | $2,418,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 51,434 | $2,415,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 17,824 | $2,406,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 51,519 | $2,402,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 189,808 | $2,390,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 19,438 | $2,365,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 25,549 | $2,353,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 46,800 | $2,345,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 59,984 | $2,338,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 40,512 | $2,319,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 28,901 | $2,319,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 53,900 | $2,317,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 69,581 | $2,293,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 40,486 | $2,286,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 68,859 | $2,283,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 38,916 | $2,280,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 9,719 | $2,265,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 108,200 | $2,262,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 24,089 | $2,261,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 34,575 | $2,255,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 103,019 | $2,254,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 20,401 | $2,251,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 40,386 | $2,238,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 237,609 | $2,226,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 30,206 | $2,206,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 28,258 | $2,204,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 31,883 | $2,190,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 37,202 | $2,167,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 32,244 | $2,161,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 20,827 | $2,149,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 25,212 | $2,147,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 18,959 | $2,136,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 12,863 | $2,134,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,882,000 | $2,134,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 84,575 | $2,123,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 151,728 | $2,101,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 33,400 | $2,092,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 60,719 | $2,071,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 51,510 | $2,069,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 147,000 | $2,064,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 13,020 | $2,057,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 16,223 | $2,051,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 56,804 | $2,047,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 106,908 | $2,037,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 21,418 | $2,014,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 45,532 | $1,999,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 52,240 | $1,996,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 36,900 | $1,995,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 15,090 | $1,994,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,186 | $1,990,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 56,821 | $1,987,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 51,075 | $1,983,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 43,983 | $1,968,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 16,000 | $1,957,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 16,675 | $1,944,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 193,050 | $1,944,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 39,978 | $1,943,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 25,700 | $1,942,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,018 | $1,937,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 71,000 | $1,936,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 11,440 | $1,910,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 45,062 | $1,909,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 27,000 | $1,903,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 25,000 | $1,892,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 25,000 | $1,892,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 8,971 | $1,884,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 42,100 | $1,880,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 51,197 | $1,871,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 29,126 | $1,869,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 14,622 | $1,858,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 40,200 | $1,849,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 25,799 | $1,844,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 33,600 | $1,843,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 37,541 | $1,840,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 127,625 | $1,824,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 68,621 | $1,783,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 10,238 | $1,766,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 77,879 | $1,758,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 69,485 | $1,747,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 37,311 | $1,742,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 80,061 | $1,740,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 116,810 | $1,739,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 26,367 | $1,738,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 34,819 | $1,734,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 85,701 | $1,726,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 177,588 | $1,724,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 63,792 | $1,714,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 65,220 | $1,706,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 49,470 | $1,700,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 18,507 | $1,692,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 17,400 | $1,677,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 21,914 | $1,676,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 11,408 | $1,658,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 63,200 | $1,658,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 65,142 | $1,652,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 148,492 | $1,650,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,068,000 | $1,630,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25,598 | $1,621,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 92,890 | $1,617,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 910,000 | $1,590,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 17,277 | $1,579,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17,838 | $1,576,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 85,729 | $1,573,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,778 | $1,536,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 30,000 | $1,526,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 22,162 | $1,510,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 147,713 | $1,488,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 41,900 | $1,482,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 76,895 | $1,476,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 30,700 | $1,441,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 86,676 | $1,439,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 177,876 | $1,432,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 12,000 | $1,431,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 61,328 | $1,425,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,000 | $1,409,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 25,893 | $1,404,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 26,648 | $1,400,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 23,987 | $1,393,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 31,626 | $1,359,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 15,500 | $1,355,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 11,291 | $1,354,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 64,915 | $1,353,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 29,700 | $1,352,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 72,280 | $1,327,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 18,403 | $1,322,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 60,228 | $1,321,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 19,317 | $1,320,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 46,953 | $1,313,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 17,173 | $1,311,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 26,431 | $1,303,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 89,624 | $1,302,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 41,722 | $1,290,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 28,154 | $1,289,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 331,000 | $1,281,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,757 | $1,273,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 49,617 | $1,236,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 11,800 | $1,233,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 97,586 | $1,232,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 25,613 | $1,228,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 69,353 | $1,225,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 26,307 | $1,221,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 27,000 | $1,221,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 88,303 | $1,208,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 16,000 | $1,207,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 25,000 | $1,188,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 10,413 | $1,177,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,300 | $1,172,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 17,800 | $1,165,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 6,623 | $1,163,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 11,034 | $1,144,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 40,119 | $1,142,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50,000 | $1,138,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 24,900 | $1,125,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 10,217 | $1,118,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 133,300 | $1,116,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 53,900 | $1,108,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 27,720 | $1,105,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 13,000 | $1,104,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28,810 | $1,100,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 66,483 | $1,098,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 86,580 | $1,094,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 84,300 | $1,092,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 115,400 | $1,078,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 22,407 | $1,072,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 16,100 | $1,070,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 42,463 | $1,070,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 10,902 | $1,066,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 500,000 | $1,065,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 30,900 | $1,060,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 14,174 | $1,057,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 195,670 | $1,057,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 76,975 | $1,055,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 34,986 | $1,049,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 84,326 | $1,032,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 79,000 | $1,031,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 54,227 | $1,016,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 7,000 | $1,009,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 12,810 | $1,008,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 15,800 | $991,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 22,786 | $988,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 29,830 | $982,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 44,330 | $975,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,330 | $971,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 74,612 | $970,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 7,866 | $958,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 57,388 | $956,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 27,483 | $953,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 8,670 | $946,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 177,619 | $931,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 29,264 | $929,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 23,463 | $928,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 24,751 | $927,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 15,000 | $913,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11,544 | $898,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 20,007 | $897,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 59,100 | $894,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 40,300 | $887,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 37,897 | $878,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 10,000 | $876,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 17,600 | $869,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 30,226 | $869,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 106,946 | $868,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $866,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 49,000 | $863,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 34,185 | $853,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 171,303 | $852,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 39,090 | $848,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,374 | $847,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 17,000 | $843,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 75,000 | $839,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 75,000 | $839,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 15,600 | $839,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 33,066 | $833,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,500 | $821,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 900,000 | $816,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 46,914 | $814,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,891 | $812,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 37,195 | $809,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 30,968 | $800,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 38,863 | $799,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,200 | $796,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 36,400 | $791,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 95,422 | $789,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 19,237 | $781,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 20,011 | $773,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 41,635 | $770,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 273,239 | $769,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 87,618 | $755,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 12,854 | $754,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 18,410 | $749,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 48,583 | $746,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 46,087 | $742,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 38,581 | $732,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 43,055 | $724,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 50,000 | $724,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 26,972 | $718,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 15,251 | $714,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,260 | $708,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 20,165 | $708,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 6,794 | $706,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10,000 | $702,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,700 | $693,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,500 | $684,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 21,200 | $674,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,590 | $669,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,680 | $666,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 37,193 | $665,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,100 | $655,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 8,365 | $654,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 15,770 | $653,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,067 | $643,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 20,000 | $638,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 10,226 | $637,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 10,492 | $627,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 33,023 | $623,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 42,099 | $608,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,940 | $596,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 20,400 | $592,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 83,100 | $591,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 83,073 | $589,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 219,106 | $581,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 10,110 | $571,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 37,121 | $571,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 83,910 | $568,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 9,301 | $564,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 6,426 | $563,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 528,000 | $563,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,136 | $561,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,256 | $559,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 35,000 | $538,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,840 | $521,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 163,922 | $521,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,683 | $521,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 12,473 | $520,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 9,993 | $513,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,700 | $503,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 12,700 | $498,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 35,283 | $479,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 17,367 | $468,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,164 | $460,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,365 | $458,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,000 | $454,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,760 | $451,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 130,715 | $447,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 8,357 | $444,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 64,795 | $433,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 49,792 | $413,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 42,684 | $410,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 6,375 | $400,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,250 | $397,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 67,126 | $388,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,452 | $384,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 17,649 | $381,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 9,300 | $377,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,573 | $372,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 11,799 | $367,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,500 | $364,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 29,593 | $362,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 16,600 | $362,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 354,000 | $354,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 9,620 | $346,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,910 | $345,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 24,123 | $341,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,000 | $321,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 10,900 | $318,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 27,747 | $314,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 24,740 | $311,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,204 | $305,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,047 | $305,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,020 | $301,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,290 | $297,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 65,173 | $296,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,389 | $284,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,049 | $281,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,060 | $279,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 21,154 | $276,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 6,275 | $275,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,060 | $270,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,047 | $269,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 9,483 | $266,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,053 | $264,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,469 | $262,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 115,707 | $257,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,280 | $256,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 104,076 | $253,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 5,207 | $245,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,441 | $239,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,903 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,100 | $229,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 91,584 | $221,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 10,000 | $218,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 44,498 | $218,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,450 | $212,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,831 | $210,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,000 | $197,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 86,045 | $190,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 22,600 | $189,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 35,272 | $168,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 49,280 | $166,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,511 | $139,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 15,012 | $91,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 11,912 | $88,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,000 | $82,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 71,000 | $76,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 10,704 | $61,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 70,433 | $55,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 50,000 | $51,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 32,326 | $50,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 19,174 | $45,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 76,784 | $33,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 34,258 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000009631-17-000011 | this filing | 2017-08-15 | acceptance time not in the bulk data set |